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Former SEC-registered adviser

G••••••• C•••••• P•••••••• L•••

Former SEC-registered adviserCRD 165103SEC 801-78099IAPD
Latest filing Apr 30, 2019
First filing on the tape May 16, 2013 · 18 filings
RAUM
$832M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$688M gross assets
History
18 filings and snapshots on the tape
RAUM$832M as of Mar 27, 2019
Mar 18, 2014$64.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Mar 18, 20140 then
Employees (5.A)9 as of Mar 27, 2019
Mar 18, 20143 then
Private funds2 as of Mar 27, 2019
Mar 18, 20141 then
RAUM -2.2% over the last fiscal year+44% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$166MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$832M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• C•••••• P••••••• F••• I•• L•••Hedge Fund$616M2Mar 22, 2017
      G••••••• C•••••• P••••••• Q• M••••• F•••• L•••Hedge Fund$71.5M140May 16, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• J•••• P•••••• · Non-Managing Member Of G••••••• C•••••• G•• L••control
        since 05/2015 · owns 5% to 10%
      • F•••••••• R•••••• E••••• · Cfo / Ccocontrol
        since 09/2012 · owns 5% to 10%
      • G•••••••• B••••• J•• · Managing Member Of G••••••• C•••••• G•• L••control
        since 09/2012 · owns 75% or more
      • G•••••••• B••••• J•• · Sole Membercontrol
        since 09/2012 · owns 75% or more of G• B•• L••
      Entity owners
      • G• B•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • G••••••• C•••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 6
        Jun 5, 2018 to Mar 27, 2019
      • Employees · 10 to 9
        Jun 5, 2018 to Mar 27, 2019
      • Discretionary RAUM · $850M to $832M
        Jun 5, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $850M to $832M
        Jun 5, 2018 to Mar 27, 2019
      • RAUM · $850M to $832M
        Jun 5, 2018 to Mar 27, 2019
      • HQ city · BOSTON to unset
        Apr 13, 2018 to Apr 27, 2018
      • HQ state · MA to unset
        Apr 13, 2018 to Apr 27, 2018
      • Discretionary RAUM · $902M to $850M
        Jan 31, 2018 to Mar 26, 2018
      • Pooled vehicle RAUM · $902M to $850M
        Jan 31, 2018 to Mar 26, 2018
      • RAUM · $902M to $850M
        Jan 31, 2018 to Mar 26, 2018
      • Advisory employees · 6 to 7
        Apr 18, 2017 to Nov 17, 2017
      • Pooled vehicle clients · unset to 5.0
        Apr 18, 2017 to Nov 17, 2017
      • Employees · 9 to 10
        Apr 18, 2017 to Nov 17, 2017
      • Other offices · unset to 0.0
        Apr 18, 2017 to Nov 17, 2017
      • Discretionary RAUM · $837M to $902M
        Apr 18, 2017 to Nov 17, 2017
      • Pooled vehicle RAUM · unset to 901828058.0
        Apr 18, 2017 to Nov 17, 2017
      • RAUM · $837M to $902M
        Apr 18, 2017 to Nov 17, 2017
      • Private funds · 1 to 2
        Apr 28, 2016 to Mar 22, 2017
      • Accounts · 4 to 5
        Apr 28, 2016 to Mar 22, 2017
      • Advisory employees · 3 to 6
        Apr 28, 2016 to Mar 22, 2017
      • Employees · 4 to 9
        Apr 28, 2016 to Mar 22, 2017
      • Discretionary RAUM · $278M to $837M
        Apr 28, 2016 to Mar 22, 2017
      • RAUM · $278M to $837M
        Apr 28, 2016 to Mar 22, 2017
      • Advisory employees · 2 to 3
        Mar 20, 2015 to Mar 29, 2016
      • Employees · 3 to 4
        Mar 20, 2015 to Mar 29, 2016
      • Discretionary RAUM · $99.5M to $278M
        Mar 20, 2015 to Mar 29, 2016
      • RAUM · $99.5M to $278M
        Mar 20, 2015 to Mar 29, 2016
      • Advisory activities · 2 to 1
        Jul 18, 2014 to Mar 20, 2015
      • Discretionary RAUM · $113M to $99.5M
        Jul 18, 2014 to Mar 20, 2015
      • RAUM · $113M to $99.5M
        Jul 18, 2014 to Mar 20, 2015
      • Discretionary RAUM · $64.0M to $113M
        Apr 4, 2014 to Jul 18, 2014
      • RAUM · $64.0M to $113M
        Apr 4, 2014 to Jul 18, 2014
      • Accounts · 0 to 4
        May 16, 2013 to Mar 18, 2014
      • Discretionary RAUM · $0 to $64.0M
        May 16, 2013 to Mar 18, 2014
      • RAUM · $0 to $64.0M
        May 16, 2013 to Mar 18, 2014
      Signals
      1 dated events
      • G••••••• C•••••• P•••••••• L••• filed its initial SEC registration (Form ADV)
        May 16, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026