DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• I••••••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 19, 2013 · 26 filings
SEC status approved since Mar 12, 2013
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.3B as of Mar 31, 2026
Mar 28, 2014$192M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20140 then
Employees (5.A)20 as of Mar 31, 2026
Mar 28, 20148 then
Private funds6 as of Mar 31, 2026
Mar 28, 20142 then
RAUM -0.6% over the last fiscal year+7.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $183MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• I••••••••• P••••••• I•• L••• | Private Equity Fund | $472M | 44 | Mar 27, 2020 |
| E•••••••• I••••••••• P••••••• I••• L••• | Private Equity Fund | $242M | 37 | Mar 29, 2016 |
| E•• C••••• C• I•• L•• | Private Equity Fund | $126M | 1 | Mar 31, 2023 |
| E•• A••• P•••••••• L•• | Private Equity Fund | $96.6M | 2 | Mar 30, 2022 |
| E•••••••• I••••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $71.5M | 52 | Feb 19, 2013 |
| E•• C••••••••• I•••• L•• | Private Equity Fund | $38.4M | 6 | Mar 30, 2022 |
| C••• M•••••• C••••• C• I•• L•• | Private Equity Fund | $14.6M | 1 | Mar 31, 2023 |
| E•• I••••••••• L•no longer reported | Real Estate Fund | $36,647 | 14 | Feb 19, 2013 |
| E•••••••• I••••••••• P••••••• V• L• | Other Private Fund | $0 | 0 | Sep 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••• A•••• I•••• · Managing Partnercontrolsince 02/2017 · owns less than 5%
- D••••• N•••••••• H••••• · Managing Partnercontrolsince 03/2007 · owns less than 5%
- R••••••• H••••• A••••• · Managing Partnercontrolsince 08/2016 · owns less than 5%
- D••••• A•••• I•••• · Sole M•••••controlsince 10/2020 · owns 75% or more of L••••••••• E• L••
- D••••• H•••••• D••••• · M•••••controlsince 03/2007 · owns 25% to 50% of N•• F••••• P••••••• I•• L••
- D••••• N•••••••• H••••• · Managing M•••••controlsince 03/2007 · owns 25% to 50% of N•• F••••• P••••••• I•• L••
- L••••••• C••••••• B•••••• · Trusteecontrolsince 01/2016 · owns F of F••• C• D••••••• R•••••••• T•••• O• D••••••• 1•••
- R••••••• H••••• A••••• · Sole M•••••controlsince 01/2020 · owns 75% or more of N•••••• C•••••• H••••••• L••
- P••••••• E••••• G••••• · Chief Compliance Officer & Managing Director Of Financesince 03/2013 · owns less than 5%
- R••••••• A••••• J••• · Chief Operating Officersince 03/2022 · owns less than 5%
Entity owners
- N•••••• C•••••• H••••••• L•• · M•••••direct · owns 25% to 50%
- N•• F••••• P••••••• I•• L•• · M•••••direct · owns 25% to 50%
- F••• C• D••••••• R•••••••• T•••• O• D••••••• 1••• · M•••••direct · owns 10% to 25%
- L••••••••• E• L•• · M•••••direct · owns less than 5%
Related persons
Schedule D 7.A
- E•• P••••••• I••• L•••pooled vehicle sponsorn
- E•• P••••••• I•• L•••pooled vehicle sponsorn
- E•• P••••••• V• L••pooled vehicle sponsorn
- E•• S•••••• M•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Sausalito, CA4 employees
What changed
consecutive filings, newest first
- Assets in custody · $8.8M to $8.2MMar 31, 2025 to Mar 31, 2026
- Private funds · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.3BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $1.3BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.3B to $1.3BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 19 to 20Jan 17, 2025 to Mar 31, 2025
- Assets in custody · $7.1M to $8.8MJan 17, 2025 to Mar 31, 2025
- Employees · 19 to 20Jan 17, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $985M to $1.3BJan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $985M to $1.3BJan 17, 2025 to Mar 31, 2025
- RAUM · $985M to $1.3BJan 17, 2025 to Mar 31, 2025
- Accounts · 6 to 7Mar 27, 2024 to Sep 27, 2024
- Pooled vehicle clients · 6 to 7Mar 27, 2024 to Sep 27, 2024
- Assets in custody · $681M to $7.1MMar 27, 2024 to Sep 27, 2024
- Private funds · 6 to 7Mar 27, 2024 to Sep 27, 2024
- Discretionary RAUM · $973M to $985MMar 27, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $973M to $985MMar 27, 2024 to Sep 27, 2024
- RAUM · $973M to $985MMar 27, 2024 to Sep 27, 2024
- Accounts · 7 to 6Jun 14, 2023 to Mar 27, 2024
- Advisory employees · 18 to 19Jun 14, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 6Jun 14, 2023 to Mar 27, 2024
- Assets in custody · $681M to $681MJun 14, 2023 to Mar 27, 2024
- Employees · 18 to 19Jun 14, 2023 to Mar 27, 2024
- Private funds · 7 to 6Jun 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.0B to $973MJun 14, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.0B to $973MJun 14, 2023 to Mar 27, 2024
- RAUM · $1.0B to $973MJun 14, 2023 to Mar 27, 2024
- Assets in custody · $692M to $681MMay 4, 2023 to Jun 12, 2023
- Discretionary RAUM · $1.0B to $1.0BMay 4, 2023 to Jun 12, 2023
- Pooled vehicle RAUM · $1.0B to $1.0BMay 4, 2023 to Jun 12, 2023
- RAUM · $1.0B to $1.0BMay 4, 2023 to Jun 12, 2023
- Accounts · 5 to 7Feb 8, 2023 to Mar 31, 2023
- Advisory employees · 17 to 18Feb 8, 2023 to Mar 31, 2023
- Pooled vehicle clients · 5 to 7Feb 8, 2023 to Mar 31, 2023
- Assets in custody · $0 to $692MFeb 8, 2023 to Mar 31, 2023
- Employees · 17 to 18Feb 8, 2023 to Mar 31, 2023
- Private funds · 5 to 7Feb 8, 2023 to Mar 31, 2023
- Discretionary RAUM · $935M to $1.0BFeb 8, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $935M to $1.0BFeb 8, 2023 to Mar 31, 2023
Signals
3 dated events
- E•••••••• I••••••••• P•••••••• L•• reported RAUM $1.3B, up 31% from $985.2M (2025-01-17 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- E•••••••• I••••••••• P•••••••• L•• reported RAUM $885.8M, up 73% from $513.4M (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- E•••••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 19, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E•••••••• I••••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ecosystempartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 443-921-9441reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E•••••••• I••••••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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