DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ergoteles Capital

Former SEC-registered adviserNew York, New YorkCRD 165309SEC 801-77103IAPD
Legal name Ergoteles LLC
Latest filing Mar 31, 2023
First filing on the tape Aug 27, 2012 · 18 filings
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$3.2B gross assets
History
18 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2023
Feb 22, 2013$150M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Feb 22, 20130 then
Employees (5.A)49 as of Mar 31, 2023
Feb 22, 20133 then
Private funds3 as of Mar 31, 2023
Mar 30, 20211 then
RAUM +142% over the last fiscal year+4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.5BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+142%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.6B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Ergoteles Master Fund LtdHedge Fund$1.6B4Dec 3, 2020
      Ergoteles International Ltd.Hedge Fund$1.4B73Mar 31, 2022
      Ergoteles Partners LPHedge Fund$210M23Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • Franciscus Michael Bos · Managing Membercontrol
        since 09/2012 · owns 25% to 50%
      • Francis Mark Mancini · Chief Operating Officer, Managing Membercontrol
        since 07/2012 · owns 10% to 25%
      • Amit Manwani · Managing Membercontrol
        since 09/2012 · owns 25% to 50%
      • Helen Melinda Scott · Chief Compliance Officercontrol
        since 12/2015 · owns less than 5%
      • Samir Sam Tedawes · Chief Financial Officercontrol
        since 01/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 25 to 26
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 45 to 49
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.9B to $4.6B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.9B to $4.6B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.9B to $4.6B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 1 to 3
        Mar 30, 2021 to Mar 31, 2022
      • Advisory employees · 17 to 25
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 37 to 45
        Mar 30, 2021 to Mar 31, 2022
      • Private funds · 1 to 3
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $5.1B to $1.9B
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $5.1B to $1.9B
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $5.1B to $1.9B
        Mar 30, 2021 to Mar 31, 2022
      • Accounts · 2 to 1
        Dec 3, 2020 to Mar 30, 2021
      • Advisory employees · 13 to 17
        Dec 3, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 4 to 3
        Dec 3, 2020 to Mar 30, 2021
      • Employees · 34 to 37
        Dec 3, 2020 to Mar 30, 2021
      • Discretionary RAUM · $5.6B to $5.1B
        Dec 3, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $5.6B to $5.1B
        Dec 3, 2020 to Mar 30, 2021
      • RAUM · $5.6B to $5.1B
        Dec 3, 2020 to Mar 30, 2021
      • Accounts · 1 to 2
        Mar 30, 2020 to Dec 3, 2020
      • Pooled vehicle clients · 1 to 4
        Mar 30, 2020 to Dec 3, 2020
      • Private funds · unset to 1
        Mar 30, 2020 to Dec 3, 2020
      • Discretionary RAUM · $4.1B to $5.6B
        Mar 30, 2020 to Dec 3, 2020
      • Pooled vehicle RAUM · $4.1B to $5.6B
        Mar 30, 2020 to Dec 3, 2020
      • RAUM · $4.1B to $5.6B
        Mar 30, 2020 to Dec 3, 2020
      • Advisory employees · 9 to 13
        Apr 1, 2019 to Mar 30, 2020
      • Employees · 17 to 34
        Apr 1, 2019 to Mar 30, 2020
      • Other offices · 1 to 0
        Apr 1, 2019 to Mar 30, 2020
      • Discretionary RAUM · $2.9B to $4.1B
        Apr 1, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $2.9B to $4.1B
        Apr 1, 2019 to Mar 30, 2020
      • RAUM · $2.9B to $4.1B
        Apr 1, 2019 to Mar 30, 2020
      • Discretionary RAUM · $2.5B to $2.9B
        Nov 29, 2018 to Apr 1, 2019
      • Pooled vehicle RAUM · $2.5B to $2.9B
        Nov 29, 2018 to Apr 1, 2019
      • RAUM · $2.5B to $2.9B
        Nov 29, 2018 to Apr 1, 2019
      • Advisory employees · 7 to 9
        Mar 23, 2017 to Mar 8, 2018
      • Pooled vehicle clients · unset to 1.0
        Mar 23, 2017 to Mar 8, 2018
      • Employees · 15 to 17
        Mar 23, 2017 to Mar 8, 2018
      • Other offices · unset to 1.0
        Mar 23, 2017 to Mar 8, 2018
      • Discretionary RAUM · $1.1B to $2.5B
        Mar 23, 2017 to Mar 8, 2018
      • Pooled vehicle RAUM · unset to 2541572928.0
        Mar 23, 2017 to Mar 8, 2018
      Signals
      7 dated events
      • Ergoteles Capital reported RAUM $4.6B, up 142% from $1.9B (2022-03-31 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Ergoteles Capital reported RAUM $1.9B, down 62% from $5.1B (2021-03-30 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Samir Sameh Tedawes (Chief Financial Officer) appeared on Schedule A of Ergoteles Capital
        Mar 30, 2021 · Control person joined · fact
      • Ergoteles Capital reported RAUM $5.6B, up 35% from $4.1B (2020-03-30 to 2020-12-03)
        Dec 3, 2020 · RAUM change · derived
      • Ergoteles Capital reported RAUM $4.1B, up 43% from $2.9B (2019-04-01 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Ergoteles Capital reported RAUM $2.5B, up 126% from $1.1B (2017-03-23 to 2018-03-08)
        Mar 8, 2018 · RAUM change · derived
      • Ergoteles Capital filed its initial SEC registration (Form ADV)
        Aug 27, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026