DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• C•••••• M••••••••• V• L••

Former SEC-registered adviserChicago, IllinoisCRD 165345SEC 801-77464IAPD
Latest filing Apr 1, 2015
First filing on the tape Dec 6, 2012 · 6 filings
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$277M gross assets
History
6 filings and snapshots on the tape
RAUM$244M as of Apr 1, 2015
Mar 28, 2013$47.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2015
Mar 28, 20130 then
Employees (5.A)9 as of Apr 1, 2015
Mar 28, 20138 then
Private funds2 as of Apr 1, 2015
Mar 28, 20131 then
RAUM +213% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$122MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+213%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$244M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$244M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      3 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• C••••••• M•••••• · Senior Managing Directorcontrol
        since 09/2012 · owns less than 5%
      • G••••• D••••• A•••• · Senior Managing Directorcontrol
        since 09/2012 · owns less than 5%
      • K••••• P•••• G• · Senior Managing Director, Chief Compliance Officercontrol
        since 09/2012 · owns less than 5%
      • F•••••• C••••••• M•••••• · Trusteecontrol
        since 04/2000 · owns 25% to 50% of T•• M•••••• C• F•••••• I•• T•••• D•••• A•••• 2•• 2•••
      • G••••• D••••• A•••• · Trusteecontrol
        since 03/2001 · owns 25% to 50% of T•• D•••• G•••• T•••• D•••• M•••• 5• 2•••
      Entity owners
      • T•• D•••• G•••• T•••• D•••• M•••• 5• 2••• · Member
        direct · owns 25% to 50%
      • T•• M•••••• C• F•••••• I•• T•••• D•••• A•••• 2•• 2••• · Member
        direct · owns 10% to 25%
      • T•• P••• G• K•••• T•••• D•••• M•••• 2•• 2••• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • M•••••• M•••••••• M••••••••• I•• L••
        pooled vehicle sponsorn
      • M•••••• M•••••••• M••••••••• V• S•••• L••
        pooled vehicle sponsorn
      • M•••••• M•••••••• M••••••••• V• L••
        pooled vehicle sponsorn
      • M•• C•••••• M••••••••• L••
        investment advisernRAUM $73.0M
      Advisers that list M•• C•••••• M••••••••• V• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $268M to $244M
        Dec 9, 2014 to Apr 1, 2015
      • Discretionary RAUM · $268M to $244M
        Dec 9, 2014 to Apr 1, 2015
      • RAUM · $268M to $244M
        Dec 9, 2014 to Apr 1, 2015
      • Assets in custody · $77.6M to $268M
        Apr 30, 2014 to Dec 9, 2014
      • Discretionary RAUM · $77.6M to $268M
        Apr 30, 2014 to Dec 9, 2014
      • RAUM · $77.6M to $268M
        Apr 30, 2014 to Dec 9, 2014
      • Assets in custody · $77.9M to $77.6M
        Mar 31, 2014 to Apr 30, 2014
      • Discretionary RAUM · $77.9M to $77.6M
        Mar 31, 2014 to Apr 30, 2014
      • RAUM · $77.9M to $77.6M
        Mar 31, 2014 to Apr 30, 2014
      • Accounts · 1 to 2
        Mar 28, 2013 to Mar 31, 2014
      • Advisory employees · 6 to 8
        Mar 28, 2013 to Mar 31, 2014
      • Assets in custody · $47.0M to $77.9M
        Mar 28, 2013 to Mar 31, 2014
      • Employees · 8 to 9
        Mar 28, 2013 to Mar 31, 2014
      • Private funds · 1 to 2
        Mar 28, 2013 to Mar 31, 2014
      • Discretionary RAUM · $47.0M to $77.9M
        Mar 28, 2013 to Mar 31, 2014
      • RAUM · $47.0M to $77.9M
        Mar 28, 2013 to Mar 31, 2014
      • Accounts · 0 to 1
        Dec 6, 2012 to Mar 28, 2013
      • Assets in custody · $0 to $47.0M
        Dec 6, 2012 to Mar 28, 2013
      • Custody of client assets · false to true
        Dec 6, 2012 to Mar 28, 2013
      • Employees · 9 to 8
        Dec 6, 2012 to Mar 28, 2013
      • Discretionary RAUM · $0 to $47.0M
        Dec 6, 2012 to Mar 28, 2013
      • RAUM · $0 to $47.0M
        Dec 6, 2012 to Mar 28, 2013
      Signals
      1 dated events
      • M•• C•••••• M••••••••• V• L•• filed its initial SEC registration (Form ADV)
        Dec 6, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      MMFCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026