DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•• C•••••• M••••••••• V• L••
Latest filing Apr 1, 2015
First filing on the tape Dec 6, 2012 · 6 filings
RAUM
$244M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$277M gross assets
History
6 filings and snapshots on the tape
RAUM$244M as of Apr 1, 2015
Mar 28, 2013$47.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2015
Mar 28, 20130 then
Employees (5.A)9 as of Apr 1, 2015
Mar 28, 20138 then
Private funds2 as of Apr 1, 2015
Mar 28, 20131 then
RAUM +213% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2015; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $122MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +213%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $244M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $244M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• M•••••••• F••• V• S•••• L• | Private Equity Fund | $264M | 43 | Mar 22, 2019 |
| M•••••• M•••••••• F••• V• S•••• L• | Private Equity Fund | $59.0M | 26 | Mar 31, 2014 |
| M•••••• M•••••••• F••• V• L••• | Private Equity Fund | $18.9M | 8 | Dec 6, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• C••••••• M•••••• · Senior Managing Directorcontrolsince 09/2012 · owns less than 5%
- G••••• D••••• A•••• · Senior Managing Directorcontrolsince 09/2012 · owns less than 5%
- K••••• P•••• G• · Senior Managing Director, Chief Compliance Officercontrolsince 09/2012 · owns less than 5%
- F•••••• C••••••• M•••••• · Trusteecontrolsince 04/2000 · owns 25% to 50% of T•• M•••••• C• F•••••• I•• T•••• D•••• A•••• 2•• 2•••
- G••••• D••••• A•••• · Trusteecontrolsince 03/2001 · owns 25% to 50% of T•• D•••• G•••• T•••• D•••• M•••• 5• 2•••
Entity owners
- T•• D•••• G•••• T•••• D•••• M•••• 5• 2••• · Memberdirect · owns 25% to 50%
- T•• M•••••• C• F•••••• I•• T•••• D•••• A•••• 2•• 2••• · Memberdirect · owns 10% to 25%
- T•• P••• G• K•••• T•••• D•••• M•••• 2•• 2••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- M•••••• M•••••••• M••••••••• I•• L••pooled vehicle sponsorn
- M•••••• M•••••••• M••••••••• V• S•••• L••pooled vehicle sponsorn
- M•••••• M•••••••• M••••••••• V• L••pooled vehicle sponsorn
- M•• C•••••• M••••••••• L••investment advisernRAUM $73.0M
Advisers that list M•• C•••••• M••••••••• V• L•• as a related person
- 161003 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $268M to $244MDec 9, 2014 to Apr 1, 2015
- Discretionary RAUM · $268M to $244MDec 9, 2014 to Apr 1, 2015
- RAUM · $268M to $244MDec 9, 2014 to Apr 1, 2015
- Assets in custody · $77.6M to $268MApr 30, 2014 to Dec 9, 2014
- Discretionary RAUM · $77.6M to $268MApr 30, 2014 to Dec 9, 2014
- RAUM · $77.6M to $268MApr 30, 2014 to Dec 9, 2014
- Assets in custody · $77.9M to $77.6MMar 31, 2014 to Apr 30, 2014
- Discretionary RAUM · $77.9M to $77.6MMar 31, 2014 to Apr 30, 2014
- RAUM · $77.9M to $77.6MMar 31, 2014 to Apr 30, 2014
- Accounts · 1 to 2Mar 28, 2013 to Mar 31, 2014
- Advisory employees · 6 to 8Mar 28, 2013 to Mar 31, 2014
- Assets in custody · $47.0M to $77.9MMar 28, 2013 to Mar 31, 2014
- Employees · 8 to 9Mar 28, 2013 to Mar 31, 2014
- Private funds · 1 to 2Mar 28, 2013 to Mar 31, 2014
- Discretionary RAUM · $47.0M to $77.9MMar 28, 2013 to Mar 31, 2014
- RAUM · $47.0M to $77.9MMar 28, 2013 to Mar 31, 2014
- Accounts · 0 to 1Dec 6, 2012 to Mar 28, 2013
- Assets in custody · $0 to $47.0MDec 6, 2012 to Mar 28, 2013
- Custody of client assets · false to trueDec 6, 2012 to Mar 28, 2013
- Employees · 9 to 8Dec 6, 2012 to Mar 28, 2013
- Discretionary RAUM · $0 to $47.0MDec 6, 2012 to Mar 28, 2013
- RAUM · $0 to $47.0MDec 6, 2012 to Mar 28, 2013
Signals
1 dated events
- M•• C•••••• M••••••••• V• L•• filed its initial SEC registration (Form ADV)Dec 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M•• C•••••• M••••••••• V• L•• · Independent Sponsorsshared crd · capital_provider
- M•• C•••••• M••••••••• V• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- MMFCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026