DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C•••••• B••••• P••••••• M••••••••• L••
Latest filing Mar 27, 2024
First filing on the tape Oct 5, 2012 · 21 filings
RAUM
$13.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$13.0M gross assets
History
21 filings and snapshots on the tape
RAUM$13.0M as of Mar 27, 2024
Apr 1, 2013$182M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2024
Apr 1, 20130 then
Employees (5.A)8 as of Mar 27, 2024
Apr 1, 201312 then
Private funds1 as of Mar 27, 2024
Apr 1, 20132 then
RAUM -52% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -52%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13.0M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• B••••• C•••• R••• E••••• F••• I•• L••• | Real Estate Fund | $13.0M | 5 | Mar 30, 2016 |
| C•••••• B••••• C•••• R••• E••••• F•••• L•••no longer reported | Real Estate Fund | $339,494 | 19 | Oct 5, 2012 |
| C•••••• B••••• C••••• C•• F•••• L•••no longer reported | Real Estate Fund | $0 | 2 | Oct 5, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••• W•• · Officercontrolsince 01/2010 · owns less than 5%
- T•••••• J••••••• K•••• · Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
Entity owners
- K•••• T••• L•• · Memberdirect · owns 75% or more
- E••••• 2••• T•••• · Ownerindirect · owns 75% or more of E••••• C••••••• L••
- E••••• C••••••• L•• · Memberindirect · owns 75% or more of K•••• T••• L••
- W•••• F•••• B••• N••• · Trusteeindirect · owns F of E••••• 2••• T••••
Related persons
Schedule D 7.A
- C•••••• B••••• C••••••• L••pooled vehicle sponsorn
- C•••••• B••••• C•••• G• I•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Beijing Pr, China9 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 8Jul 5, 2023 to Mar 27, 2024
- Employees · 11 to 8Jul 5, 2023 to Mar 27, 2024
- Discretionary RAUM · $27.1M to $13.0MJul 5, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $27.1M to $13.0MJul 5, 2023 to Mar 27, 2024
- RAUM · $27.1M to $13.0MJul 5, 2023 to Mar 27, 2024
- Employees · 13 to 11Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $57.6M to $27.1MMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $57.6M to $27.1MMar 29, 2022 to Mar 30, 2023
- RAUM · $57.6M to $27.1MMar 29, 2022 to Mar 30, 2023
- Advisory employees · 12 to 11Mar 26, 2021 to Mar 29, 2022
- Employees · 14 to 13Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $37.1M to $57.6MMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $37.1M to $57.6MMar 26, 2021 to Mar 29, 2022
- RAUM · $37.1M to $57.6MMar 26, 2021 to Mar 29, 2022
- Accounts · 5 to 1Mar 25, 2020 to Mar 26, 2021
- Pooled vehicle clients · 5 to 1Mar 25, 2020 to Mar 26, 2021
- Discretionary RAUM · $62.3M to $37.1MMar 25, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $62.3M to $37.1MMar 25, 2020 to Mar 26, 2021
- RAUM · $62.3M to $37.1MMar 25, 2020 to Mar 26, 2021
- Accounts · 4 to 5Mar 28, 2019 to Mar 25, 2020
- Advisory employees · 11 to 12Mar 28, 2019 to Mar 25, 2020
- Pooled vehicle clients · 4 to 5Mar 28, 2019 to Mar 25, 2020
- Employees · 18 to 14Mar 28, 2019 to Mar 25, 2020
- Private funds · 2 to 1Mar 28, 2019 to Mar 25, 2020
- Discretionary RAUM · $74.1M to $62.3MMar 28, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $74.1M to $62.3MMar 28, 2019 to Mar 25, 2020
- RAUM · $74.1M to $62.3MMar 28, 2019 to Mar 25, 2020
- Accounts · 2 to 4Mar 27, 2018 to Mar 28, 2019
- Advisory employees · 12 to 11Mar 27, 2018 to Mar 28, 2019
- Pooled vehicle clients · 2 to 4Mar 27, 2018 to Mar 28, 2019
- Discretionary RAUM · $165M to $74.1MMar 27, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $165M to $74.1MMar 27, 2018 to Mar 28, 2019
- RAUM · $165M to $74.1MMar 27, 2018 to Mar 28, 2019
- Advisory employees · 14 to 12Mar 31, 2017 to Mar 27, 2018
- Charity clients · unset to 0.0Mar 31, 2017 to Mar 27, 2018
- Corporate clients · unset to 0.0Mar 31, 2017 to Mar 27, 2018
- HNW clients · unset to 0.0Mar 31, 2017 to Mar 27, 2018
- Individual clients · unset to 0.0Mar 31, 2017 to Mar 27, 2018
- Pension plan clients · unset to 0.0Mar 31, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 2.0Mar 31, 2017 to Mar 27, 2018
Signals
6 dated events
- R Thomas Delatour (Chief Compliance Officer) no longer on Schedule A of C•••••• B••••• P••••••• M••••••••• L•• (listed 2023-07-05, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Albert Keith Tucker (Chairman) no longer on Schedule A of C•••••• B••••• P••••••• M••••••••• L•• (listed 2021-03-26, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Tully William Wyatt (Member, Chief Financial Officer, Chief Compliance Officer, Treasurer & Secretary) no longer on Schedule A of C•••••• B••••• P••••••• M••••••••• L•• (listed 2021-03-26, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Pinckney James Mccoy (Member, Chief Financial Officer, Chief Compliance Officer, Treasurer & Secretary) no longer on Schedule A of C•••••• B••••• P••••••• M••••••••• L•• (listed 2018-03-27, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- Tully William Wyatt (Member, Chief Financial Officer, Chief Compliance Officer, Treasurer & Secretary) appeared on Schedule A of C•••••• B••••• P••••••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- C•••••• B••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 5, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C••••••-B•••••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C••••••B•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••••• B••••• P••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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