DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• C•••••• P•••••••• L•••
Latest filing Mar 25, 2026
First filing on the tape Nov 20, 2012 · 24 filings
SEC status approved since Jan 2, 2013
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
27 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
9
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$3.4B as of Mar 25, 2026
Mar 26, 2014$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 26, 20140 then
Employees (5.A)35 as of Mar 25, 2026
Mar 26, 201419 then
Private funds9 as of Mar 25, 2026
Mar 26, 20141 then
RAUM -4.0% over the last fiscal year+1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $336MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $2.5B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• R••• E••••• S•••••• S••••••••• F•••• L••• | Hedge Fund | $1.5B | 16 | Mar 26, 2014 |
| M••••• C••••••••• L••• | Real Estate Fund | $964M | 13 | Mar 25, 2020 |
| M••••• C••••••••• L••• | Real Estate Fund | $414M | 1 | Nov 25, 2015 |
| S•••• C••••••••• L••• | Real Estate Fund | $342M | 1 | Mar 25, 2021 |
| F••••• C••••••••• L••• | Real Estate Fund | $157M | 1 | Mar 25, 2020 |
| A•••• C••••••••• L••• | Real Estate Fund | $142M | 3 | Mar 30, 2022 |
| E••• J•• L• | Real Estate Fund | $96.4M | 6 | Mar 27, 2024 |
| C••••• I••••••••• L• | Real Estate Fund | $62.3M | 1 | Mar 27, 2024 |
| C••••• I••••••••• I• L• | Real Estate Fund | $52.6M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• W•••••• · Chief Financial Officercontrolsince 10/2012 · owns less than 5%
- M••••••••• N••••••• R••• · General Counsel And Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- M•••••• J•••• T•••••• · Limited Partnercontrolsince 08/2012 · owns 25% to 50%
- W••••••••• P••••••• N•• · Limited Partnercontrolsince 04/2015 · owns 25% to 50%
- W•••• T•••••• C••• K••• · Limited Partnercontrolsince 01/2016 · owns 10% to 25%
- M•••••• J•••• T•••••• · Shareholdercontrolsince 04/2015 · owns 75% or more of P••••••• C•••••• P••••••• G•• L••
Entity owners
- P••••••• C•••••• P••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••• C••••••••• G• L•investment adviserpooled vehicle sponsory
- C••••• I••••••••• G• L•investment adviserpooled vehicle sponsory
- C••••• I••••••••• I• G• L•investment adviserpooled vehicle sponsory
- E••• J• G•• L•investment adviserpooled vehicle sponsory
- F••••• C••••••••• G•• L•••investment adviserbankpooled vehicle sponsory
- M••••• C••••••••• G•• L•••investment adviserbankpooled vehicle sponsory
- M••••• C••••••••• G•• L•••investment adviserpooled vehicle sponsory
- P••••••• C•••••• P••••••• ••••••••• P•• L••investment advisery
- P••••••• R••• E••••• S•••••• S••••••••• F••• G•• L•••investment adviserbankpooled vehicle sponsory
- S•••• C••••••••• G•• L••investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom7 employees
- Central Hong Kong, Hong Kong4 employees
- Amsterdam, Netherlands2 employees
- Atlanta, GA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 25, 2026employees (Item 5.A) moved from 21.0 to 35.0 (+67.0%) between the annual amendments of 2025-03-27 and 2026-03-25; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 11 to 10Oct 31, 2025 to Mar 25, 2026
- Advisory employees · 15 to 27Oct 31, 2025 to Mar 25, 2026
- Pooled vehicle clients · 11 to 10Oct 31, 2025 to Mar 25, 2026
- Assets in custody · $2.6B to $2.5BOct 31, 2025 to Mar 25, 2026
- Employees · 21 to 35Oct 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $3.5B to $3.4BOct 31, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $3.5B to $3.4BOct 31, 2025 to Mar 25, 2026
- RAUM · $3.5B to $3.4BOct 31, 2025 to Mar 25, 2026
- Advisory employees · 14 to 15Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $3.3B to $2.6BMar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $4.3B to $3.5BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $4.3B to $3.5BMar 27, 2024 to Mar 27, 2025
- RAUM · $4.3B to $3.5BMar 27, 2024 to Mar 27, 2025
- Accounts · 6 to 11Mar 23, 2023 to Mar 27, 2024
- Advisory employees · 12 to 14Mar 23, 2023 to Mar 27, 2024
- Pooled vehicle clients · 6 to 11Mar 23, 2023 to Mar 27, 2024
- Assets in custody · $3.1B to $3.3BMar 23, 2023 to Mar 27, 2024
- Employees · 18 to 21Mar 23, 2023 to Mar 27, 2024
- Private funds · 6 to 9Mar 23, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.2B to $4.3BMar 23, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $3.2B to $4.3BMar 23, 2023 to Mar 27, 2024
- RAUM · $3.2B to $4.3BMar 23, 2023 to Mar 27, 2024
- Accounts · 7 to 6Mar 30, 2022 to Mar 23, 2023
- BD registered reps · 1 to 0Mar 30, 2022 to Mar 23, 2023
- Pooled vehicle clients · 7 to 6Mar 30, 2022 to Mar 23, 2023
- Assets in custody · $2.4B to $3.1BMar 30, 2022 to Mar 23, 2023
- Employees · 17 to 18Mar 30, 2022 to Mar 23, 2023
- State-registered IARs · 1 to 0Mar 30, 2022 to Mar 23, 2023
- Discretionary RAUM · $2.9B to $3.2BMar 30, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $2.9B to $3.2BMar 30, 2022 to Mar 23, 2023
- RAUM · $2.9B to $3.2BMar 30, 2022 to Mar 23, 2023
- Accounts · 6 to 7Apr 9, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 7Apr 9, 2021 to Mar 30, 2022
- Assets in custody · $2.0B to $2.4BApr 9, 2021 to Mar 30, 2022
- Other offices · 5 to 4Apr 9, 2021 to Mar 30, 2022
- Private funds · 5 to 6Apr 9, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.5B to $2.9BApr 9, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $2.5B to $2.9BApr 9, 2021 to Mar 30, 2022
- RAUM · $2.5B to $2.9BApr 9, 2021 to Mar 30, 2022
Signals
5 dated events
- P••••••• C•••••• P•••••••• L••• reported RAUM $4.3B, up 35% from $3.2B (2023-03-23 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Adriaan Jan-Willem De Geus (Limited Partner) no longer on Schedule A of P••••••• C•••••• P•••••••• L••• (listed 2021-04-09, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Osee Jonathan Harper (Principal & Chief Operating Officer) no longer on Schedule A of P••••••• C•••••• P•••••••• L••• (listed 2018-03-28, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- P••••••• C•••••• P•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)May 21, 2015 · Succession (Item 4) · fact
- P••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 883 0355reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••••• C•••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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