DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••••••• I••••••••• P••••••• I• G•• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 31, 2016 · 14 filings
SEC status approved since Apr 4, 2016
RAUM
$367M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$367M as of Mar 17, 2026
Mar 31, 2017$106M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 31, 20170 then
Employees (5.A)12 as of Mar 17, 2026
Mar 31, 20170 then
Private funds2 as of Mar 17, 2026
Mar 31, 20172 then
RAUM n/a over the last fiscal year-7.7% a year over three
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $36.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $367M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$367M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $367M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• M••••••••• V•••• F••• V• M••••• S••• L••• | Real Estate Fund | $219M | 350 | Mar 22, 2022 |
| C••••••••• I••••••••• P••••••• I•• Q•• L•••no longer reported | Real Estate Fund | $42.5M | 39 | Mar 31, 2016 |
| C•••• F••• I••• L••••• | Real Estate Fund | $27.7M | 177 | Mar 22, 2019 |
| C••••••••• M•••• C••••••••• F•••• L••• | Real Estate Fund | $20.4M | 14 | Mar 31, 2023 |
| C••••••••• I••••••••• P••••••• I•• L•••no longer reported | Real Estate Fund | $13.2M | 84 | Nov 15, 2012 |
| C•••• S•••••• O••••••••• F•••• L••• | Real Estate Fund | $11.5M | 94 | Mar 22, 2019 |
| C••••••••• I••••••••• P••••••• I• Q•• L•••no longer reported | Real Estate Fund | $9.9M | 22 | Nov 15, 2012 |
| C••••••••• I••••••••• P••••••• I•• L•••no longer reported | Real Estate Fund | $4.3M | 90 | Mar 22, 2018 |
| C••••••••• I••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $2.1M | 37 | Mar 22, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J•••• T• · Member-Managercontrolsince 02/2011 · owns 10% to 25%
- C•••••• L••••• M••• · Member-Managercontrolsince 02/2011 · owns 10% to 25%
- F••••••• M•••••• · Member-Manager / Ccocontrolsince 02/2011 · owns 10% to 25%
- H•••••• C•••••• H••••• · Member-Managercontrolsince 02/2011 · owns 10% to 25%
- S•••••• J••••• A• · Member-Managercontrolsince 03/2018 · owns 10% to 25%
- S••••• A•••••• V• · Member-Managercontrolsince 02/2011 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••••••• I••••••••• P••••••• I•• G•• L•••••pooled vehicle sponsorn
- C••••••••• I••••••••• P••••••• V• G•• L••pooled vehicle sponsorn
- C•••• S•••••• O••••••••• F••• G•• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Jul 1, 2025 to Mar 17, 2026
- Advisory employees · 9 to 10Jul 1, 2025 to Mar 17, 2026
- Pooled vehicle clients · 9 to 10Jul 1, 2025 to Mar 17, 2026
- Assets in custody · $281M to $367MJul 1, 2025 to Mar 17, 2026
- Employees · 10 to 12Jul 1, 2025 to Mar 17, 2026
- Discretionary RAUM · $320M to $367MJul 1, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $320M to $367MJul 1, 2025 to Mar 17, 2026
- RAUM · $320M to $367MJul 1, 2025 to Mar 17, 2026
- Financial planning clients · unset to May 1, 2025 to Jul 1, 2025
- Accounts · 12 to 9Mar 31, 2024 to May 1, 2025
- Pooled vehicle clients · 12 to 9Mar 31, 2024 to May 1, 2025
- Employees · 11 to 10Mar 31, 2024 to May 1, 2025
- Private funds · 3 to 2Mar 31, 2024 to May 1, 2025
- Discretionary RAUM · $281M to $320MMar 31, 2024 to May 1, 2025
- Pooled vehicle RAUM · $281M to $320MMar 31, 2024 to May 1, 2025
- RAUM · $281M to $320MMar 31, 2024 to May 1, 2025
- Accounts · 7 to 12Aug 21, 2023 to Mar 31, 2024
- Pooled vehicle clients · 7 to 12Aug 21, 2023 to Mar 31, 2024
- Assets in custody · $467M to $281MAug 21, 2023 to Mar 31, 2024
- Private funds · 4 to 3Aug 21, 2023 to Mar 31, 2024
- Discretionary RAUM · $467M to $281MAug 21, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $467M to $281MAug 21, 2023 to Mar 31, 2024
- RAUM · $467M to $281MAug 21, 2023 to Mar 31, 2024
- Accounts · 9 to 7Mar 22, 2022 to Mar 31, 2023
- Advisory employees · 6 to 9Mar 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 7Mar 22, 2022 to Mar 31, 2023
- Assets in custody · $391M to $467MMar 22, 2022 to Mar 31, 2023
- Employees · 10 to 11Mar 22, 2022 to Mar 31, 2023
- Private funds · 5 to 4Mar 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $391M to $467MMar 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $391M to $467MMar 22, 2022 to Mar 31, 2023
- RAUM · $391M to $467MMar 22, 2022 to Mar 31, 2023
- Accounts · 5 to 9Mar 26, 2021 to Mar 22, 2022
- Pooled vehicle clients · 5 to 9Mar 26, 2021 to Mar 22, 2022
- Assets in custody · $115M to $391MMar 26, 2021 to Mar 22, 2022
- Private funds · 4 to 5Mar 26, 2021 to Mar 22, 2022
- Discretionary RAUM · $115M to $391MMar 26, 2021 to Mar 22, 2022
- Pooled vehicle RAUM · $115M to $391MMar 26, 2021 to Mar 22, 2022
- RAUM · $115M to $391MMar 26, 2021 to Mar 22, 2022
- Assets in custody · $133M to $115MMar 23, 2020 to Mar 26, 2021
Signals
3 dated events
- C••••••••• I••••••••• P••••••• I• G•• L•• reported RAUM $280.6M, down 40% from $467.5M (2023-08-21 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- C••••••••• I••••••••• P••••••• I• G•• L•• reported RAUM $390.6M, up 240% from $114.8M (2021-03-26 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- C••••••••• I••••••••• P••••••• I• G•• L•• filed its initial SEC registration (Form ADV)Mar 31, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/carter---haston-real-estatereportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••H•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-279-9200reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••••••• I••••••••• P••••••• I• G•• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…