DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• A•••• M••••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Jan 22, 2013 · 41 filings
SEC status approved since Feb 12, 2013
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.3B as of Apr 30, 2026
Mar 31, 2014$176M then
HNW client RAUM$0 as of Apr 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 31, 20140 then
Employees (5.A)13 as of Apr 30, 2026
Mar 31, 201417 then
Private funds21 as of Apr 30, 2026
Mar 31, 20147 then
RAUM -56% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -56%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.1B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 21reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 20 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
55 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• A••••• I•• L••• | Private Equity Fund | $401M | 118 | Mar 31, 2022 |
| P••••• A••••• I••• L• | Private Equity Fund | $254M | 91 | Mar 30, 2019 |
| A••••••••• G•••• H•••••••• L•• | Private Equity Fund | $244M | 94 | Jan 22, 2013 |
| P•••• I••••••••• H•••••••• L•• | Private Equity Fund | $230M | 89 | Mar 31, 2017 |
| P••••• C•••••••• I• L• | Private Equity Fund | $204M | 7 | Mar 31, 2017 |
| P••••• A••••• I•• L• | Private Equity Fund | $133M | 111 | Mar 31, 2017 |
| E•••• N•••••• I••••••••• H•••••••• L•• | Private Equity Fund | $111M | 88 | Mar 29, 2018 |
| P••••• R••••• I•• L• | Real Estate Fund | $94.9M | 58 | Mar 29, 2024 |
| A• G•••• H•••••••• L•• | Private Equity Fund | $94.2M | 92 | Jan 9, 2014 |
| Q•••• I••••••••• H•••••••• L•• | Private Equity Fund | $84.7M | 73 | Mar 30, 2019 |
| P••••• R••••• I••• L• | Real Estate Fund | $82.6M | 85 | Mar 30, 2021 |
| P•• I••••••••• H•••••••• L•• | Private Equity Fund | $57.9M | 80 | Mar 30, 2019 |
| R•••• P•••• I••••••••• H•••••••• L•• | Private Equity Fund | $50.3M | 108 | Mar 31, 2022 |
| P••••• A••••• I• L• | Private Equity Fund | $48.1M | 74 | Jun 5, 2013 |
| P••••• A••••• I•••• L••• | Private Equity Fund | $40.7M | 69 | Mar 31, 2023 |
| C••••• I••••••••• H•••••••• L•• | Private Equity Fund | $38.5M | 88 | Mar 31, 2022 |
| W•••••• I••••••••• H•••••••• L•• | Private Equity Fund | $37.4M | 48 | Mar 30, 2020 |
| P••••• R••••• I•• L• | Real Estate Fund | $35.6M | 76 | Mar 29, 2018 |
| P••••• C•••••• I••••••••• H•••••••• L•• | Private Equity Fund | $34.0M | 90 | Mar 31, 2023 |
| T•••• S••• I••••••••• H•••••••• L•• | Private Equity Fund | $30.8M | 52 | Mar 30, 2020 |
| K••• K••••••• I••••••••• H•••••••• L•• | Private Equity Fund | $24.6M | 53 | Mar 31, 2017 |
| E•• P••••• C••••••••• L•• | Private Equity Fund | $18.6M | 39 | Mar 30, 2021 |
| A••••••• P••••••• I••••••••• L•• | Private Equity Fund | $16.9M | 76 | Mar 30, 2021 |
| P••••• I••••••••• H•••••••• L•• | Private Equity Fund | $15.1M | 44 | Mar 29, 2016 |
| A•• I••••••••• H•••••••• L•• | Private Equity Fund | $14.0M | 63 | Mar 31, 2017 |
| P••••• R••• E••••• C••••••• L•• • C•••• B• | Real Estate Fund | $13.5M | 59 | Jan 10, 2014 |
| T•••• F•••••• L•no longer reported | Hedge Fund | $10.9M | 41 | Jan 22, 2013 |
| T•••••••• C••••••••• H••••••• L•• | Private Equity Fund | $10.6M | 29 | Mar 30, 2020 |
| P••••• E••••••• F•••• L•no longer reported | Hedge Fund | $9.5M | 4 | Mar 29, 2018 |
| P••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $9.4M | 58 | Mar 29, 2018 |
| P••••••• S••••••• P••••••• H•••••••• L••no longer reported | Private Equity Fund | $8.3M | 34 | Jan 22, 2013 |
| Q•••••• C•••••• H•••••••• L••no longer reported | Private Equity Fund | $7.4M | 75 | Jan 22, 2013 |
| P••••• R••••• I••••• I• L• | Real Estate Fund | $7.4M | 56 | Jul 18, 2014 |
| G••••• B••• U••• I•••••••• L••no longer reported | Private Equity Fund | $7.3M | 79 | Mar 29, 2018 |
| P••••••• A••••••••• L••no longer reported | Private Equity Fund | $4.1M | 39 | Jan 22, 2013 |
| D•••• I••••••••• H•••••••• L•• | Private Equity Fund | $3.7M | 88 | Mar 31, 2023 |
| R•••••••• I••••••••• H•••••••• L•• | Private Equity Fund | $3.3M | 76 | Mar 30, 2020 |
| F•••••• I••••••••• P•••••••• L••no longer reported | Private Equity Fund | $3.0M | 14 | Jan 22, 2013 |
| C•••••• I••••••••• H•••••••• L••no longer reported | Private Equity Fund | $2.9M | 55 | Mar 31, 2017 |
| P•• N•• G•• P••••••• L••no longer reported | Private Equity Fund | $2.9M | 25 | Jan 22, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••• S•••••• R•••••• · M•••••• & Managing Partner - P•••••• Equitycontrolsince 01/2013 · owns less than 5%
- M••••• B••••• B••••• · M••••••controlsince 01/2013 · owns less than 5%
- M••••• J•••• Z•••••• · M••••••controlsince 01/2013 · owns less than 5%
- W•••••••• S••••• A••• · Managing Partner - P•••••• Equitycontrolsince 01/2024 · owns less than 5%
- B••••• S•••••• R•••••• · M••••••controlsince 07/2012 · owns F of P••••• H•••••••• L••
- C•••• A•••••• W••••• · Trusteecontrolsince 06/1994 · owns F of A•• D••••••••• B••••••••• T•••• F••• I•
- C•••• A•••••• W••••• · Trusteecontrolsince 12/1994 · owns F of A•• C••••••••• T•••• D•••• 1••••••• F•• D•••• L• C•••
- C•••• A•••••• W••••• · Trusteecontrolsince 06/1994 · owns F of S•• D••••••••• B••••••••• T•••• F••• I•
- C•••• A•••••• W••••• · Trusteecontrolsince 12/1994 · owns F of A•• C••••••••• T•••• D•••• 1••••••• F•• A••• J• C•••
- M••••• B••••• B••••• · M•••••• & Managing Partnercontrolsince 06/2006 · owns F of P••••• H•••••••• L••
- M••••• J•••• Z•••••• · M••••••controlsince 06/2006 · owns F of P••••• H•••••••• L••
- C•••••••• R•••• P••• · Chief Compliance Officer & General Counselsince 01/2013 · owns less than 5%
- K•••• M••••••• M••• · Principal - Accounting & Financesince 06/2024 · owns less than 5%
Entity owners
- P••••• H•••••••• L•• · Sole Memberdirect · owns 75% or more
- A•• C••••••••• T•••• D•••• 1••••••• F•• A••• J• C••• · Limited Partnerindirect · owns 25% to 50% of T•• C••• F••••• P••••••••• L•
- A•• C••••••••• T•••• D•••• 1••••••• F•• D•••• L• C••• · Limited Partnerindirect · owns 25% to 50% of T•• C••• F••••• P••••••••• L•
- A•• D••••••••• B••••••••• T•••• F••• I• · General Partnerindirect · owns F of T•• C••• F••••• P••••••••• L•
- S•• D••••••••• B••••••••• T•••• F••• I• · General Partnerindirect · owns F of T•• C••• F••••• P••••••••• L•
- T•• C••• F••••• P••••••••• L• · Memberindirect · owns 25% to 50% of P••••• H•••••••• L••
Related persons
Schedule D 7.A
- P••••••• C••••••• A••• G•• L••pooled vehicle sponsorn
- P••••• M••• C•••• G•• L••pooled vehicle sponsorn
- P••••• O•••••• A••• G•• L••pooled vehicle sponsorn
- P••••• A••••• I• G•• L••pooled vehicle sponsory
- P••••• C••••••• L••investment advisernRAUM $1.6B
- P••••• C•••••••• G•• L••pooled vehicle sponsory
- P••••• R••••• M••••••• L••pooled vehicle sponsorn
- P••••• B•••••••• A••• G•• L••pooled vehicle sponsorn
Advisers that list P••••• A•••• M••••••••• L•• as a related person
- 147597 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 31.0 to 13.0 (-58.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,109) · 0.5% percentile
- RAUM down 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $2,881,509,325 to $1,272,271,986 (-56.0%) between the annual amendments of 2025-03-28 and 2026-04-30; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 0.7% percentile
What changed
consecutive filings, newest first
- Accounts · 23 to 21Jan 13, 2026 to Mar 30, 2026
- Pension plan clients · unset to 0.0Jan 13, 2026 to Mar 30, 2026
- Pooled vehicle clients · 23 to 21Jan 13, 2026 to Mar 30, 2026
- Assets in custody · $1.3B to $1.1BJan 13, 2026 to Mar 30, 2026
- Private funds · 23 to 21Jan 13, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.3BJan 13, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.3B to $1.3BJan 13, 2026 to Mar 30, 2026
- RAUM · $1.3B to $1.3BJan 13, 2026 to Mar 30, 2026
- Accounts · 34 to 23Jul 2, 2025 to Jan 13, 2026
- Advisory employees · 17 to 7Jul 2, 2025 to Jan 13, 2026
- Pension plan clients · 0.0 to unsetJul 2, 2025 to Jan 13, 2026
- Pooled vehicle clients · 34 to 23Jul 2, 2025 to Jan 13, 2026
- Assets in custody · $2.9B to $1.3BJul 2, 2025 to Jan 13, 2026
- Employees · 31 to 13Jul 2, 2025 to Jan 13, 2026
- Insurance-licensed employees · 3 to 1Jul 2, 2025 to Jan 13, 2026
- Private funds · 34 to 23Jul 2, 2025 to Jan 13, 2026
- Discretionary RAUM · $2.9B to $1.3BJul 2, 2025 to Jan 13, 2026
- Pooled vehicle RAUM · $2.9B to $1.3BJul 2, 2025 to Jan 13, 2026
- RAUM · $2.9B to $1.3BJul 2, 2025 to Jan 13, 2026
- Related adviser · true to falseJul 2, 2025 to Jan 13, 2026
- Financial planning clients · 0 to 0May 12, 2025 to Jul 2, 2025
- Accounts · 33 to 34Jul 2, 2024 to Mar 28, 2025
- Advisory employees · 16 to 17Jul 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 33 to 34Jul 2, 2024 to Mar 28, 2025
- Assets in custody · $2.4B to $2.9BJul 2, 2024 to Mar 28, 2025
- Employees · 28 to 31Jul 2, 2024 to Mar 28, 2025
- Insurance-licensed employees · 2 to 3Jul 2, 2024 to Mar 28, 2025
- Private funds · 33 to 34Jul 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.4B to $2.9BJul 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.4B to $2.9BJul 2, 2024 to Mar 28, 2025
- RAUM · $2.4B to $2.9BJul 2, 2024 to Mar 28, 2025
- Accounts · 34 to 33Jul 7, 2023 to Mar 29, 2024
- Advisory employees · 15 to 16Jul 7, 2023 to Mar 29, 2024
- Pooled vehicle clients · 34 to 33Jul 7, 2023 to Mar 29, 2024
- Assets in custody · $2.2B to $2.4BJul 7, 2023 to Mar 29, 2024
- Employees · 26 to 28Jul 7, 2023 to Mar 29, 2024
- Private funds · 34 to 33Jul 7, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.2B to $2.4BJul 7, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.2B to $2.4BJul 7, 2023 to Mar 29, 2024
- RAUM · $2.2B to $2.4BJul 7, 2023 to Mar 29, 2024
Signals
8 dated events
- P••••• A•••• M••••••••• L•• reported RAUM $1.3B, down 53% from $2.9B (2025-07-02 to 2026-01-13)Jan 13, 2026 · RAUM change · derived
- Anne Sarah Wuellner (Managing Partner - Private Equity) appeared on Schedule A of P••••• A•••• M••••••••• L••Mar 29, 2024 · c•••••• person joined · fact
- P••••• A•••• M••••••••• L•• reported RAUM $2.2B, up 32% from $1.7B (2022-09-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P••••• A•••• M••••••••• L•• reported RAUM $1.7B, up 32% from $1.3B (2021-05-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P••••• A•••• M••••••••• L•• reported RAUM $1.3B, up 28% from $983.1M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Lawrence Michael Collett (Managing Director Of Pvm Ii, Llc) no longer on Schedule A of P••••• A•••• M••••••••• L•• (listed 2018-03-29, absent 2019-03-07)Mar 7, 2019 · c•••••• person left · inference
- P••••• A•••• M••••••••• L•• reported RAUM $746.9M, up 32% from $565.5M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- P••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 22, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P••••• A•••• M••••••••• L•• · Private Equityshared crd · organization
- P••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/promus-equity-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/promus-holdings-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- promusequity.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-784-3990reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••• A•••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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