DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 165555SEC 801-99354websiteIAPD
Legal name C•••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape May 27, 2015 · 17 filings
SEC status approved since Jun 25, 2015
RAUM
$2.4B
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.4B as of Mar 30, 2026
Mar 16, 2016$217M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 16, 20160 then
Employees (5.A)13 as of Mar 30, 2026
Mar 16, 20162 then
Private funds17 as of Mar 30, 2026
Mar 16, 20165 then
RAUM +36% over the last fiscal year+6.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $139MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.7B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.7B for 13 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• L••••••••• L• | Venture Capital Fund | $642M | 1 | Sep 17, 2012 |
| C•••••• C•••••• V• L••• | Venture Capital Fund | $334M | 135 | Mar 21, 2023 |
| C•••••• C•••••• I•• L• | Venture Capital Fund | $252M | 118 | Mar 27, 2019 |
| C•••••• C•••••• I••• L••• | Venture Capital Fund | $160M | 44 | Mar 29, 2017 |
| C•••••• C•••••• I•• L••• | Venture Capital Fund | $155M | 60 | Mar 18, 2014 |
| C•••••• B••••••••• L••• | Venture Capital Fund | $134M | 1 | Mar 27, 2018 |
| C•••••• C••••••• L••• | Venture Capital Fund | $114M | 32 | Sep 17, 2012 |
| C•••••• I••••••••• I•• L••• | Venture Capital Fund | $68.0M | 76 | Mar 18, 2022 |
| C•••••• I••••••••• I•• L••• | Venture Capital Fund | $59.3M | 44 | Mar 27, 2018 |
| C•••••• I••••••••• L••• | Venture Capital Fund | $39.0M | 35 | Mar 18, 2014 |
| C•••••• N•••• L••• | Venture Capital Fund | $32.9M | 76 | Mar 18, 2021 |
| C•••••• I••••••••• I••• L••• | Venture Capital Fund | $28.9M | 45 | Mar 18, 2022 |
| C•••••• K••••••• L••• | Venture Capital Fund | $11.8M | 1 | Mar 21, 2023 |
| C•••••• K••••••• L•••no longer reported | Venture Capital Fund | $9.9M | 1 | Mar 27, 2018 |
| F••••••••• J••• O••••••••• F•••• L••no longer reported | Venture Capital Fund | $2.5M | 1 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• J••• A••••• · Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
- K••• M••••••• K••••• · Managercontrolsince 02/2010 · owns less than 5%
- K••• L••••••• R•• T••• · Trustee Of M•••••• A•• L•••••• K•• 2••• F••••• T•••• U/A/D November 12, 2008controlsince 11/2008 · owns F of M•••••• A•• L•••••• K•• 2••• F••••• T•••• U/A/D November 12, 2008
- K••• M••••••• K••••• · Trustee Of M•••••• A•• L•••••• K•• 2••• F••••• T•••• U/A/D November 12, 2008controlsince 11/2008 · owns F of M•••••• A•• L•••••• K•• 2••• F••••• T•••• U/A/D November 12, 2008
Entity owners
- A••••••• 1•• I••••••••• L••• · Memberdirect · owns 75% or more
- M•••••• A•• L•••••• K•• 2••• F••••• T•••• · General Partner And Limited Partner Of A••••••• 1•• I••••••••• L•••indirect · owns 75% or more of A••••••• 1•• I••••••••• L•••
Related persons
Schedule D 7.A
- C•••••• B•••••••• G•• L••pooled vehicle sponsorn
- C•••••• C•••••• G•• L••pooled vehicle sponsorn
- C•••••• C•••••• I• G•• L••pooled vehicle sponsorn
- C•••••• C•••••• I•• G•• L••pooled vehicle sponsorn
- C•••••• C•••••• I• G•• L••pooled vehicle sponsorn
- C•••••• C•••••• V• G•• L••pooled vehicle sponsorn
- C•••••• I••••••••• I• G•• L••pooled vehicle sponsorn
- C•••••• I••••••••• G•• L••pooled vehicle sponsorn
- C•••••• I••••••••• I• G•• L••pooled vehicle sponsorn
- C•••••• I••••••••• I•• G•• L••pooled vehicle sponsorn
- C•••••• K•••••• G•• L••pooled vehicle sponsorn
- C•••••• L•••••••• G•• L••pooled vehicle sponsorn
- C•••••• N••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 17Sep 18, 2025 to Mar 30, 2026
- Advisory employees · 5 to 7Sep 18, 2025 to Mar 30, 2026
- Pooled vehicle clients · 13 to 17Sep 18, 2025 to Mar 30, 2026
- Employees · 9 to 13Sep 18, 2025 to Mar 30, 2026
- Private funds · 13 to 17Sep 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.6BSep 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $643M to $780MSep 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.7B to $2.4BSep 18, 2025 to Mar 30, 2026
- RAUM · $1.7B to $2.4BSep 18, 2025 to Mar 30, 2026
- HQ city · to SAN FRANCISCOMar 28, 2025 to Sep 18, 2025
- HQ state · to CAMar 28, 2025 to Sep 18, 2025
- Assets in custody · $2.0B to $1.7BFeb 23, 2024 to Mar 28, 2025
- Employees · 8 to 9Feb 23, 2024 to Mar 28, 2025
- Financial planning clients · unset to Feb 23, 2024 to Mar 28, 2025
- HQ city · unset to Feb 23, 2024 to Mar 28, 2025
- HQ state · unset to Feb 23, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.1BFeb 23, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $788M to $643MFeb 23, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.0B to $1.7BFeb 23, 2024 to Mar 28, 2025
- RAUM · $2.0B to $1.7BFeb 23, 2024 to Mar 28, 2025
- Assets in custody · $2.0B to $2.0BMar 21, 2023 to Feb 23, 2024
- Employees · 7 to 8Mar 21, 2023 to Feb 23, 2024
- Discretionary RAUM · $1.1B to $1.2BMar 21, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $841M to $788MMar 21, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $2.0B to $2.0BMar 21, 2023 to Feb 23, 2024
- RAUM · $2.0B to $2.0BMar 21, 2023 to Feb 23, 2024
- Accounts · 11 to 13Mar 18, 2022 to Mar 21, 2023
- Advisory employees · 4 to 5Mar 18, 2022 to Mar 21, 2023
- Pooled vehicle clients · 11 to 13Mar 18, 2022 to Mar 21, 2023
- Assets in custody · unset to 1984029756.0Mar 18, 2022 to Mar 21, 2023
- Custody of client assets · false to trueMar 18, 2022 to Mar 21, 2023
- Employees · 5 to 7Mar 18, 2022 to Mar 21, 2023
- Private funds · 11 to 13Mar 18, 2022 to Mar 21, 2023
- Discretionary RAUM · $924M to $1.1BMar 18, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $775M to $841MMar 18, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $1.7B to $2.0BMar 18, 2022 to Mar 21, 2023
- RAUM · $1.7B to $2.0BMar 18, 2022 to Mar 21, 2023
- Accounts · 8 to 11Nov 1, 2021 to Mar 18, 2022
- Advisory employees · 3 to 4Nov 1, 2021 to Mar 18, 2022
- Pooled vehicle clients · 8 to 11Nov 1, 2021 to Mar 18, 2022
Signals
7 dated events
- C•••••• C•••••• reported RAUM $2.4B, up 36% from $1.7B (2025-09-18 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C•••••• C•••••• reported RAUM $1.7B, up 77% from $958.0M (2021-11-01 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- C•••••• C•••••• reported RAUM $850.9M, up 41% from $601.4M (2019-03-27 to 2020-03-03)Mar 3, 2020 · RAUM change · derived
- Albert Jon Coquia (Chief Compliance Officer) appeared on Schedule A of C•••••• C••••••Mar 3, 2020 · Control person joined · fact
- C•••••• C•••••• reported RAUM $601.4M, up 32% from $457.1M (2018-10-29 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- C•••••• C•••••• reported RAUM $457.1M, up 34% from $341.2M (2017-09-22 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- C•••••• C•••••• filed its initial SEC registration (Form ADV)May 27, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-346-2914reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026