DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• R•••• A•••• M••••••••• L••
Latest filing Aug 24, 2026
First filing on the tape Oct 2, 2012 · 37 filings
SEC status approved since Oct 10, 2012
RAUM
$36B
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
238
47 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
19
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$36B as of Aug 24, 2026
Jan 28, 2013$200,000 then
HNW client RAUM$0 as of Aug 24, 2026
Mar 7, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Jan 28, 20130 then
Employees (5.A)238 as of Aug 24, 2026
Jan 28, 201315 then
Private funds19 as of Aug 24, 2026
Mar 7, 20183 then
RAUM +33% over the last fiscal year+19% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $505MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $58.2M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B39%
- Insurance companies$12B33%
- Investment companies$9.7B27%
- Corporations and businesses$362M1.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $58.2M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.33 related_bd=true related_bank=false bd_reps=20.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
34 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• R•••• O••••••••• F••• L• | Hedge Fund | $3.6B | 166 | Aug 29, 2023 |
| L••• A•••• I••••• L••• S••••• 2••••• | Securitized Asset Fund | $803M | 1 | Mar 30, 2021 |
| L••• A•••• I••••• L••• S••••• 2••• M•• | Securitized Asset Fund | $749M | 1 | Mar 31, 2022 |
| L••• A•••• I••••• L••• S••••• 2••• M•• | Securitized Asset Fund | $710M | 2 | Mar 31, 2022 |
| L••• A•••• I••••• L••• S••••• 2••• M•• | Securitized Asset Fund | $682M | 1 | Mar 30, 2021 |
| S••• L• | Hedge Fund | $505M | 13 | Mar 30, 2020 |
| L••• A•••• I••••• L••• S••••• 2••• N•••• | Securitized Asset Fund | $495M | 9 | Mar 29, 2024 |
| L••• A•••• I••••• I• L••• S••••• 2••••• | Securitized Asset Fund | $490M | 3 | Mar 31, 2022 |
| L••• A•••• I••••• L••• S••••• 2••••• | Securitized Asset Fund | $426M | 1 | Mar 30, 2020 |
| L••• A•••• I••••• I• L••• S••••• 2••••• | Securitized Asset Fund | $411M | 3 | Mar 31, 2023 |
| L••• A•••• I••••• I• L••• S••••• 2••••• | Securitized Asset Fund | $357M | 3 | Mar 29, 2024 |
| L••• A•••• I••••• I• L••• S••••• 2••••• | Securitized Asset Fund | $334M | 2 | Mar 30, 2021 |
| L••• A•••• I••••• I• L••• S••••• 2••• N•••• | Securitized Asset Fund | $323M | 5 | Mar 29, 2024 |
| S•••• R•••• A••••••••• M••••• L• | Hedge Fund | $223M | 97 | Jun 28, 2024 |
| S•••• R•••• A••••••••• F••• L• | Hedge Fund | $223M | 82 | Jun 28, 2024 |
| D••• R•••••••• F••• I• L•• | Private Equity Fund | $156M | 359 | Dec 14, 2017 |
| L••• A•••• I••••• L••• S••••• 2••••• | Securitized Asset Fund | $146M | 1 | Mar 31, 2023 |
| S•••• R•••• E••••• A••••••••• F••• L• | Hedge Fund | $89.5M | 4 | Aug 23, 2023 |
| E••••• A••••••••• V•••••• L• | Hedge Fund | $78.5M | 5 | Mar 31, 2023 |
| E••••• A••••••••• V•••••• I• L• | Hedge Fund | $77.0M | 5 | Aug 23, 2023 |
| L••• A•••• I••••• L••• S••••• 2••••• | Securitized Asset Fund | $75.3M | 1 | Mar 30, 2021 |
| L••••••• F••• I• L• | Private Equity Fund | $61.4M | 18 | Mar 30, 2020 |
| L••• A•••• I••••• L••• S••••• 2••••• | Securitized Asset Fund | $42.0M | 1 | Mar 29, 2024 |
| L••• A•••• I••••• L••• S••••• 2••• U•••no longer reported | Securitized Asset Fund | $29.5M | 3 | Mar 31, 2022 |
| D••• R•••••••• O••••••• F••• I• L•• | Private Equity Fund | $28.5M | 120 | Dec 14, 2017 |
| L••••••• F••••• F••• I• L• | Private Equity Fund | $24.9M | 8 | Mar 31, 2023 |
| D••• R•••••••• S•••••••• F••• L••no longer reported | Private Equity Fund | $18.1M | 24 | Mar 30, 2020 |
| S••• F••••• L• | Hedge Fund | $18.0M | 2 | Mar 30, 2020 |
| D••• R•••••••• C••••• F••• I• L• | Private Equity Fund | $8.6M | 19 | Dec 14, 2017 |
| L••• A•••• I••••• L••• S••••• 2••• A••• | Securitized Asset Fund | $5.9M | 2 | Mar 31, 2022 |
| S•••• R•••• A••••••••• L•••••• I••••• T•••• I• | Securitized Asset Fund | $5.4M | 3 | Mar 29, 2019 |
| S•••• R•••• A••••••••• F••• ••••••••• L• | Hedge Fund | $125,251 | 14 | Jun 28, 2024 |
| S•••• R•••• A••••••••• F••• ••• L• | Hedge Fund | $125,251 | 1 | Jun 28, 2024 |
| D••• R•••••••• S•••••••• O••••••• F••• L••no longer reported | Private Equity Fund | $0 | 1 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• R•••• L• · Chief Executive Officercontrolsince 09/2012 · owns less than 5%
- S••••••• R•••• L••••••• · Limited Partnercontrolsince 12/2017 · owns 50% to 75% of S•••• R•••• H••••••• G•••• L•
- G••••••• P•••• E••• · Presidentsince 01/2021 · owns less than 5%
- M••••••• L•••••• D••••• · General Counsel / Chief Compliance Officersince 02/2016 · owns less than 5%
- R•••••••• J••••• T••••• · Chief Administrative Officer And Head Of Legalsince 10/2015 · owns less than 5%
- S•••••• T•••• · Head Of Structured Investments And Chief Financial Officersince 01/2018 · owns less than 5%
Entity owners
- S•••• R•••• H••••••• G•••• L• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- D••• R•••••••• C••••• F••• I• ••• L••pooled vehicle sponsory
- E•••• L••pooled vehicle sponsory
- E••••• A••••••••• F••• G• L••pooled vehicle sponsory
- E••••• A••••••••• V•••••• I• ••• L••pooled vehicle sponsory
- L••••••• F••• I• ••• L••pooled vehicle sponsory
- L••••••• R• ••••••• S•• L•••real estaten
- L••••••• U••••••••• L•••real estaten
- N•••• A•••• M••••••••• L••pooled vehicle sponsorn
- N•••• T•••• C•••••• L••n
- P•••• I•••••••• S••••••••• L••real estaten
- S•••• T••• R• ••••••• P•• L•••real estaten
- S••• ••• L••pooled vehicle sponsory
- S•••• R•••• O••••••••• F••• ••• L••pooled vehicle sponsory
Advisers that list S•••• R•••• A•••• M••••••••• L•• as a related person
- 300650 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 140.0 to 238.0 (+70.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 99.0th percentile of changes)peers: asset managers, $20B and over (461) · 99% percentile
What changed
consecutive filings, newest first
- Private funds · 17 to 19May 7, 2026 to Aug 24, 2026
- Private funds · 16 to 17Mar 31, 2026 to May 7, 2026
- Accounts · 75 to 72Feb 24, 2026 to Mar 31, 2026
- Advisory employees · 29 to 47Feb 24, 2026 to Mar 31, 2026
- BD registered reps · 18 to 20Feb 24, 2026 to Mar 31, 2026
- Corporate clients · 0 to 1Feb 24, 2026 to Mar 31, 2026
- Pooled vehicle clients · 30 to 47Feb 24, 2026 to Mar 31, 2026
- Assets in custody · $185M to $58.2MFeb 24, 2026 to Mar 31, 2026
- Employees · 140 to 238Feb 24, 2026 to Mar 31, 2026
- Other offices · 0 to 1Feb 24, 2026 to Mar 31, 2026
- Discretionary RAUM · $18B to $29BFeb 24, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $9.3B to $7.7BFeb 24, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $9.3B to $14BFeb 24, 2026 to Mar 31, 2026
- RAUM · $27B to $36BFeb 24, 2026 to Mar 31, 2026
- Related adviser · false to trueFeb 24, 2026 to Mar 31, 2026
- Private funds · 14 to 16Aug 11, 2025 to Feb 24, 2026
- Private funds · 13 to 14May 28, 2025 to Aug 11, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 28, 2025
- Private funds · 12 to 13Mar 31, 2025 to May 28, 2025
- Accounts · 154 to 75Jun 28, 2024 to Mar 31, 2025
- Advisory employees · 28 to 29Jun 28, 2024 to Mar 31, 2025
- BD registered reps · 15 to 18Jun 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 24 to 30Jun 28, 2024 to Mar 31, 2025
- Assets in custody · $185M to $185MJun 28, 2024 to Mar 31, 2025
- Employees · 132 to 140Jun 28, 2024 to Mar 31, 2025
- Private funds · 31 to 12Jun 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $17B to $18BJun 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $8.4B to $9.3BJun 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $9.3B to $9.3BJun 28, 2024 to Mar 31, 2025
- RAUM · $25B to $27BJun 28, 2024 to Mar 31, 2025
- Related broker-dealer · false to trueJun 28, 2024 to Mar 31, 2025
- Private funds · 27 to 31Mar 29, 2024 to Jun 28, 2024
- Accounts · 81 to 154Aug 29, 2023 to Mar 29, 2024
- Advisory employees · 20 to 28Aug 29, 2023 to Mar 29, 2024
- BD registered reps · 11 to 15Aug 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 23 to 24Aug 29, 2023 to Mar 29, 2024
- Assets in custody · $190M to $185MAug 29, 2023 to Mar 29, 2024
- Employees · 98 to 132Aug 29, 2023 to Mar 29, 2024
- Private funds · 23 to 27Aug 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $15B to $17BAug 29, 2023 to Mar 29, 2024
Signals
5 dated events
- S•••• R•••• A•••• M••••••••• L•• reported RAUM $36.3B, up 33% from $27.4B (2026-02-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••• R•••• A•••• M••••••••• L•• reported RAUM $21.6B, up 36% from $15.8B (2023-01-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S•••• R•••• A•••• M••••••••• L•• reported RAUM $15.8B, up 50% from $10.6B (2021-08-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Tomer Seifan (Head Of Structured Investments And Chief Financial Officer) appeared on Schedule A of S•••• R•••• A•••• M••••••••• L••May 22, 2019 · Control person joined · fact
- S•••• R•••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 2, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• R•••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••• R•••• A•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••R••••AMreportedpublic record, Form ADV, Sep 19, 2026
- Website
- lifexfunds.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-257-4750reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026