DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hammes Realty Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Oct 3, 2013 · 20 filings
SEC status approved since Nov 1, 2013
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
40 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$2.0B as of Mar 27, 2026
Apr 29, 2014$158M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 29, 20140 then
Employees (5.A)40 as of Mar 27, 2026
Apr 29, 201412 then
Private funds5 as of Mar 27, 2026
Apr 29, 20141 then
RAUM +11% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $404MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13.6M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.6M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hammes Partners IV, LP | Real Estate Fund | $771M | 58 | Mar 31, 2022 |
| Hammes Partners III, LP. | Real Estate Fund | $608M | 61 | Mar 31, 2017 |
| Hammes Income & Growth Healthcare Fund, L.P. | Hedge Fund | $191M | 10 | Mar 30, 2023 |
| Hammes Income & Growth Healthcare Fund Op, L.P. | Hedge Fund | $175M | 4 | Mar 30, 2023 |
| Hammes Partners II, L.P. | Real Estate Fund | $94.7M | 28 | Mar 6, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Donald Jon Hammes · Managing Partnercontrolsince 07/2012 · owns less than 5%
- Patrick Jon Hammes · Partnercontrolsince 07/2012 · owns less than 5%
- Todd Kibler · Partnercontrolsince 07/2012 · owns less than 5%
- Amy Young · Chief Compliance Officer; Controllercontrolsince 03/2020 · owns less than 5%
- Donald Jon Hammes · Membercontrolsince 10/2013 · owns 75% or more of Hf Advisor I, LLC
Entity owners
- Hf Advisor I, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Hammes Income & Growth Healthcare Fund Gp, LLCbankpooled vehicle sponsorn
- Hammes Income & Growth Healthcare Fund Op Gp, LLCbankpooled vehicle sponsorn
- Hammes Partners II Gp, LLCbankpooled vehicle sponsorn
- Hammes Partners III Gp, LLCbankpooled vehicle sponsorn
- Hammes Partners IV Gp, LLCbankpooled vehicle sponsorn
- Hc Investment Partners, LLCpooled vehicle sponsorn
- Hc Lakeside Partners, LLCpooled vehicle sponsorn
- Hc Santa Monica Partners I-B, LLCpooled vehicle sponsorn
- Hc Vintage Partners, LLCpooled vehicle sponsorn
- Hf Capital,LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Advisory employees · 33 to 40Mar 28, 2025 to Mar 27, 2026
- Assets in custody · $11.7M to $13.6MMar 28, 2025 to Mar 27, 2026
- Employees · 33 to 40Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.8B to $2.0BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8B to $2.0BMar 28, 2025 to Mar 27, 2026
- RAUM · $1.8B to $2.0BMar 28, 2025 to Mar 27, 2026
- Assets in custody · $14.6M to $11.7MJan 13, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 13, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.8BJan 13, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.8BJan 13, 2025 to Mar 28, 2025
- RAUM · $1.7B to $1.8BJan 13, 2025 to Mar 28, 2025
- Advisory employees · 34 to 33Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $7.7M to $14.6MMar 30, 2023 to Mar 27, 2024
- Employees · 34 to 33Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.5B to $1.7BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.5B to $1.7BMar 30, 2023 to Mar 27, 2024
- RAUM · $1.5B to $1.7BMar 30, 2023 to Mar 27, 2024
- Accounts · 3 to 5Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 28 to 34Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 5Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $5.7M to $7.7MMar 31, 2022 to Mar 30, 2023
- Employees · 28 to 34Mar 31, 2022 to Mar 30, 2023
- Private funds · 3 to 5Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $1.5BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.1B to $1.5BMar 31, 2022 to Mar 30, 2023
- RAUM · $1.1B to $1.5BMar 31, 2022 to Mar 30, 2023
- Accounts · 2 to 3Mar 26, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Mar 26, 2021 to Mar 31, 2022
- Assets in custody · $11.9M to $5.7MMar 26, 2021 to Mar 31, 2022
- Private funds · 2 to 3Mar 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $828M to $1.1BMar 26, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $828M to $1.1BMar 26, 2021 to Mar 31, 2022
- RAUM · $828M to $1.1BMar 26, 2021 to Mar 31, 2022
- Related bank · false to trueMar 26, 2021 to Mar 31, 2022
- Advisory employees · 26 to 28Mar 27, 2020 to Mar 26, 2021
- Assets in custody · $8.3M to $11.9MMar 27, 2020 to Mar 26, 2021
- Employees · 26 to 28Mar 27, 2020 to Mar 26, 2021
- Discretionary RAUM · $916M to $828MMar 27, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $916M to $828MMar 27, 2020 to Mar 26, 2021
- RAUM · $916M to $828MMar 27, 2020 to Mar 26, 2021
Signals
5 dated events
- Hammes Realty Advisors, Llc reported RAUM $1.5B, up 42% from $1.1B (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Hammes Realty Advisors, Llc reported RAUM $1.1B, up 28% from $828.4M (2021-03-26 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Amy Young (Chief Compliance Officer; Controller) appeared on Schedule A of Hammes Realty Advisors, LlcMar 27, 2020 · Control person joined · fact
- Hammes Realty Advisors, Llc reported RAUM $1.2B, up 138% from $485.9M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Hammes Realty Advisors, Llc filed its initial SEC registration (Form ADV)Oct 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/HAMMES-PARTNERSreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/hammesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hammes.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 414-509-2500reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Hammes Realty Advisors, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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