DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••••••• C•••••• M••••••••• L••

STATE REGISTEREDAspen, ColoradoCRD 165964SEC 802-79188websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
unknownreportedItem 5.E
Advisory activities
unknownreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      44 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••••••• C•••••• V•••••• F••• I• L•Venture Capital Fund$383M46Mar 30, 2017
      C••••••••• C•••••• V•••••• F••• I••• L•Venture Capital Fund$261M169Mar 31, 2021
      C••••••••• C•••••• S••• F••• I••• L•Venture Capital Fund$235M72Mar 28, 2019
      C••••••••• C•••••• V•••••• F••• I•• L•Venture Capital Fund$232M69Mar 28, 2019
      C••••••••• C•••••• V•••••• F••• I•• L•Venture Capital Fund$215M174Mar 23, 2023
      C••••••••• C•••••• S••• F••• I•• L•Venture Capital Fund$199M84Apr 3, 2015
      C••••••••• C•••••• S••• F••• I• L•Venture Capital Fund$198M53Feb 3, 2014
      C••••••••• C•••••• A••••••• S••• L••Venture Capital Fund$180M58Mar 28, 2019
      C••••••••• C•••••• S••• F••• I•• L•Venture Capital Fund$148M93Mar 31, 2021
      C••••••••• C•••••• E••••••••• F••• I• L•Venture Capital Fund$92.8M23Mar 30, 2017
      C••••••••• C•••••• V•••• S••• L••Venture Capital Fund$65.2M32Mar 11, 2020
      C••••••••• C•••••• V•••• S•• I•• L••Venture Capital Fund$49.4M37Mar 31, 2021
      C••••••••• C•••••• A••••••• S•• I•• L••Venture Capital Fund$45.7M59Mar 28, 2019
      C••••••••• C•••••• D•••• S•• I•• L••Venture Capital Fund$37.1M26Mar 31, 2021
      C••••••••• C•••••• A••• S•• I•• L••Venture Capital Fund$36.0M48Mar 23, 2023
      C••••••••• C•••••• A••••••• S•• I••• L••Venture Capital Fund$30.5M24Mar 31, 2021
      C••••••••• C•••••• S•••• F••• I••• L•Venture Capital Fund$24.3M39Mar 31, 2021
      C••••••••• C•••••• C••••••••• F••• I• L•Venture Capital Fund$24.1M44Mar 23, 2023
      C••••••••• C•••••• T••••••••• S•• I•• L••Venture Capital Fund$21.3M4Mar 31, 2021
      C••••••••• C•••••• D•••• S••• L••Venture Capital Fund$19.3M8Mar 11, 2020
      C•••••• E•••••••• I•• L•Venture Capital Fund$17.1M3Mar 25, 2018
      C••••••••• C•••••• T••••••••• S•• I••• L••Venture Capital Fund$16.6M15Mar 11, 2020
      C••••••••• C•••••• V•••• S••• L••Venture Capital Fund$15.1M12Mar 23, 2023
      C••••••••• C•••••• A••••••• S•• I•• L••Venture Capital Fund$13.2M10Mar 31, 2021
      C• T••••••••• S••• L••Venture Capital Fund$11.7M15Mar 30, 2016
      C••••••••• C•••••• B••• S••• L••Venture Capital Fund$11.5M34Mar 25, 2018
      C••••••••• C•••••• A••• S••• L••Venture Capital Fund$10.0M3Mar 23, 2023
      C• C•••• S••• L••Venture Capital Fund$8.8M3Mar 30, 2016
      C••••••••• C•••••• L••• S••• L••Venture Capital Fund$8.4M24Mar 31, 2022
      C••••••••• C•••••• A••••••• S•• V• L••Venture Capital Fund$6.5M45Mar 23, 2023
      C••••••••• C•••••• B••• S•• I•• L••Venture Capital Fund$6.3M36Mar 25, 2018
      C••••••••• C•••••• H••••••• I• L••Venture Capital Fund$4.3M5Feb 3, 2014
      C• A••••••• S••• L••no longer reportedVenture Capital Fund$3.4M39Mar 28, 2019
      C• T••••••••• S•• I•• L••Venture Capital Fund$3.3M9Mar 25, 2018
      C••••••••• C•••••• T••••••••• S•• V• L••Venture Capital Fund$1.6M5Mar 23, 2023
      C••••••••• C•••••• B••• S•• I••• L••Venture Capital Fund$1.3M13Mar 28, 2019
      C••••••••• C•••••• T•••••• S••• L••Venture Capital Fund$1.1M8Mar 11, 2020
      O••••• W••• C•••••• F•••• L•Venture Capital Fund$991,24322Feb 3, 2014
      C• W•••• S••• L••no longer reportedVenture Capital Fund$291,7276Feb 3, 2014
      C• O••••••• S••• L••no longer reportedVenture Capital Fund$014Mar 30, 2016
      All funds of C••••••••• C•••••• M••••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      303-570-9714reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      STATE REGISTEREDderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 15, 2026