DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•• R•••• C••••••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 166007SEC 801-110929websiteIAPD
Legal name M•• R•••• C••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 29, 2017 · 16 filings
SEC status approved since Jul 31, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.1B as of Mar 25, 2026
Mar 30, 2018$422M then
HNW client RAUM$0 as of Mar 26, 2025
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 30, 20180 then
Employees (5.A)19 as of Mar 25, 2026
Mar 30, 20186 then
Private funds6 as of Mar 25, 2026
Mar 30, 20185 then
RAUM +11% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$181MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      18 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• R•••• C•••••• F••• I••• L•Private Equity Fund$305M68Mar 25, 2024
      M•• R•••• C•••••• F••• I•• L•Private Equity Fund$296M55Mar 30, 2020
      M•• R•••• C•••••• F••• I• L•Private Equity Fund$227M57Jun 29, 2017
      M•• R•••• C•••••• F••• I••••• L•Private Equity Fund$212M16Mar 25, 2024
      I••••••••• V•••• A••••••••• C••••no longer reportedPrivate Equity Fund$158M11Mar 30, 2019
      M•• D•••••• E••••• L••no longer reportedPrivate Equity Fund$98.3M19Mar 30, 2019
      I••••••••• F••• S•••••••• H••••••• L••no longer reportedPrivate Equity Fund$95.8M6Mar 30, 2019
      M•• K•••••• E••••• L•no longer reportedPrivate Equity Fund$62.3M17Mar 30, 2021
      M•• K••••• E••••• L•no longer reportedPrivate Equity Fund$54.0M16Mar 30, 2021
      M•• L••••• E••••• L•no longer reportedPrivate Equity Fund$33.7M11Mar 30, 2021
      M•• M••••• E••••• L••no longer reportedPrivate Equity Fund$30.8M10Mar 30, 2019
      M•• K••••••• E••••• L•no longer reportedPrivate Equity Fund$26.0M4Mar 31, 2022
      M•• R•••• E•••••••• F••• I••• L•Private Equity Fund$9.9M31Mar 25, 2024
      M•• R•••• E•••••••• F••• I•• L•Private Equity Fund$5.0M13Mar 30, 2020
      P•• H•••••••• L••no longer reportedPrivate Equity Fund$1.7M24Mar 19, 2015
      I••••••••• V•••• H•••••••• L••Private Equity Fund$511,75710Mar 22, 2016
      P••• C•••••••• H•••••••• L••Private Equity Fund$394,18016Mar 31, 2017
      H•••••• H•••••••• L••no longer reportedPrivate Equity Fund$240,23816Dec 18, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D•••••• N•••• · Manager, Founding Partnercontrol
        since 02/2012 · owns less than 5%
      • G••••• C••••••• B•••••• · Manager, Founding Partnercontrol
        since 02/2012 · owns less than 5%
      • G••••••••• S••••••• M••••• · Manager, Founding Partnercontrol
        since 02/2012 · owns less than 5%
      • W•••••• P••••••• T••••• · Chief Compliance Officer And Chief Financial Officercontrol
        since 03/2020 · owns less than 5%
      • B•••••• D•••••• N•••• · Shareholdercontrol
        since 09/2021 · owns 25% to 50% of Mrc Management Gp Inc.
      • B•••••• D•••••• N•••• · Limited Partnercontrol
        since 09/2021 · owns 25% to 50% of May River Capital LP
      • G••••• C••••••• B•••••• · Limited Partnercontrol
        since 09/2021 · owns 25% to 50% of May River Capital LP
      • G••••• C••••••• B•••••• · Shareholdercontrol
        since 09/2021 · owns 25% to 50% of Mrc Management Gp Inc.
      • G••••••••• S••••••• M••••• · Shareholdercontrol
        since 09/2021 · owns 25% to 50% of Mrc Management Gp Inc.
      • G••••••••• S••••••• M••••• · Limited Partnercontrol
        since 09/2021 · owns 25% to 50% of May River Capital LP
      Entity owners
      • M•• R•••• C•••••• L• · Member
        direct · owns 75% or more
      • M•• M••••••••• G• I••• · General Partner
        indirect · owns F of May River Capital LP
      Related persons
      Schedule D 7.A
      • M•• R•••• G• I• L••
        pooled vehicle sponsory
      • M•• R•••• G• I•• L••
        pooled vehicle sponsory
      • M•• R•••• G• I••• L•
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 14 to 16
        Mar 26, 2025 to Mar 25, 2026
      • Charity clients · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Corporate clients · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • HNW clients · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Individual clients · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Pension plan clients · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Employees · 16 to 19
        Mar 26, 2025 to Mar 25, 2026
      • Discretionary RAUM · $982M to $1.1B
        Mar 26, 2025 to Mar 25, 2026
      • HNW RAUM · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Individual RAUM · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Pension RAUM · 0.0 to unset
        Mar 26, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $982M to $1.1B
        Mar 26, 2025 to Mar 25, 2026
      • RAUM · $982M to $1.1B
        Mar 26, 2025 to Mar 25, 2026
      • Accounts · 8 to 6
        Apr 18, 2024 to Mar 26, 2025
      • Advisory employees · 13 to 14
        Apr 18, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 8 to 6
        Apr 18, 2024 to Mar 26, 2025
      • Employees · 15 to 16
        Apr 18, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Apr 18, 2024 to Mar 26, 2025
      • Private funds · 8 to 6
        Apr 18, 2024 to Mar 26, 2025
      • Discretionary RAUM · $1.1B to $982M
        Apr 18, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $1.1B to $982M
        Apr 18, 2024 to Mar 26, 2025
      • RAUM · $1.1B to $982M
        Apr 18, 2024 to Mar 26, 2025
      • Accounts · 5 to 8
        May 9, 2023 to Mar 25, 2024
      • Pooled vehicle clients · 5 to 8
        May 9, 2023 to Mar 25, 2024
      • Private funds · 5 to 8
        May 9, 2023 to Mar 25, 2024
      • Discretionary RAUM · $568M to $1.1B
        May 9, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $568M to $1.1B
        May 9, 2023 to Mar 25, 2024
      • RAUM · $568M to $1.1B
        May 9, 2023 to Mar 25, 2024
      • Accounts · 13 to 5
        May 10, 2022 to Mar 31, 2023
      • Advisory employees · 11 to 13
        May 10, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 13 to 5
        May 10, 2022 to Mar 31, 2023
      • Assets in custody · $197M to $0
        May 10, 2022 to Mar 31, 2023
      • Employees · 12 to 15
        May 10, 2022 to Mar 31, 2023
      • Private funds · 13 to 5
        May 10, 2022 to Mar 31, 2023
      • Discretionary RAUM · $812M to $568M
        May 10, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $812M to $568M
        May 10, 2022 to Mar 31, 2023
      • RAUM · $812M to $568M
        May 10, 2022 to Mar 31, 2023
      • Advisory employees · 10 to 11
        May 6, 2021 to Mar 31, 2022
      • Assets in custody · $181M to $197M
        May 6, 2021 to Mar 31, 2022
      • Employees · 11 to 12
        May 6, 2021 to Mar 31, 2022
      Signals
      6 dated events
      • May River Capital reported RAUM $1.1B, up 86% from $568.4M (2023-05-09 to 2024-03-25)
        Mar 25, 2024 · RAUM change · derived
      • May River Capital reported RAUM $568.4M, down 30% from $811.5M (2022-05-10 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • May River Capital reported RAUM $802.5M, up 32% from $609.5M (2019-03-30 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Thomas Patrick Wasser (Chief Compliance Officer) appeared on Schedule A of May River Capital
        Mar 30, 2020 · Control person joined · fact
      • May River Capital reported RAUM $609.5M, up 44% from $422.2M (2018-08-03 to 2019-03-30)
        Mar 30, 2019 · RAUM change · derived
      • May River Capital filed its initial SEC registration (Form ADV)
        Jun 29, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/may-river-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
      Website
      mayrivercapital.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-750-1781reportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026