DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••• C••••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 30, 2014 · 21 filings
SEC status approved since Jul 11, 2014
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
23
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 31, 2015$197M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20150 then
Employees (5.A)15 as of Mar 27, 2026
Mar 31, 20157 then
Private funds23 as of Mar 27, 2026
Mar 31, 20155 then
RAUM +55% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••• C••••• C•••••• I•• L• | Venture Capital Fund | $375M | 123 | Mar 31, 2023 |
| F••••••• C••••• C•••••• I••• L• | Venture Capital Fund | $239M | 77 | Mar 30, 2020 |
| F••••••• C••••• C•••••• I•• L••• | Private Equity Fund | $156M | 34 | Mar 29, 2017 |
| F••••••• C••••• C•••••• I•• • P• L• | Venture Capital Fund | $52.7M | 1 | Mar 30, 2020 |
| F••••••• C••••• C•••••• I• O••••••••• F•••• L• | Venture Capital Fund | $39.1M | 10 | Mar 30, 2020 |
| F••••••• C••••• C•••••• I• L• | Private Equity Fund | $27.4M | 51 | Mar 27, 2013 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 4• | Venture Capital Fund | $25.0M | 131 | Mar 31, 2021 |
| F•• F• S••• L• | Venture Capital Fund | $22.2M | 1 | Mar 31, 2021 |
| F••••••• C••••• C•••••• I• O••••••••• F•••• L• | Private Equity Fund | $15.6M | 38 | Mar 31, 2015 |
| F••••••• C••••• C•••••• I•• A••••••••• F•••• L• | Venture Capital Fund | $13.9M | 67 | Mar 30, 2020 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 2• | Venture Capital Fund | $12.3M | 27 | Mar 31, 2021 |
| F••••••• C••••• C•••••• I• •••• L••• | Private Equity Fund | $12.2M | 80 | Mar 27, 2013 |
| F•• H• • A•• L•• | Venture Capital Fund | $11.8M | 3 | Mar 31, 2021 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 5• | Venture Capital Fund | $9.5M | 6 | Mar 31, 2022 |
| F••••••• C••••• C•••••• I• A••••••••• F•••• L• | Private Equity Fund | $8.6M | 51 | Mar 29, 2017 |
| F••••••• C••••• C•••••• I• A••••••••• F•••• L••• | Venture Capital Fund | $7.7M | 35 | Mar 29, 2024 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 1• | Venture Capital Fund | $4.2M | 3 | Mar 28, 2019 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 3• | Venture Capital Fund | $3.8M | 10 | Mar 31, 2021 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L••• • S••••• 6• | Venture Capital Fund | $3.7M | 4 | Mar 31, 2022 |
| F••••••• C••••• C•••••• C•••••••• S•••••• L• • S••••• 7• | Venture Capital Fund | $2.9M | 1 | Mar 31, 2023 |
| F••••••• C••••• C•••••• I• A••••••••• F•••• L••• | Private Equity Fund | $2.1M | 33 | Mar 27, 2013 |
| F•• L••••• L•• | Venture Capital Fund | $1.4M | 3 | Mar 31, 2022 |
| F•• V••••••• C••••••••• L••no longer reported | Private Equity Fund | $6,135 | 6 | Mar 31, 2015 |
| F•• S•• I•• L••• | Venture Capital Fund | $0 | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- J•••• M••••••• K•••••• · Managing Directorcontrolsince 04/2012 · owns 50% to 75%
- L•••••••• K••••••• M•••••• · Managing Directorcontrolsince 04/2012 · owns 50% to 75%
- M•••••••• A••••••• M••• · Cfosince 09/2021 · owns less than 5%
- V•••••• A•••••• B••• · Cao And Ccosince 09/2021 · owns less than 5%
Related persons
Schedule D 7.A
- F•• S••••• M••••••••• L••pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 1•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 2•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 3•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 4•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 5•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 6•pooled vehicle sponsorn
- F•• S••••• M••••••••• L•• • S••••• 7•pooled vehicle sponsorn
- F••••••• C••••• M••••••••• I• L••pooled vehicle sponsorn
- F••••••• C••••• M••••••••• I• O••••••••• L••pooled vehicle sponsorn
- F••••••• C••••• M••••••••• I•• L••pooled vehicle sponsorn
- F••••••• C••••• M••••••••• I••• L••pooled vehicle sponsorn
- F••••••• C••••• M••••••••• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 26Jul 2, 2025 to Mar 27, 2026
- Advisory employees · 8 to 7Jul 2, 2025 to Mar 27, 2026
- Pooled vehicle clients · 22 to 26Jul 2, 2025 to Mar 27, 2026
- Employees · 16 to 15Jul 2, 2025 to Mar 27, 2026
- Private funds · 22 to 23Jul 2, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.7BJul 2, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.1B to $1.7BJul 2, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.7BJul 2, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 2, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 27, 2025 to Jul 2, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BMar 27, 2025 to Jul 2, 2025
- RAUM · $1.1B to $1.1BMar 27, 2025 to Jul 2, 2025
- Advisory employees · 9 to 8Mar 29, 2024 to Mar 27, 2025
- Assets in custody · 667618884.0 to unsetMar 29, 2024 to Mar 27, 2025
- Custody of client assets · true to falseMar 29, 2024 to Mar 27, 2025
- Employees · 15 to 16Mar 29, 2024 to Mar 27, 2025
- Other offices · 0 to 1Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 27, 2025
- RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 27, 2025
- Accounts · 21 to 22Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 8 to 9Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 21 to 22Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $712M to $668MMar 31, 2023 to Mar 29, 2024
- Private funds · 21 to 22Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $1.0BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $1.0BMar 31, 2023 to Mar 29, 2024
- RAUM · $1.1B to $1.0BMar 31, 2023 to Mar 29, 2024
- Accounts · 20 to 21May 2, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 21May 2, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $712MMay 2, 2022 to Mar 31, 2023
- Private funds · 19 to 21May 2, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $1.1BMay 2, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BMay 2, 2022 to Mar 31, 2023
- RAUM · $1.1B to $1.1BMay 2, 2022 to Mar 31, 2023
- Accounts · 18 to 20Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 18 to 20Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $811M to $1.0BMar 31, 2021 to Mar 31, 2022
- Employees · 13 to 15Mar 31, 2021 to Mar 31, 2022
- Private funds · 17 to 19Mar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- F••••••• C••••• C••••••• L•• reported RAUM $1.7B, up 53% from $1.1B (2025-07-02 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- F••••••• C••••• C••••••• L•• reported RAUM $1.0B, up 73% from $602.7M (2020-10-06 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- F••••••• C••••• C••••••• L•• reported RAUM $602.7M, up 36% from $444.0M (2019-04-17 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- F••••••• C••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••• C••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F••••••• C••••• C••••••• L•• · Private Equityshared crd · organization
- F••••••• C••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/F•••••••-C•••••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- F•••••••C•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-299-8311reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026