DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• F••••
Asset manager (funds and pooled vehicles)Burlington, MassachusettsCRD 166087SEC 801-106734websiteIAPD
Legal name A•••••• F••••• L••
Latest filing Mar 26, 2026
First filing on the tape Sep 29, 2015 · 26 filings
SEC status approved since Oct 13, 2015
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$193M as of Mar 26, 2026
Mar 24, 2016$702M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 24, 20160 then
Employees (5.A)9 as of Mar 26, 2026
Mar 24, 20167 then
Private funds2 as of Mar 26, 2026
Mar 24, 20163 then
RAUM -7.5% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$193M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• I••••••••• L•• | Hedge Fund | $219M | 4 | Apr 1, 2022 |
| C••••• C••••••• L••• | Hedge Fund | $111M | 25 | Jan 25, 2013 |
| S••• M••••••••• F••• L••• | Hedge Fund | $10.1M | 1 | Sep 29, 2015 |
| A•••••• F•••• S•••••••• F•••••• P•••••••• L••• | Securitized Asset Fund | $3.7M | 2 | Apr 1, 2019 |
| C••••• F••••••• F••• I• L••no longer reported | Hedge Fund | $2.9M | 17 | Feb 18, 2015 |
| C••••• C•••••• T•• L••• | Hedge Fund | $131,930 | 2 | Apr 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••• B••••• R••••• · Chief Compliance Officercontrolsince 10/2024 · owns 25% to 50%
- H••••••••• A•••••• W•••• · Managing Membercontrolsince 06/2012 · owns 25% to 50%
- G••••• J•••••••• B•••••••• · Membersince 06/2012 · owns 10% to 25%
- S••••••• A••••• G••••• P••••• · Membersince 06/2012 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $208M to $193MMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $208M to $193MMar 25, 2025 to Mar 26, 2026
- RAUM · $208M to $193MMar 25, 2025 to Mar 26, 2026
- Advisory employees · 7 to 8Oct 7, 2024 to Mar 25, 2025
- Assets in custody · $233M to $2.0MOct 7, 2024 to Mar 25, 2025
- Employees · 13 to 9Oct 7, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Oct 7, 2024 to Mar 25, 2025
- Private funds · 5 to 2Oct 7, 2024 to Mar 25, 2025
- Discretionary RAUM · $233M to $208MOct 7, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $233M to $208MOct 7, 2024 to Mar 25, 2025
- RAUM · $233M to $208MOct 7, 2024 to Mar 25, 2025
- Assets in custody · $326M to $233MJun 2, 2023 to Mar 29, 2024
- Discretionary RAUM · $343M to $233MJun 2, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $21.7M to $0Jun 2, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $364M to $233MJun 2, 2023 to Mar 29, 2024
- RAUM · $364M to $233MJun 2, 2023 to Mar 29, 2024
- Advisory employees · 10 to 7Oct 16, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Oct 16, 2022 to Mar 31, 2023
- Employees · 14 to 13Oct 16, 2022 to Mar 31, 2023
- Discretionary RAUM · $505M to $343MOct 16, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $16.2M to $21.7MOct 16, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $505M to $364MOct 16, 2022 to Mar 31, 2023
- RAUM · $521M to $364MOct 16, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4Mar 30, 2021 to Apr 1, 2022
- Employees · 13 to 14Mar 30, 2021 to Apr 1, 2022
- Private funds · 3 to 5Mar 30, 2021 to Apr 1, 2022
- Discretionary RAUM · $338M to $505MMar 30, 2021 to Apr 1, 2022
- Non-discretionary RAUM · $166M to $16.2MMar 30, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · $265M to $505MMar 30, 2021 to Apr 1, 2022
- RAUM · $505M to $521MMar 30, 2021 to Apr 1, 2022
- Advisory employees · 8 to 10Mar 31, 2020 to Mar 30, 2021
- Employees · 9 to 13Mar 31, 2020 to Mar 30, 2021
- Discretionary RAUM · $405M to $338MMar 31, 2020 to Mar 30, 2021
- Non-discretionary RAUM · $342M to $166MMar 31, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $197M to $265MMar 31, 2020 to Mar 30, 2021
- RAUM · $748M to $505MMar 31, 2020 to Mar 30, 2021
- Employees · 10 to 9Apr 1, 2019 to Mar 31, 2020
- Discretionary RAUM · $644M to $405MApr 1, 2019 to Mar 31, 2020
- Non-discretionary RAUM · $456M to $342MApr 1, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $141M to $197MApr 1, 2019 to Mar 31, 2020
Signals
7 dated events
- Fuller Andrew Stpierre (Chief Compliance Officer) no longer on Schedule A of A•••••• F•••• (listed 2024-03-29, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- A•••••• F•••• reported RAUM $233.2M, down 36% from $364.5M (2023-06-02 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- A•••••• F•••• reported RAUM $364.5M, down 30% from $521.0M (2022-10-16 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A•••••• F•••• reported RAUM $504.7M, down 33% from $747.8M (2020-03-31 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- A•••••• F•••• reported RAUM $747.8M, down 32% from $1.1B (2019-04-01 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- A•••••• F•••• reported RAUM $1.1B, down 33% from $1.7B (2018-03-27 to 2019-04-01)Apr 1, 2019 · RAUM change · derived
- A•••••• F•••• filed its initial SEC registration (Form ADV)Sep 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• F•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 781.418.1049reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026