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K•••• I••••••••• P••••••• L••

Former SEC-registered adviserFormer SEC adviser2 private funds· San Francisco, California

Former SEC-registered adviser, based in San Francisco, California, reporting $515M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$515M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-60%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 166116 · SEC 801-80662 · 14 filingsShow
CRD 166116SEC 801-80662First filing on the tape Nov 14, 2012, latest Mar 30, 2022IAPD
RAUM
$515M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$254M gross assets
History
14 filings and snapshots on the tape
RAUM$515M as of Mar 30, 2022
Mar 31, 2015$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2022
Mar 31, 20150 then
Employees (5.A)10 as of Mar 30, 2022
Mar 31, 20155 then
Private funds2 as of Mar 30, 2022
Mar 31, 20151 then
RAUM -60% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$64.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-60%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$515M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•••• I••••••••• P••••••• M••••• F•••• L•••Hedge Fund$139M53Nov 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• N•••••• S•••• · Managing Membercontrol
        since 07/2012 · owns 10% to 25%
      • F•••••• M••••••• E••••• · Membercontrol
        since 07/2012 · owns less than 5%
      • H••••• C•••••• W••••• · Managing Membercontrol
        since 07/2012 · owns 25% to 50%
      • L••••••••• K•••• A•••• · Managing Membercontrol
        since 07/2012 · owns 10% to 25%
      • O•••••• S•••••• M•••• · Cco & Coocontrol
        since 02/2016 · owns less than 5%
      • S••••• D••••• O•••• · Managing Membercontrol
        since 07/2012 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • D••••••••• P•••••••• M••••• G• L••
        pooled vehicle sponsorn
      • K•••• I••••••••• P••••••• M••••• G•• L•••
        pooled vehicle sponsorn
      • K•••• M••••••••• G•••• L••
        investment advisery
      • K•••• M••••••••• L••
        pooled vehicle sponsorn
      • K•••• M••••••••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • Taipei 106, Taiwan, Republic of China2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 8
        Mar 26, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 9 to 8
        Mar 26, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.3B to $515M
        Mar 26, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $633M to $515M
        Mar 26, 2021 to Mar 30, 2022
      • RAUM · $1.3B to $515M
        Mar 26, 2021 to Mar 30, 2022
      • Accounts · 9 to 10
        Mar 24, 2020 to Mar 26, 2021
      • Discretionary RAUM · $656M to $1.3B
        Mar 24, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $656M to $633M
        Mar 24, 2020 to Mar 26, 2021
      • RAUM · $656M to $1.3B
        Mar 24, 2020 to Mar 26, 2021
      • Accounts · 5 to 9
        Mar 27, 2019 to Mar 24, 2020
      • Pooled vehicle clients · 5 to 9
        Mar 27, 2019 to Mar 24, 2020
      • Employees · 9 to 10
        Mar 27, 2019 to Mar 24, 2020
      • Other offices · 2 to 1
        Mar 27, 2019 to Mar 24, 2020
      • Private funds · 1 to 2
        Mar 27, 2019 to Mar 24, 2020
      • Discretionary RAUM · $359M to $656M
        Mar 27, 2019 to Mar 24, 2020
      • Pooled vehicle RAUM · $359M to $656M
        Mar 27, 2019 to Mar 24, 2020
      • RAUM · $359M to $656M
        Mar 27, 2019 to Mar 24, 2020
      • Employees · 8 to 9
        Aug 6, 2018 to Mar 27, 2019
      • Discretionary RAUM · $479M to $359M
        Aug 6, 2018 to Mar 27, 2019
      • Pooled vehicle RAUM · $479M to $359M
        Aug 6, 2018 to Mar 27, 2019
      • RAUM · $479M to $359M
        Aug 6, 2018 to Mar 27, 2019
      • Pooled vehicle clients · unset to 5.0
        Mar 28, 2017 to Mar 16, 2018
      • Other offices · unset to 2.0
        Mar 28, 2017 to Mar 16, 2018
      • Discretionary RAUM · $511M to $479M
        Mar 28, 2017 to Mar 16, 2018
      • Pooled vehicle RAUM · unset to 478523271.0
        Mar 28, 2017 to Mar 16, 2018
      • RAUM · $511M to $479M
        Mar 28, 2017 to Mar 16, 2018
      • Employees · 7 to 8
        Apr 26, 2016 to Mar 28, 2017
      • Discretionary RAUM · $340M to $511M
        Apr 26, 2016 to Mar 28, 2017
      • RAUM · $340M to $511M
        Apr 26, 2016 to Mar 28, 2017
      • Accounts · 3 to 5
        Dec 7, 2015 to Mar 24, 2016
      • Advisory employees · 5 to 6
        Dec 7, 2015 to Mar 24, 2016
      • Assets in custody · 103196295.0 to unset
        Dec 7, 2015 to Mar 24, 2016
      • Employees · 5 to 7
        Dec 7, 2015 to Mar 24, 2016
      • Discretionary RAUM · $103M to $340M
        Dec 7, 2015 to Mar 24, 2016
      • RAUM · $103M to $340M
        Dec 7, 2015 to Mar 24, 2016
      • Assets in custody · unset to 103196295.0
        Nov 24, 2014 to Mar 31, 2015
      • Discretionary RAUM · $99.8M to $103M
        Nov 24, 2014 to Mar 31, 2015
      • RAUM · $99.8M to $103M
        Nov 24, 2014 to Mar 31, 2015
      • Employees · 6 to 5
        Apr 1, 2013 to Nov 24, 2014
      • Discretionary RAUM · $32.0M to $99.8M
        Apr 1, 2013 to Nov 24, 2014
      Signals
      4 dated events
      • ••• Locked
        Mar 30, 2022 · RAUM change · derived
      • ••• Locked
        Mar 26, 2021 · RAUM change · derived
      • ••• Locked
        Mar 24, 2020 · RAUM change · derived
      • ••• Locked
        Nov 14, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026