DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• G••••• L••
Latest filing Sep 8, 2026
First filing on the tape Oct 1, 2021 · 13 filings
SEC status approved since Nov 4, 2021
RAUM
$182M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$182M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$60.8M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$182M as of Mar 24, 2026
Mar 24, 2022$111M then
HNW client RAUM$129M as of Mar 24, 2026
Mar 24, 2023$61.3M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 24, 20222 then
Employees (5.A)8 as of Mar 24, 2026
Mar 24, 20224 then
Private funds: no history
RAUM +22% over the last fiscal year+19% a year over threeIARs 2 to 2offices 2 to 4
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $60.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $221,470derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M70%
- Individuals$53.9M30%
- Individual clients
- 226reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 824reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• J••••• S•••••••Certified Financial Planner | Tulsa, Ok | Feb 28, 2019 | 33 y | 2 |
| L••• T••••••• S•••••••Certified Financial Planner | Tulsa, Ok | Jul 30, 2021 | 12 y | 0 |
| M••••••• R•••• B••••••• | Tulsa, Ok | Jun 22, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••••• J••••• S••••••• from L•• F•••••••• L••Feb 28, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••••• T•••••••• J••••• · Senior Managing Director And Chief Compliance Officercontrolsince 02/2010 · owns 75% or more
- S•••••••• A•••••• L•••• · Trusteecontrolsince 08/2001 · owns 50% to 75% of S••••••• R•••••••• T•• D•• 0•••••••
- S•••••••• T•••••••• J••••• · Trusteecontrolsince 08/2001 · owns 50% to 75% of S••••••• R•••••••• T•• D•• 0•••••••
Entity owners
- S••••••• R•••••••• T•• D•• 0••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Broken Arrow, OK2 employees
- Fairfield, CA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Mar 24, 2026 to Sep 8, 2026
- Succession · false to unsetMar 24, 2026 to Sep 8, 2026
- Accounts · 724 to 824Dec 24, 2025 to Mar 24, 2026
- HNW clients · 42 to 56Dec 24, 2025 to Mar 24, 2026
- Individual clients · 209 to 226Dec 24, 2025 to Mar 24, 2026
- Assets in custody · $42.5M to $129MDec 24, 2025 to Mar 24, 2026
- Other offices · 5 to 4Dec 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $148M to $180MDec 24, 2025 to Mar 24, 2026
- HNW RAUM · $93.3M to $129MDec 24, 2025 to Mar 24, 2026
- Individual RAUM · $56.7M to $53.9MDec 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $2.0M to $2.3MDec 24, 2025 to Mar 24, 2026
- RAUM · $150M to $182MDec 24, 2025 to Mar 24, 2026
- Other offices · 2 to 5Mar 7, 2025 to Dec 24, 2025
- Accounts · 602 to 724May 1, 2024 to Mar 7, 2025
- Advisory employees · 3 to 4May 1, 2024 to Mar 7, 2025
- HNW clients · 37 to 42May 1, 2024 to Mar 7, 2025
- Individual clients · 180 to 209May 1, 2024 to Mar 7, 2025
- Assets in custody · $91.0M to $42.5MMay 1, 2024 to Mar 7, 2025
- Custody of client assets · true to falseMay 1, 2024 to Mar 7, 2025
- Financial planning clients · 101-250 to 251-500May 1, 2024 to Mar 7, 2025
- Discretionary RAUM · $121M to $148MMay 1, 2024 to Mar 7, 2025
- HNW RAUM · $73.6M to $93.3MMay 1, 2024 to Mar 7, 2025
- Individual RAUM · $49.7M to $56.7MMay 1, 2024 to Mar 7, 2025
- Non-discretionary RAUM · $2.5M to $2.0MMay 1, 2024 to Mar 7, 2025
- RAUM · $123M to $150MMay 1, 2024 to Mar 7, 2025
- Accounts · 486 to 602Dec 19, 2023 to Mar 29, 2024
- Advisory employees · 2 to 3Dec 19, 2023 to Mar 29, 2024
- HNW clients · 30 to 37Dec 19, 2023 to Mar 29, 2024
- Individual clients · 200 to 180Dec 19, 2023 to Mar 29, 2024
- Assets in custody · unset to 90953917.0Dec 19, 2023 to Mar 29, 2024
- Custody of client assets · false to trueDec 19, 2023 to Mar 29, 2024
- Employees · 4 to 8Dec 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $108M to $121MDec 19, 2023 to Mar 29, 2024
- HNW RAUM · $61.3M to $73.6MDec 19, 2023 to Mar 29, 2024
- Individual RAUM · $47.0M to $49.7MDec 19, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $2.5MDec 19, 2023 to Mar 29, 2024
- RAUM · $108M to $123MDec 19, 2023 to Mar 29, 2024
- Related insurance company · false to trueDec 19, 2023 to Mar 29, 2024
- Other offices · 1 to 2Mar 24, 2023 to Sep 18, 2023
- Accounts · 367 to 486Aug 9, 2022 to Mar 24, 2023
Signals
2 dated events
- Lynne Andrea S••••••• (Trustee) appeared on Schedule A of S••••• W••••• G••••• L••Mar 24, 2023 · Control person joined · fact
- S••••• W••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- integratedwealth.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 439-3041reportedpublic record, Form ADV, Sep 8, 2026
- Team page
- integratedwealth.co/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026