DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• I••••••••• A•••••••• L••
Latest filing Apr 24, 2026
First filing on the tape Jun 29, 2015 · 18 filings
SEC status approved since Jul 14, 2015
RAUM
$412M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$412M as of Apr 24, 2026
Mar 30, 2016$385M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Mar 30, 20160 then
Employees (5.A)6 as of Apr 24, 2026
Mar 30, 20165 then
Private funds5 as of Apr 24, 2026
Mar 30, 20165 then
RAUM +2.1% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $68.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $261M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$412M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $261M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••• I••••••••• I• L• | Private Equity Fund | $580M | 80 | Mar 30, 2018 |
| V••••• I••••••••• L• | Private Equity Fund | $56.4M | 70 | Jul 25, 2014 |
| V••••••••• I• C••••••••• L• | Private Equity Fund | $18.0M | 21 | Mar 30, 2017 |
| R••• C••••••••• L• | Private Equity Fund | $6.3M | 15 | Mar 30, 2017 |
| V••••• • F••••••• P•• L•• | Private Equity Fund | $5.5M | 13 | Mar 30, 2017 |
| V••••• I••••••••• •••••••• L• | Private Equity Fund | $2.6M | 12 | Jul 25, 2014 |
| V••••• • N•• C••••••••• L• | Private Equity Fund | $214,981 | 26 | Mar 30, 2016 |
| V••••••••• T•••• C••••••••• L•no longer reported | Private Equity Fund | $0 | 22 | Mar 30, 2015 |
| V••••••••• D••• C••••••••• L• | Private Equity Fund | $0 | 20 | Mar 30, 2015 |
| F••••••• A••• L•• | Private Equity Fund | $0 | 5 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• B••••• C••••••••• · President / Managercontrolsince 10/2012 · owns less than 5%
- H•••••••• R•••• W•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- L••••••• F••••• D•••• · Chief Operating Officercontrolsince 07/2014 · owns less than 5%
- M•••••• J••••••• W•••••• · Ceo / Managercontrolsince 10/2012 · owns less than 5%
- C••••••• B••••• C••••••••• · Managercontrolsince 01/2015 · owns 25% to 50% of V••••• I• H•••••••• L••
- C••••••• B••••• C••••••••• · Managercontrolsince 01/2015 · owns 25% to 50% of V••••• I•• L•
- M•••••• J••••••• W•••••• · Managercontrolsince 01/2015 · owns 50% to 75% of V••••• I• H•••••••• L••
- M•••••• J••••••• W•••••• · Managercontrolsince 01/2015 · owns 50% to 75% of V••••• I•• L•
Entity owners
- V••••• I• H•••••••• L•• · Managing Memberdirect · owns less than 5%
- V••••• I•• L• · Memberdirect · owns 75% or more
- V••••• I• H•••••••• L•• · General Partnerindirect · owns F of V••••• I•• L•
Related persons
Schedule D 7.A
- V••• G•• L•investment adviserpooled vehicle sponsorn
- V••• I•• L•investment adviserbankpooled vehicle sponsorn
- V••••• I••••••••• H•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $25.8M to $261MMar 27, 2026 to Apr 24, 2026
- Discretionary RAUM · $267M to $412MMar 27, 2026 to Apr 24, 2026
- Pooled vehicle RAUM · $267M to $412MMar 27, 2026 to Apr 24, 2026
- RAUM · $267M to $412MMar 27, 2026 to Apr 24, 2026
- Accounts · 8 to 6Jun 6, 2025 to Mar 27, 2026
- Advisory employees · 7 to 5Jun 6, 2025 to Mar 27, 2026
- Pooled vehicle clients · 8 to 6Jun 6, 2025 to Mar 27, 2026
- Assets in custody · $246M to $25.8MJun 6, 2025 to Mar 27, 2026
- Employees · 8 to 6Jun 6, 2025 to Mar 27, 2026
- Private funds · 7 to 5Jun 6, 2025 to Mar 27, 2026
- Discretionary RAUM · $403M to $267MJun 6, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $403M to $267MJun 6, 2025 to Mar 27, 2026
- RAUM · $403M to $267MJun 6, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 6, 2025
- Accounts · 9 to 8Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 9 to 8Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $668M to $246MMar 27, 2024 to Mar 28, 2025
- Private funds · 8 to 7Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $828M to $403MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $828M to $403MMar 27, 2024 to Mar 28, 2025
- RAUM · $828M to $403MMar 27, 2024 to Mar 28, 2025
- Accounts · 10 to 9Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 8 to 7Mar 31, 2023 to Mar 27, 2024
- Pooled vehicle clients · 10 to 9Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $680M to $668MMar 31, 2023 to Mar 27, 2024
- Employees · 9 to 8Mar 31, 2023 to Mar 27, 2024
- Private funds · 9 to 8Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $884M to $828MMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $884M to $828MMar 31, 2023 to Mar 27, 2024
- RAUM · $884M to $828MMar 31, 2023 to Mar 27, 2024
- Accounts · 11 to 10Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 10Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $582M to $680MMar 31, 2022 to Mar 31, 2023
- Private funds · 10 to 9Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $807M to $884MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $807M to $884MMar 31, 2022 to Mar 31, 2023
- RAUM · $807M to $884MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 9 to 8Jun 8, 2021 to Mar 31, 2022
- Assets in custody · $424M to $582MJun 8, 2021 to Mar 31, 2022
- Employees · 10 to 9Jun 8, 2021 to Mar 31, 2022
Signals
6 dated events
- V••••• I••••••••• A•••••••• L•• reported RAUM $411.7M, up 54% from $266.6M (2026-03-27 to 2026-04-24)Apr 24, 2026 · RAUM change · derived
- V••••• I••••••••• A•••••••• L•• reported RAUM $266.6M, down 34% from $403.1M (2025-06-06 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- V••••• I••••••••• A•••••••• L•• reported RAUM $403.1M, down 51% from $828.4M (2024-03-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- William Ryan Horstman (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of V••••• I••••••••• A•••••••• L••Mar 27, 2024 · Control person joined · fact
- V••••• I••••••••• A•••••••• L•• reported RAUM $1.0B, up 101% from $508.2M (2017-05-25 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- V••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V••••• I••••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- V••••• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
- V••••• I••••••••• A•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vortus-investments-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- V•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 817-945-2400reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026