DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H•••••• P•••••••
Legal name H•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 8, 2020 · 12 filings
SEC status approved since Feb 7, 2020
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$115M as of Mar 31, 2026
Mar 29, 2021$249M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20210 then
Employees (5.A)2 as of Mar 31, 2026
Mar 29, 20219 then
Private funds3 as of Mar 31, 2026
Mar 29, 20213 then
RAUM -40% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$115M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• P••••••• I•• O••••••••• F•••• L••• | Venture Capital Fund | $166M | 1 | Mar 31, 2022 |
| H•••••• P••••••• I••• L••• | Venture Capital Fund | $8.9M | 26 | Mar 30, 2016 |
| H•••••• P••••••• I•• L••• | Venture Capital Fund | $3.8M | 14 | Feb 25, 2013 |
| H•••••• E••••••••• P••••••• I•• L•••no longer reported | Venture Capital Fund | $903,408 | 10 | Feb 25, 2013 |
| H•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $0 | 0 | Jan 8, 2020 |
Owners and control persons
Schedule A and B, latest filing
- K••• J•••• H•••••••• · Managing Membercontrolsince 01/2010 · owns 50% to 75%
- T••••••••• R••• A•••• · Managing Member; Chief Compliance Officercontrolsince 04/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
- H•••••• P••••••• G•• L••pooled vehicle sponsorn
- H•••••• P••••••• I•• G•• L••pooled vehicle sponsorn
- H•••••• P••••••• I•• O••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $191,320,845 to $114,617,817 (-40.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 6.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 5.6% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $191M to $115MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $191M to $115MMar 28, 2025 to Mar 31, 2026
- RAUM · $191M to $115MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 3 to 2May 14, 2024 to Mar 28, 2025
- Employees · 4 to 2May 14, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $178M to $191MMay 14, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $178M to $191MMay 14, 2024 to Mar 28, 2025
- RAUM · $178M to $191MMay 14, 2024 to Mar 28, 2025
- Discretionary RAUM · $222M to $178MApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $222M to $178MApr 28, 2023 to Mar 29, 2024
- RAUM · $222M to $178MApr 28, 2023 to Mar 29, 2024
- Advisory employees · 8 to 3Jun 15, 2022 to Mar 31, 2023
- Employees · 9 to 4Jun 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $229M to $222MJun 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $229M to $222MJun 15, 2022 to Mar 31, 2023
- RAUM · $229M to $222MJun 15, 2022 to Mar 31, 2023
- Accounts · 2 to 3Mar 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $249M to $229MMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $249M to $229MMar 29, 2021 to Mar 31, 2022
- RAUM · $249M to $229MMar 29, 2021 to Mar 31, 2022
- Related bank · true to falseMar 29, 2021 to Mar 31, 2022
- Advisory employees · 9 to 8Jan 8, 2020 to Mar 29, 2021
- Employees · 11 to 9Jan 8, 2020 to Mar 29, 2021
- Private funds · 6 to 3Jan 8, 2020 to Mar 29, 2021
- Discretionary RAUM · $320M to $249MJan 8, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $320M to $249MJan 8, 2020 to Mar 29, 2021
- RAUM · $320M to $249MJan 8, 2020 to Mar 29, 2021
Signals
3 dated events
- Jamison Brian Kriebel (Managing Director; Chief Compliance Officer) no longer on Schedule A of H•••••• P••••••• (listed 2024-03-29, absent 2024-05-14)May 14, 2024 · Control person left · inference
- Jamison Brian Kriebel (Managing Director; Chief Compliance Officer) appeared on Schedule A of H•••••• P•••••••Jun 15, 2022 · Control person joined · fact
- H•••••• P••••••• filed its initial SEC registration (Form ADV)Jan 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•••••• P••••••• · Private Equityshared crd · organization
- H•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/highbarpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- highbarpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-696-7945reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026