DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K•••• P••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 166294SEC 801-88190IAPD
Latest filing Mar 29, 2019
First filing on the tape Dec 20, 2012 · 19 filings
RAUM
$444M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$294M gross assets
History
19 filings and snapshots on the tape
RAUM$444M as of Mar 29, 2019
Mar 30, 2016$328M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 28, 20131 then
Employees (5.A)4 as of Mar 29, 2019
Mar 28, 20131 then
Private funds1 as of Mar 29, 2019
Mar 30, 20161 then
RAUM -17% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$222MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$294M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$444M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$294M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•••• ••••••• M••••• F••• L•Hedge Fund$294M4Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• K••••• M•••••• · Presidentcontrol
        since 12/2012 · owns less than 5%
      • O••••• J••• C••••• · Chief Financial Officer & Chief Compliance Officercontrol
        since 06/2016 · owns less than 5%
      • S••••••••• A•••• D•••• · Chief Operating Officercontrol
        since 01/2019 · owns less than 5%
      • B•••••• K••••• M•••••• · Ceocontrol
        since 12/2008 · owns 25% to 50% of K•••• G•••• I•••
      Entity owners
      • K•••• G•••• I••• · Parent Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $433M to $294M
        Feb 26, 2019 to Mar 29, 2019
      • Discretionary RAUM · $533M to $444M
        Feb 26, 2019 to Mar 29, 2019
      • Pooled vehicle RAUM · $533M to $444M
        Feb 26, 2019 to Mar 29, 2019
      • RAUM · $533M to $444M
        Feb 26, 2019 to Mar 29, 2019
      • Related bank · true to false
        Feb 26, 2019 to Mar 29, 2019
      • Advisory employees · 3 to 4
        Mar 26, 2018 to Apr 24, 2018
      • Employees · 21 to 4
        Mar 26, 2018 to Apr 24, 2018
      • Advisory employees · 0 to 3
        Mar 31, 2017 to Mar 26, 2018
      • BD registered reps · 0 to 1
        Mar 31, 2017 to Mar 26, 2018
      • Pooled vehicle clients · unset to 2.0
        Mar 31, 2017 to Mar 26, 2018
      • Assets in custody · $353M to $433M
        Mar 31, 2017 to Mar 26, 2018
      • Employees · 0 to 21
        Mar 31, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 26, 2018
      • Discretionary RAUM · $403M to $533M
        Mar 31, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 533462513.0
        Mar 31, 2017 to Mar 26, 2018
      • RAUM · $403M to $533M
        Mar 31, 2017 to Mar 26, 2018
      • Advisory employees · 1 to 0
        Jul 13, 2016 to Mar 31, 2017
      • BD registered reps · 7 to 0
        Jul 13, 2016 to Mar 31, 2017
      • Assets in custody · $328M to $353M
        Jul 13, 2016 to Mar 31, 2017
      • Employees · 15 to 0
        Jul 13, 2016 to Mar 31, 2017
      • State-registered IARs · 1 to 0
        Jul 13, 2016 to Mar 31, 2017
      • Discretionary RAUM · $328M to $403M
        Jul 13, 2016 to Mar 31, 2017
      • RAUM · $328M to $403M
        Jul 13, 2016 to Mar 31, 2017
      • Assets in custody · $210M to $328M
        Jan 8, 2016 to Mar 30, 2016
      • Employees · 12 to 15
        Jan 8, 2016 to Mar 30, 2016
      • Discretionary RAUM · $210M to $328M
        Jan 8, 2016 to Mar 30, 2016
      • RAUM · $210M to $328M
        Jan 8, 2016 to Mar 30, 2016
      • Assets in custody · $201M to $210M
        Mar 31, 2015 to Jul 31, 2015
      • Discretionary RAUM · $201M to $210M
        Mar 31, 2015 to Jul 31, 2015
      • RAUM · $201M to $210M
        Mar 31, 2015 to Jul 31, 2015
      • Accounts · unset to 2.0
        Jan 9, 2014 to Mar 31, 2015
      • Advisory activities · 1 to 2
        Jan 9, 2014 to Mar 31, 2015
      • BD registered reps · 1 to 7
        Jan 9, 2014 to Mar 31, 2015
      • Assets in custody · unset to 201100000.0
        Jan 9, 2014 to Mar 31, 2015
      • Custody of client assets · false to true
        Jan 9, 2014 to Mar 31, 2015
      • Employees · 1 to 12
        Jan 9, 2014 to Mar 31, 2015
      • Private funds · unset to 1
        Jan 9, 2014 to Mar 31, 2015
      • Discretionary RAUM · unset to 201100000.0
        Jan 9, 2014 to Mar 31, 2015
      • Non-discretionary RAUM · unset to 0.0
        Jan 9, 2014 to Mar 31, 2015
      • RAUM · unset to 201100000.0
        Jan 9, 2014 to Mar 31, 2015
      Signals
      4 dated events
      • Philip Mark Mennitt (Chief Operating Officer) no longer on Schedule A of K•••• P••••••• L•• (listed 2018-12-20, absent 2019-02-26)
        Feb 26, 2019 · Control person left · inference
      • David Adam Schlisman (Chief Operating Officer) appeared on Schedule A of K•••• P••••••• L••
        Feb 26, 2019 · Control person joined · fact
      • K•••• P••••••• L•• reported RAUM $533.5M, up 33% from $402.6M (2017-03-31 to 2018-03-26)
        Mar 26, 2018 · RAUM change · derived
      • K•••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 20, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026