DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Enlightenment Capital
Legal name Enlightenment Capital, LLC
Latest filing Apr 24, 2026
First filing on the tape Jun 29, 2017 · 16 filings
SEC status approved since Jul 31, 2017
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$2.1B as of Apr 24, 2026
Mar 30, 2018$180M then
HNW client RAUM$0 as of Apr 24, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Mar 30, 20180 then
Employees (5.A)18 as of Apr 24, 2026
Mar 30, 20187 then
Private funds14 as of Apr 24, 2026
Mar 30, 20185 then
RAUM -9.4% over the last fiscal year+21% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $132MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.1B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Enlightenment Capital Solutions Fund IV, L.P. | Private Equity Fund | $701M | 233 | Mar 31, 2023 |
| Enlightenment Capital Solutions Fund III, L.P. | Private Equity Fund | $507M | 78 | Mar 30, 2019 |
| Enlightenment Capital Solutions Sbic Fund, L.P. | Private Equity Fund | $275M | 84 | Mar 30, 2019 |
| Inferno Coinvest Spv, L.P. | Private Equity Fund | $97.7M | 30 | Mar 29, 2024 |
| Enlightenment Capital Solutions Fund III-P, L.P. | Private Equity Fund | $60.6M | 94 | Mar 30, 2019 |
| Arclight Coinvest Spv, L.P. | Private Equity Fund | $55.9M | 11 | Mar 29, 2024 |
| Enlightenment Capital Solutions Fund II, L.P. | Private Equity Fund | $30.1M | 87 | May 8, 2015 |
| Enlightenment Capital Solutions Fund Spv I, L.P. | Private Equity Fund | $17.6M | 2 | May 8, 2015 |
| Trowbridge Coinvest Spv, L.P. | Private Equity Fund | $15.8M | 3 | Mar 30, 2020 |
| System High Coinvest Spv, L.P. | Private Equity Fund | $9.1M | 3 | Mar 30, 2020 |
| Hulk Coinvest Spv, L.P. | Private Equity Fund | $4.8M | 3 | Mar 31, 2021 |
| Cybercore Coinvest Spv, L.P.no longer reported | Private Equity Fund | $3.1M | 2 | Mar 30, 2018 |
| Rr Coinvest Spv, L.P. | Private Equity Fund | $2.8M | 3 | Mar 31, 2023 |
| Enlightenment Capital Solutions Fund I, LP | Private Equity Fund | $2.5M | 87 | May 8, 2015 |
| Everwatch Coinvest III Spv, L.P. | Private Equity Fund | $286,334 | 4 | Mar 31, 2021 |
| Enlightenment Capital Solutions Fund II - Nq, L.P. | Private Equity Fund | $279,541 | 17 | Mar 31, 2017 |
| Everwatch Coinvest Spv, L.P. | Private Equity Fund | $0 | 2 | Mar 30, 2019 |
| Everwatch Coinvest II Spv, L.P. | Private Equity Fund | $0 | 4 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Scott Jeffrey Guffey · Chief Compliance Officer And Chief Financial Officercontrolsince 06/2017 · owns less than 5%
- Frederick Jason Rigoli · Partnercontrolsince 02/2016 · owns less than 5%
- Lloyd Devin Talbott · Managing Partner And Managing Membercontrolsince 01/2012 · owns 75% or more
Related persons
Schedule D 7.A
- Enlightenment Capital Partners I Gp, LLCpooled vehicle sponsorn
- Enlightenment Capital Partners II Gp, LLCpooled vehicle sponsorn
- Enlightenment Capital Partners III Gp, LLCpooled vehicle sponsorn
- Enlightenment Capital Partners IV Gp, LLCpooled vehicle sponsorn
- Enlightenment Capital Partners V Gp, LLCpooled vehicle sponsorn
- Enlightenment Capital Sbic Gp, LLCpooled vehicle sponsorn
- Enlightenment Coinvest Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $2.3B to $2.1BJun 26, 2025 to Mar 31, 2026
- Employees · 15 to 18Jun 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.3B to $2.1BJun 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.3B to $2.1BJun 26, 2025 to Mar 31, 2026
- RAUM · $2.3B to $2.1BJun 26, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 26, 2025
- Other offices · 1 to 0Mar 31, 2025 to Jun 26, 2025
- Accounts · 17 to 16Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 17 to 16Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $1.6B to $2.3BMar 29, 2024 to Mar 31, 2025
- Private funds · 15 to 14Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.6B to $2.3BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $2.3BMar 29, 2024 to Mar 31, 2025
- RAUM · $1.6B to $2.3BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 11 to 13Apr 28, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $1.6BApr 28, 2023 to Mar 29, 2024
- Employees · 12 to 15Apr 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.2B to $1.6BApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.2B to $1.6BApr 28, 2023 to Mar 29, 2024
- RAUM · $1.2B to $1.6BApr 28, 2023 to Mar 29, 2024
- Accounts · 15 to 17Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 9 to 11Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 17Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $790M to $1.2BMar 31, 2022 to Mar 31, 2023
- Employees · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Private funds · 13 to 15Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $790M to $1.2BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $790M to $1.2BMar 31, 2022 to Mar 31, 2023
- RAUM · $790M to $1.2BMar 31, 2022 to Mar 31, 2023
- Assets in custody · $684M to $790MApr 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $684M to $790MApr 1, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $684M to $790MApr 1, 2021 to Mar 31, 2022
- RAUM · $684M to $790MApr 1, 2021 to Mar 31, 2022
- Accounts · 12 to 15Apr 1, 2020 to Mar 31, 2021
- Pooled vehicle clients · 12 to 15Apr 1, 2020 to Mar 31, 2021
- Assets in custody · $510M to $684MApr 1, 2020 to Mar 31, 2021
- Private funds · 10 to 13Apr 1, 2020 to Mar 31, 2021
- Discretionary RAUM · $510M to $684MApr 1, 2020 to Mar 31, 2021
Signals
6 dated events
- Enlightenment Capital reported RAUM $2.3B, up 45% from $1.6B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Enlightenment Capital reported RAUM $1.6B, up 33% from $1.2B (2023-04-28 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Enlightenment Capital reported RAUM $1.2B, up 53% from $790.0M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Enlightenment Capital reported RAUM $684.3M, up 34% from $510.0M (2020-04-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Enlightenment Capital reported RAUM $496.7M, up 177% from $179.5M (2018-03-30 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- Enlightenment Capital filed its initial SEC registration (Form ADV)Jun 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Enlightenment Capital · Independent Sponsorsshared crd · capital_provider
- Enlightenment Capital · Private Equityshared crd · organization
- Enlightenment Capital · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/2837168reportedpublic record, Form ADV, Sep 17, 2026
- Website
- ENLIGHTENMENT-CAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 240-752-9616reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026