DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• C•••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 13, 2014 · 23 filings
SEC status approved since Jun 20, 2014
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$3.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$3.6B as of Mar 31, 2026
Mar 19, 2015$82.4M then
HNW client RAUM$3.7M as of Mar 31, 2026
Mar 29, 2018$33.1M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 19, 20150 then
Employees (5.A)10 as of Mar 31, 2026
Mar 19, 20156 then
Private funds1 as of Mar 31, 2026
Mar 19, 20155 then
RAUM +38% over the last fiscal year+42% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $910MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 0derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $364MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -67%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.6B99%
- Pooled investment vehicles$15.2M0.4%
- High-net-worth individuals$3.7M0.1%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••••• M•••• I••••• F•••• L• | Hedge Fund | $11.8M | 7 | Jun 13, 2014 |
| I••••••••• M•• I••••• F•••• L•no longer reported | Hedge Fund | $11.1M | 1 | Jun 13, 2014 |
| I••••••••• R••• E••••• I••••• F•••• L•no longer reported | Hedge Fund | $6.5M | 2 | Jun 13, 2014 |
| I••••••••• L••••••••• E••••• I••••• F•••• L•no longer reported | Hedge Fund | $4.7M | 4 | Jun 13, 2014 |
| I••••••• L••••••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $20 | 1 | Jun 13, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• S•••••• L•• · General Counsel, Chief Compliance Officer, Chief Risk Officer, Portfolio Manager, And Directorcontrolsince 02/2018 · owns less than 5%
- H•••••••• J••• D•• · Co-Founder, Manager, Executive Managing Director, Chief Executive Officer, President, Portfolio Manager, And Directorcontrolsince 01/2012 · owns 75% or more
- J•••• M••••••• A••••• · Portfolio Manager, Director Of Research, Analystcontrolsince 01/2023 · owns less than 5%
- R•••• E•••••• F• · Co-Founder, Manager, Chief Financial Officer, Chief Operating Officer, Portfolio Manager, And Directorcontrolsince 01/2012 · owns less than 5%
Related persons
Schedule D 7.A
- I••••••••• M•••• I••••• G•• L••bankpooled vehicle sponsorn
- N•• E••••• H•••••••• L••n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 31, 2025 to Mar 31, 2026
- HNW clients · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Individual clients · 1 to 0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Mar 31, 2025 to Mar 31, 2026
- Employees · 7 to 10Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 3 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $3.6BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $11.4M to $3.7MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $55,000 to $0Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $12.0M to $15.2MMar 31, 2025 to Mar 31, 2026
- RAUM · $2.6B to $3.6BMar 31, 2025 to Mar 31, 2026
- Employees · 8 to 7Feb 4, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 4, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $2.6BFeb 4, 2025 to Mar 31, 2025
- HNW RAUM · $9.8M to $11.4MFeb 4, 2025 to Mar 31, 2025
- Individual RAUM · $43,000 to $55,000Feb 4, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $11.8M to $12.0MFeb 4, 2025 to Mar 31, 2025
- RAUM · $1.7B to $2.6BFeb 4, 2025 to Mar 31, 2025
- Accounts · 9 to 10Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 4 to 5Mar 31, 2023 to Mar 30, 2024
- Individual clients · 2 to 1Mar 31, 2023 to Mar 30, 2024
- Employees · 7 to 8Mar 31, 2023 to Mar 30, 2024
- State-registered IARs · 0 to 3Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $1.3B to $1.7BMar 31, 2023 to Mar 30, 2024
- HNW RAUM · $10.1M to $9.8MMar 31, 2023 to Mar 30, 2024
- Individual RAUM · $55,000 to $43,000Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $16.9M to $11.8MMar 31, 2023 to Mar 30, 2024
- RAUM · $1.3B to $1.7BMar 31, 2023 to Mar 30, 2024
- Accounts · 10 to 9Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 1Mar 31, 2022 to Mar 31, 2023
- Private funds · 2 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $16.6M to $10.1MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $27.0M to $16.9MMar 31, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 31, 2023
- Accounts · 20 to 10Mar 31, 2021 to Mar 31, 2022
- Charity clients · 2 to 0Mar 31, 2021 to Mar 31, 2022
- HNW clients · 5 to 2Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $672M to $1.2BMar 31, 2021 to Mar 31, 2022
- HNW RAUM · $19.5M to $16.6MMar 31, 2021 to Mar 31, 2022
Signals
7 dated events
- I••••••••• C•••••• A•••••••• L•• reported RAUM $3.6B, up 38% from $2.6B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- I••••••••• C•••••• A•••••••• L•• reported RAUM $2.6B, up 54% from $1.7B (2025-02-04 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- I••••••••• C•••••• A•••••••• L•• reported RAUM $1.7B, up 34% from $1.3B (2023-03-31 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Andrew Meleney John (Portfolio Manager, Director Of Research, Analyst) appeared on Schedule A of I••••••••• C•••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- I••••••••• C•••••• A•••••••• L•• reported RAUM $1.2B, up 75% from $672.3M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- I••••••••• C•••••• A•••••••• L•• reported RAUM $672.3M, up 28% from $524.6M (2020-06-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- I••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/infracapreportedpublic record, Form ADV, Sep 19, 2026
- Website
- infracapfund.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-763-8335reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026