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Former SEC-registered adviser

R•••• C••••••

Former SEC-registered adviserMilwaukee, WisconsinCRD 166508SEC 801-77629IAPD
Legal name R•••• C•••••• P••••••• L••
Latest filing Mar 29, 2017
First filing on the tape Feb 1, 2013 · 12 filings
RAUM
$59.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$61.7M gross assets
History
12 filings and snapshots on the tape
RAUM$59.8M as of Mar 29, 2017
Mar 31, 2014$108M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2017
Mar 31, 20140 then
Employees (5.A)6 as of Mar 29, 2017
Mar 31, 20146 then
Private funds3 as of Mar 29, 2017
Mar 31, 20141 then
RAUM +12% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$38.1M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$38.1M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••• M••••• F••• L•••Hedge Fund$27.7M7Feb 1, 2013
      P•••• P•••• C••••• O••••••••• L•Other Private Fund$19.2M21Mar 30, 2022
      R•••• Q••••••••• R••••••••• F••• L•Hedge Fund$17.5M6Mar 29, 2017
      P•••• P•••• O••••••••• L•Other Private Fund$12.1M21Mar 28, 2023
      P•••• P•••• O•••••• F••• L•Hedge Fund$3.2M9Apr 1, 2015
      R•••• G••••• T••••••• A••••••••• F••• L•Hedge Fund$1.7M3Mar 29, 2017
      P•••• P•••• Q• L•Hedge Fund$1.1M13Mar 27, 2019
      P•••• P•••• C••••• F••• L•Private Equity Fund$1.0M0Mar 24, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • D•••• J••••••••• M••••• · Chief Operating Officercontrol
        since 01/2013 · owns less than 5%
      • K•••••• J••••••• P••• · Managing Director And Chief Compliance Officercontrol
        since 01/2013 · owns less than 5%
      • K•••••• M••••••• T••••• · Owner, Manager And Chief Investment Officercontrol
        since 01/2013 · owns 75% or more
      Related persons
      Schedule D 7.A
      • P•••• P•••• C•••••• G• L••
        pooled vehicle sponsory
      • R•••• C•••••• G• L••
        pooled vehicle sponsory
      • R•••• R••• E••••• L••
        y
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 5
        Oct 10, 2016 to Mar 29, 2017
      • Advisory activities · 2 to 1
        Oct 10, 2016 to Mar 29, 2017
      • Assets in custody · $37.5M to $38.1M
        Oct 10, 2016 to Mar 29, 2017
      • Financial planning clients · 0 to unset
        Oct 10, 2016 to Mar 29, 2017
      • Private funds · 2 to 3
        Oct 10, 2016 to Mar 29, 2017
      • Discretionary RAUM · $53.4M to $59.8M
        Oct 10, 2016 to Mar 29, 2017
      • RAUM · $53.4M to $59.8M
        Oct 10, 2016 to Mar 29, 2017
      • Accounts · 3 to 8
        Apr 1, 2015 to Mar 30, 2016
      • Advisory activities · 1 to 2
        Apr 1, 2015 to Mar 30, 2016
      • Assets in custody · $109M to $37.5M
        Apr 1, 2015 to Mar 30, 2016
      • Discretionary RAUM · $109M to $53.4M
        Apr 1, 2015 to Mar 30, 2016
      • RAUM · $109M to $53.4M
        Apr 1, 2015 to Mar 30, 2016
      • Assets in custody · $287,655 to $109M
        Jan 16, 2015 to Apr 1, 2015
      • Private funds · 1 to 2
        Jan 16, 2015 to Apr 1, 2015
      • Discretionary RAUM · $108M to $109M
        Jan 16, 2015 to Apr 1, 2015
      • RAUM · $108M to $109M
        Jan 16, 2015 to Apr 1, 2015
      • Accounts · 1 to 3
        Jun 19, 2013 to Mar 31, 2014
      • Assets in custody · $123M to $287,655
        Jun 19, 2013 to Mar 31, 2014
      • Discretionary RAUM · $123M to $108M
        Jun 19, 2013 to Mar 31, 2014
      • RAUM · $123M to $108M
        Jun 19, 2013 to Mar 31, 2014
      • Accounts · 0 to 1
        Mar 15, 2013 to Jun 19, 2013
      • Advisory employees · 5 to 6
        Mar 15, 2013 to Jun 19, 2013
      • Employees · 5 to 6
        Mar 15, 2013 to Jun 19, 2013
      • Discretionary RAUM · $0 to $123M
        Mar 15, 2013 to Jun 19, 2013
      • RAUM · $0 to $123M
        Mar 15, 2013 to Jun 19, 2013
      • Assets in custody · $0 to $123M
        Jun 19, 2013 to Jun 19, 2013
      Signals
      1 dated events
      • R•••• C•••••• filed its initial SEC registration (Form ADV)
        Feb 1, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      R••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      R•••• C•••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

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