DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••••••
Legal name R•• A•••• A••••••• ••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 26, 2013 · 29 filings
SEC status approved since Mar 20, 2013
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$4.4B as of Mar 25, 2026
Mar 31, 2014$224M then
HNW client RAUM$0 as of Mar 25, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)7 as of Mar 25, 2026
Mar 31, 20140 then
Employees (5.A)22 as of Mar 25, 2026
Mar 31, 20141 then
Private funds2 as of Mar 25, 2026
Jun 3, 20155 then
RAUM -2.3% over the last fiscal year-16% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- $626MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $438MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B76%
- Investment companies$481M24%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.46 institutional_share=0.0 related_bd=false related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••• E••••••• M•••••• E••••• M••••• F••• L•••••• | Hedge Fund | $3.4B | 104 | Apr 20, 2015 |
| R•• U• A••••••• A•••• F•••no longer reported | Other Private Fund | $115M | 41 | Jul 15, 2013 |
| R•• A••• O••••••••• M••••• F••• L••••••no longer reported | Hedge Fund | $93.7M | 2 | Apr 20, 2015 |
| R••••••• I••••••••• E••••• M••••• F••• L•••••• | Hedge Fund | $1.5M | 3 | Feb 16, 2023 |
| R•• E••••••• M•••••• S••••• E••••• M••••• F••• L••••••no longer reported | Other Private Fund | $0 | 0 | Apr 20, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• S•••• W•••••• · Director Of R•• P••••••• L••••••controlsince 01/2020 · owns less than 5%
- C•••••• P•••• · Director Of R•• P••••••• L••••••controlsince 03/2020 · owns less than 5%
- G••••••••• A•••• · Head Of Investment Strategy And Esg At R•• P••••••• L••••••controlsince 03/2017 · owns less than 5%
- H•••• N••••• R•••••• · Chief Operating Officer Of R•• P••••••• L••••••controlsince 03/2020 · owns less than 5%
- I••••• J•••• H••• · Director Of R•• P••••••• L••••••controlsince 04/2004 · owns less than 5%
- K•• H•••• X•• · G•••••• Counsel And Chief Compliance Officer Of R•• P••••••• L••••••controlsince 10/2019 · owns less than 5%
- K••••••• R•••••• · Head Of Human Resourcescontrolsince 04/2022 · owns less than 5%
- L•••••• A••••••• H••••••• · Director Of R•• P••••••• L••••••controlsince 01/2020 · owns less than 5%
- R•••••••• N•••••• J••• · Director Of R•• P••••••• L••••••controlsince 03/2020 · owns less than 5%
- S•••••••• T••• · Director Of R•• P••••••• L••••••controlsince 01/2020 · owns less than 5%
- W•••••••• C•••••••• C•••••••• · Chief Financial Officer Of R•• P••••••• L••••••controlsince 08/2016 · owns less than 5%
Entity owners
- R•• ••• L•• · Memberdirect · owns 75% or more
- L•••••• P••• C•••••• L•• · Memberindirect · owns 75% or more of L•• P••••••• L••
- L•• P••••••• L•• · Shareholderindirect · owns 25% to 50% of R•• P••••••• H••••••• L••
- R•• P••••••• M•••• L•••••• · Shareholderindirect · owns 75% or more of R•• P••••••• L••••••
- R•• P••••••• H••••••• L•• · Shareholderindirect · owns 75% or more of R•• P••••••• M•••• L••••••
- R•• P••••••• L•••••• · Memberindirect · owns 75% or more of R•• ••• L••
Related persons
Schedule D 7.A
- E••••• E• G•• L••pooled vehicle sponsorn
- E••••• E•• G•• L••pooled vehicle sponsorn
- R•• ••• L••pooled vehicle sponsory
- R•••••••investment adviserbanknRAUM $17B
- R•• E••••••• F•••• ••••••• P••••••• I••pooled vehicle sponsorn
- R•• P••••••• L••••••investment advisery
- R•• S•••••••• •••• L••••••investment advisern
- R•• U• F•••••• ••• L••••••pooled vehicle sponsorn
Advisers that list R••••••• as a related person
- 168656 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 10Mar 14, 2025 to Mar 25, 2026
- Advisory employees · 17 to 14Mar 14, 2025 to Mar 25, 2026
- BD registered reps · 6 to 7Mar 14, 2025 to Mar 25, 2026
- Employees · 29 to 22Mar 14, 2025 to Mar 25, 2026
- State-registered IARs · 6 to 7Mar 14, 2025 to Mar 25, 2026
- Discretionary RAUM · $4.5B to $4.4BMar 14, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $2.0B to $1.5BMar 14, 2025 to Mar 25, 2026
- RAUM · $4.5B to $4.4BMar 14, 2025 to Mar 25, 2026
- Advisory employees · 12 to 17Nov 21, 2024 to Mar 14, 2025
- BD registered reps · 4 to 6Nov 21, 2024 to Mar 14, 2025
- Employees · 21 to 29Nov 21, 2024 to Mar 14, 2025
- Financial planning clients · unset to Nov 21, 2024 to Mar 14, 2025
- State-registered IARs · 3 to 6Nov 21, 2024 to Mar 14, 2025
- Discretionary RAUM · $7.6B to $4.5BNov 21, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $4.8B to $2.0BNov 21, 2024 to Mar 14, 2025
- RAUM · $7.6B to $4.5BNov 21, 2024 to Mar 14, 2025
- Private funds · 1 to 2Mar 19, 2024 to Nov 21, 2024
- Accounts · 9 to 11Mar 21, 2023 to Mar 19, 2024
- Advisory employees · 13 to 12Mar 21, 2023 to Mar 19, 2024
- Employees · 20 to 21Mar 21, 2023 to Mar 19, 2024
- Discretionary RAUM · $7.3B to $7.6BMar 21, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $5.0B to $4.8BMar 21, 2023 to Mar 19, 2024
- RAUM · $7.3B to $7.6BMar 21, 2023 to Mar 19, 2024
- Accounts · 12 to 9Sep 29, 2022 to Mar 21, 2023
- Advisory employees · 9 to 13Sep 29, 2022 to Mar 21, 2023
- Business name · R•• A•••• A••••••• ••• L•• to R•••••••Sep 29, 2022 to Mar 21, 2023
- Pooled vehicle clients · 5 to 3Sep 29, 2022 to Mar 21, 2023
- Employees · 19 to 20Sep 29, 2022 to Mar 21, 2023
- Financial planning clients · 0 to unsetSep 29, 2022 to Mar 21, 2023
- State-registered IARs · 2 to 3Sep 29, 2022 to Mar 21, 2023
- Other offices · 0 to 1Sep 29, 2022 to Mar 21, 2023
- Discretionary RAUM · $9.9B to $7.3BSep 29, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $6.9B to $5.0BSep 29, 2022 to Mar 21, 2023
- RAUM · $9.9B to $7.3BSep 29, 2022 to Mar 21, 2023
- Accounts · 14 to 12Aug 23, 2021 to Mar 29, 2022
- Pooled vehicle clients · 6 to 5Aug 23, 2021 to Mar 29, 2022
- Employees · 18 to 19Aug 23, 2021 to Mar 29, 2022
- Discretionary RAUM · $10B to $9.9BAug 23, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $6.4B to $6.9BAug 23, 2021 to Mar 29, 2022
- RAUM · $10B to $9.9BAug 23, 2021 to Mar 29, 2022
Signals
23 dated events
- R••••••• reported RAUM $4.5B, down 41% from $7.6B (2024-11-21 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- Richard Nigel Hill (Chief Operating Officer Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 19, 2024 · Control person joined · fact
- A•••• Grigoryans (Head Of Investment Strategy And Esg At R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 19, 2024 · Control person joined · fact
- R•••••• K•••••• (Head Of Human Resources) appeared on Schedule A of R•••••••Mar 19, 2024 · Control person joined · fact
- R••••••• reported RAUM $7.3B, down 27% from $9.9B (2022-09-29 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- Xue Huan Ke (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 21, 2023 · Control person joined · fact
- Huan Ke (Chief Compliance Officer And Chief Legal Officer) no longer on Schedule A of R••••••• (listed 2022-09-29, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Charles Daniel Mannix (Chief Executive Officer And Directors Rwc Partners Ltd) no longer on Schedule A of R••••••• (listed 2021-03-24, absent 2021-08-23)Aug 23, 2021 · Control person left · inference
- R••••••• reported RAUM $8.5B, up 125% from $3.8B (2020-02-26 to 2020-03-18)Mar 18, 2020 · RAUM change · derived
- Matthew John Malloy (Portfolio Manager) no longer on Schedule A of R••••••• (listed 2020-02-26, absent 2020-03-18)Mar 18, 2020 · Control person left · inference
- Huan Ke (Chief Compliance Officer And Chief Legal Officer) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- C••••••• W••••••• (Chief Financial Officer And Directors Rwc Partners Ltd) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Charles Daniel Mannix (Chief Executive Officer And Directors Rwc Partners Ltd) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Tord Stallvik (Head Of Business Developement And Directors Rwc Partners Ltd) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- William Seth Brennan (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- P•••• C•••• (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Hugh John Innes (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Harfield Anthony Leness (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Jane Nicola Richards (Director Of R•• P••••••• L••••••) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Nigel Hill (Chief Operating Officer) appeared on Schedule A of R•••••••Mar 18, 2020 · Control person joined · fact
- Oliver James Johnston (Portfolio Manager) no longer on Schedule A of R••••••• (listed 2018-04-23, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- R••••••• reported RAUM $3.5B, up 144% from $1.4B (2018-02-27 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- R•• A•••• A••••••• ••• L•• filed its initial SEC registration (Form ADV)Feb 26, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- uk.linkedin.com/company/redwheelreportedpublic record, Form ADV, Sep 18, 2026
- Website
- X.com@redwheel_reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 3056029501reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026