DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• G••••• I••••••••
Legal name V•••••• G••••• I••••••••• L••
Latest filing Aug 14, 2026
First filing on the tape Jun 18, 2013 · 45 filings
SEC status approved since Oct 29, 2013
RAUM
$353M
reported, Item 5.F
Discretionary
29%
of RAUM
Private clients
0.7%
$2.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$176M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$353M as of Aug 14, 2026
Mar 31, 2014$9.5M then
HNW client RAUM$568,604 as of Mar 31, 2021
Mar 31, 2018$18.5M then
State-registered IARs (5.B.3)2 as of Aug 14, 2026
Mar 31, 20142 then
Employees (5.A)4 as of Aug 14, 2026
Mar 31, 20143 then
Private funds: no history
RAUM +16% over the last fiscal year+17% a year over threeIARs 2 to 2offices 2 to 4
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
- RAUM per advisor
- $176MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $240,722derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 29%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$251M71%
- Investment companies$99.6M28%
- Individuals$2.4M0.7%
- Individual clients
- 8reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,466reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• C••••••••• S••••• | Irvine, Ca | Jan 1, 2025 | 13 y | 2 |
| N••••••• J•••• S••••• | Irvine, Ca | Aug 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• A• W•••••• to L•• F•••••••• L••Dec 21, 2020 · Other
Joined, latest
- M••• C••••••••• S••••• from P•••••• C••••••• L••Jan 1, 2025 · Other
- T••••• A• W•••••• from P•••••• C••••••• L••Mar 13, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P•••••• C••••••• L••Sep 30, 2020 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• M•••• C••••••••• · Managing Partner, Chief Investment Officer, Member, Series C Unitscontrolsince 08/2020 · owns 75% or more
- J••••• G•••••• · Membercontrolsince 04/2002 · owns 50% to 75% of T••••• Ventures, LLC
- J••••• J•••• B•••••• · Membercontrolsince 04/2002 · owns 50% to 75% of T••••• Ventures, LLC
- L••••• R••••••• J••••• · Ceocontrolsince 03/2010 · owns 75% or more of L•••• C•••••• G••••• L••
- P•••••• D•••••• H•••••• · Managing Membercontrolsince 09/1996 · owns 75% or more of G•••• L••
- D••••••• P•••••• J••• · Membersince 05/2015 · owns less than 5%
- L••••• J•••••• P••• · Member, Series P Unitssince 08/2020 · owns less than 5%
- L••••• R••••••• J••••• · Member, Series P Unitssince 08/2020 · owns less than 5%
- M••••••• C••••• N•• · Chief Compliance Officersince 03/2022 · owns less than 5%
- S••••••••• V••••••••• L•••••• · Member, Series C Unitssince 08/2020 · owns less than 5%
- L••••• J•••••• P••• · Membersince 08/2011 · owns 25% to 50% of L•••• C•••••• G••••• L••
Entity owners
- T••••• V••••••• L•• · Member, Series C Unitsdirect · owns 10% to 25%
- G•••• L•• · Member, Series C Unitsdirect · owns 5% to 10%
- L•••• C•••••• G••••• L•• · Member, Series P Unitsdirect · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · SAN DIEGO to IRVINEMay 27, 2026 to Jun 12, 2026
- Other offices · 5 to 4May 27, 2026 to Jun 12, 2026
- Accounts · 1,170 to 1,466Mar 26, 2025 to Mar 30, 2026
- Individual clients · 7 to 8Mar 26, 2025 to Mar 30, 2026
- Other offices · 2 to 5Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $118M to $102MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $2.1M to $2.4MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $186M to $251MMar 26, 2025 to Mar 30, 2026
- RAUM · $305M to $353MMar 26, 2025 to Mar 30, 2026
- Accounts · 910 to 1,170Sep 6, 2024 to Mar 26, 2025
- Advisory employees · 3 to 2Sep 6, 2024 to Mar 26, 2025
- Advisory activities · 4 to 3Sep 6, 2024 to Mar 26, 2025
- Business name · V•••••• G••••• I•••••••• to V•••••• G••••• I••••••••Sep 6, 2024 to Mar 26, 2025
- Individual clients · 5 to 7Sep 6, 2024 to Mar 26, 2025
- Financial planning clients · unset to Sep 6, 2024 to Mar 26, 2025
- Discretionary RAUM · $124M to $118MSep 6, 2024 to Mar 26, 2025
- Individual RAUM · $1.8M to $2.1MSep 6, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $125M to $186MSep 6, 2024 to Mar 26, 2025
- RAUM · $249M to $305MSep 6, 2024 to Mar 26, 2025
- Business name · V•••••• G••••• I•••••••• to V•••••• G••••• I••••••••Aug 1, 2024 to Aug 2, 2024
- Accounts · 7 to 910Sep 20, 2023 to Mar 21, 2024
- State-registered IARs · 1 to 2Sep 20, 2023 to Mar 21, 2024
- Other offices · 1 to 2Sep 20, 2023 to Mar 21, 2024
- Discretionary RAUM · $119M to $124MSep 20, 2023 to Mar 21, 2024
- Individual RAUM · $1.3M to $1.8MSep 20, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $103M to $125MSep 20, 2023 to Mar 21, 2024
- RAUM · $222M to $249MSep 20, 2023 to Mar 21, 2024
- Accounts · 6 to 7Nov 8, 2022 to Mar 8, 2023
- Individual clients · unset to 5.0Nov 8, 2022 to Mar 8, 2023
- Discretionary RAUM · $128M to $119MNov 8, 2022 to Mar 8, 2023
- Individual RAUM · $1.6M to $1.3MNov 8, 2022 to Mar 8, 2023
- Non-discretionary RAUM · $117M to $103MNov 8, 2022 to Mar 8, 2023
- RAUM · $245M to $222MNov 8, 2022 to Mar 8, 2023
- Business name · V•••••• G••••• I•••••••• to V•••••• G••••• I••••••••Mar 31, 2022 to Nov 8, 2022
- Accounts · 19 to 6Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Charity clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
- Corporate clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
- HNW clients · 0.0 to unsetMar 31, 2021 to Mar 31, 2022
- Individual clients · 9.0 to unsetMar 31, 2021 to Mar 31, 2022
Signals
2 dated events
- V•••••• G••••• I•••••••• reported RAUM $212.1M, up 207% from $69.0M (2020-06-30 to 2020-09-24)Sep 24, 2020 · RAUM change · derived
- V•••••• G••••• I•••••••• filed its initial SEC registration (Form ADV)Jun 18, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/validex-global-investingreportedpublic record, Form ADV, Sep 18, 2026
- Website
- v••••••.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-410-1410reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $176Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026