DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• I•••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2013 · 29 filings
SEC status approved since Apr 9, 2013
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$410M as of Mar 27, 2026
Mar 25, 2014$113M then
HNW client RAUM: $952,220
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 25, 20140 then
Employees (5.A)7 as of Mar 27, 2026
Mar 25, 201415 then
Private funds1 as of Mar 30, 2024
Mar 25, 201412 then
RAUM +26% over the last fiscal year+45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $68.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$309M75%
- Corporations and businesses$101M25%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• I•••••• U• E••••••• M••••• F•••• L•••no longer reported | Other Private Fund | $45.8M | 2 | Aug 7, 2013 |
| S••••••••• I•••••• U• E••••••• F•••• L••no longer reported | Other Private Fund | $42.2M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• E••••••• M••••• F•••• L•••no longer reported | Other Private Fund | $33.5M | 2 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• E••••••• F•••• L••no longer reported | Other Private Fund | $30.4M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• I••••••••• E••••••• M••••• F•••• L•••no longer reported | Other Private Fund | $25.7M | 2 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• A••••••••• M••••• F•••• L•••no longer reported | Other Private Fund | $24.0M | 5 | Aug 7, 2013 |
| S••••••••• I•••••• I••••••••• E••••••• F•••• L••no longer reported | Other Private Fund | $23.4M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• A••••••••• F•••• L••no longer reported | Other Private Fund | $19.5M | 2 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• A••••••••• F•••• L•••no longer reported | Other Private Fund | $4.5M | 3 | Aug 7, 2013 |
| S••••••••• I•••••• U• E••••••• F•••• L•••no longer reported | Other Private Fund | $3.6M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• E••••••• F•••• L•••no longer reported | Other Private Fund | $3.0M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• I••••••••• E••••••• F•••• L•••no longer reported | Other Private Fund | $2.3M | 1 | Aug 7, 2013 |
| S••••••••• I•••••• G••••• I••••• P•••••• P••• F•••• L•• | Other Private Fund | $535,782 | 1 | Mar 30, 2017 |
| S••••••••• I•••••• G••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 24, 2015 |
| S••••••••• I•••••• G••••• O••••••••• F•••• L••no longer reported | Hedge Fund | $0 | 0 | Mar 24, 2015 |
| S••••••••• I•••••• G••••• O••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- O•••• W••••••• B•••••• · Directorcontrolsince 12/2012 · owns less than 5%
- P•••••• G•••••• F••••• · Chief Operating Officer, General Counsel & Chief Compliance Officercontrolsince 05/2014 · owns less than 5%
- P•••••• K••••• E••••• · Chief Executive Officer/Directorcontrolsince 12/2012 · owns less than 5%
- D••••••• D•••••• F• · Shareholdercontrolsince 08/2016 · owns 75% or more of C••• I•••
- P•••••• K••••• E••••• · Managing Membercontrolsince 12/2012 · owns 50% to 75% of S••• M••••••••• L••
- S••••• J••••••• S••••• · Managing Membercontrolsince 10/2003 · owns 75% or more of P•••••• S•••••• H••••••• L••
- S••••• J••••••• S••••• · Membercontrolsince 09/2007 · owns 50% to 75% of J•••••• S• S•••• R•••••••• T••••
Entity owners
- S••• M••••••••• L•• · Memberdirect · owns 50% to 75%
- J•••••• S• S•••• R•••••••• T•••• · Sole Memberindirect · owns 75% or more of P••• L••
- P••• L•• · Memberindirect · owns 75% or more of C•••••••• I••••••••• G•••• L••
- T•• K••••• F••••••••• · Managing Memberindirect · owns 75% or more of S••••••• L••
- C•••••••• I••••••••• G•••• L•• · Memberdirect · owns 10% to 25%
- C••• I••• · Memberdirect · owns less than 5%
- P•••••• S•••••• H••••••• L•• · Memberdirect · owns 10% to 25%
- S••••••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- W•••••• O•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 6Mar 27, 2025 to Mar 27, 2026
- Employees · 6 to 7Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $324M to $410MMar 27, 2025 to Mar 27, 2026
- RAUM · $324M to $410MMar 27, 2025 to Mar 27, 2026
- Accounts · 4 to 5May 1, 2024 to Mar 27, 2025
- Advisory activities · 2 to 1May 1, 2024 to Mar 27, 2025
- Corporate clients · unset to 1.0May 1, 2024 to Mar 27, 2025
- Pooled vehicle clients · 1 to 0May 1, 2024 to Mar 27, 2025
- Assets in custody · 550714.0 to unsetMay 1, 2024 to Mar 27, 2025
- Custody of client assets · true to falseMay 1, 2024 to Mar 27, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 27, 2025
- Private funds · 1 to unsetMay 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $174M to $324MMay 1, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · 535782.0 to unsetMay 1, 2024 to Mar 27, 2025
- RAUM · $174M to $324MMay 1, 2024 to Mar 27, 2025
- Assets in custody · $38.8M to $550,714Mar 29, 2023 to Mar 30, 2024
- Employees · 7 to 6Mar 29, 2023 to Mar 30, 2024
- Discretionary RAUM · $134M to $174MMar 29, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $38.8M to $535,782Mar 29, 2023 to Mar 30, 2024
- RAUM · $134M to $174MMar 29, 2023 to Mar 30, 2024
- Accounts · 7 to 4Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 4 to 3Mar 28, 2022 to Mar 29, 2023
- Assets in custody · $46.2M to $38.8MMar 28, 2022 to Mar 29, 2023
- Employees · 8 to 7Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $201M to $134MMar 28, 2022 to Mar 29, 2023
- HNW RAUM · 952220.0 to unsetMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $46.2M to $38.8MMar 28, 2022 to Mar 29, 2023
- RAUM · $201M to $134MMar 28, 2022 to Mar 29, 2023
- Accounts · 9 to 7Mar 21, 2021 to Mar 28, 2022
- Assets in custody · $44.2M to $46.2MMar 21, 2021 to Mar 28, 2022
- Other offices · 1 to 2Mar 21, 2021 to Mar 28, 2022
- Discretionary RAUM · $204M to $201MMar 21, 2021 to Mar 28, 2022
- HNW RAUM · unset to 952220.0Mar 21, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $44.2M to $46.2MMar 21, 2021 to Mar 28, 2022
- RAUM · $204M to $201MMar 21, 2021 to Mar 28, 2022
- Accounts · 11 to 9Feb 3, 2021 to Mar 21, 2021
- Assets in custody · $33.2M to $44.2MFeb 3, 2021 to Mar 21, 2021
- Employees · 7 to 8Feb 3, 2021 to Mar 21, 2021
- Discretionary RAUM · $153M to $204MFeb 3, 2021 to Mar 21, 2021
- Pooled vehicle RAUM · $33.2M to $44.2MFeb 3, 2021 to Mar 21, 2021
Signals
4 dated events
- S••••••••• I•••••• C•••••• M••••••••• L•• reported RAUM $324.1M, up 87% from $173.6M (2024-05-01 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Robert Manilla (Director) no longer on Schedule A of S••••••••• I•••••• C•••••• M••••••••• L•• (listed 2022-03-28, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- S••••••••• I•••••• C•••••• M••••••••• L•• reported RAUM $189.5M, down 57% from $438.8M (2018-07-23 to 2019-03-22)Mar 22, 2019 · RAUM change · derived
- S••••••••• I•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 27, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sustainable-insight-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-790-4800reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026