DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••• C•••••• P•••••••
Legal name S•••• C•••••• P••••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2018 · 12 filings
SEC status approved since Jul 27, 2018
RAUM
$9.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
202
62 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
48
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$9.3B as of Mar 31, 2026
Mar 31, 2019$631M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20190 then
Employees (5.A)202 as of Mar 31, 2026
Mar 31, 201930 then
Private funds48 as of Mar 31, 2026
Mar 31, 20199 then
RAUM +37% over the last fiscal year+48% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $197MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.6B, 48 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 47reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.6B for 48 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• H•••••••• L••no longer reported | Private Equity Fund | $911M | 403 | Mar 29, 2021 |
| S•••• C•••••• H••••••••• P••••••• F••• I••• L••• | Private Equity Fund | $533M | 138 | Mar 30, 2020 |
| S•• S•• L••• T••• H•••••••• L•• | Private Equity Fund | $518M | 8 | Jun 29, 2018 |
| S•••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $517M | 99 | Mar 30, 2018 |
| S•••• C•••••• H••••••••• P••••••• F••• I•• L••• | Private Equity Fund | $465M | 165 | Mar 31, 2022 |
| S•••• C•••••• H••••••••• P••••••• F••• V• L• | Private Equity Fund | $371M | 159 | Mar 29, 2024 |
| S•••• C•••••• B••••••• S••••••• P••••••• F••• I• L••• | Private Equity Fund | $293M | 139 | Mar 31, 2022 |
| S•••• C•••••• F••• • B••••••• P••••••• F••• I• L••• | Private Equity Fund | $275M | 103 | Mar 30, 2020 |
| S•••• C•••••• F••• • B••••••• P••••••• F••• I•• L• | Private Equity Fund | $265M | 158 | Mar 31, 2023 |
| S•••• C•••••• I••••••••• P••••••• F••• I• L• | Private Equity Fund | $193M | 163 | Mar 29, 2024 |
| S•••• C•••••• R••• E••••• P••••••• F••• I• L••• | Private Equity Fund | $123M | 39 | Mar 31, 2022 |
| B• L••• T••• H•••••••• L•• | Private Equity Fund | $92.1M | 60 | Mar 31, 2022 |
| S•••• C•••••• H••••••••• P••••••• F••• V•• L• | Private Equity Fund | $68.0M | 14 | Mar 29, 2024 |
| S•••• H•••••••• L•• | Private Equity Fund | $51.7M | 2 | Jun 29, 2018 |
| S•••• C•••••• P••••••• F••• I•••• L••• | Private Equity Fund | $37.8M | 56 | Mar 30, 2018 |
| S•••• C•••••• F••• • B••••••• P••••••• F••• I•••• L• | Private Equity Fund | $36.8M | 46 | Mar 31, 2023 |
| S•••• C•••••• P••••••• F••• I• L••• | Private Equity Fund | $36.1M | 81 | Mar 27, 2015 |
| S•••• C•••••• H••••••••• P••••••• F••• I••••• L••• | Private Equity Fund | $23.5M | 73 | Mar 30, 2020 |
| S•••• C•••••• P••••••• F••• I•• L••• | Private Equity Fund | $23.2M | 67 | Jan 30, 2013 |
| S•••• C•••••• H••••••••• P••••••• F••• I•••• L••• | Private Equity Fund | $16.7M | 60 | Mar 31, 2022 |
| S•••• C•••••• I••••••••• P••••••• F••• I••• L• | Private Equity Fund | $11.4M | 9 | Mar 29, 2024 |
| S•••• C•••••• F••• • B••••••• P••••••• F••• I••• L••• | Private Equity Fund | $10.5M | 55 | Mar 30, 2020 |
| S•••• C•••••• B••••••• S••••••• P••••••• F••• I••• L••• | Private Equity Fund | $8.5M | 48 | Mar 31, 2022 |
| S•••• C•••••• H••••••••• P••••••• F••• V••• L• | Private Equity Fund | $8.1M | 26 | Mar 29, 2024 |
| S•••• C•••••• I••••••••• P••••••• F••• I••• L• | Private Equity Fund | $4.6M | 27 | Mar 29, 2024 |
| S•••• C•••••• P••••••• F••• I••• L••• | Private Equity Fund | $2.2M | 36 | Mar 27, 2015 |
| S•••• C•••••• P••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $770,390 | 33 | Jan 30, 2013 |
| S•••• C•••••• P••••••• P••••••• V• L••• | Private Equity Fund | $254,262 | 71 | Mar 27, 2015 |
| S•••• C•••••• P••••••• P••••••• I• L•••no longer reported | Private Equity Fund | $0 | 0 | Jan 30, 2013 |
| S•••• C•••••• P••••••• F••• I••• L•••no longer reported | Private Equity Fund | $0 | 0 | Jan 30, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B••••• L•••• · Chief Financial Officer/Chief Compliance Officercontrolsince 08/2013 · owns less than 5%
- B•••• R••••••• N••••• · Partnercontrolsince 10/2018 · owns less than 5%
- C•••••• M••••••• S•••••• · Partnercontrolsince 07/2009 · owns less than 5%
- H•••••••• J•••• M•••••• · Partnercontrolsince 07/2009 · owns less than 5%
- I•••••• J•••••• R••• · Managing Partnercontrolsince 07/2009 · owns less than 5%
- K•••••• R•••• D•••• · Partnercontrolsince 07/2009 · owns less than 5%
- M•••••• C••••••••• B•••••• · Partnercontrolsince 03/2019 · owns less than 5%
- P•••••• D•••••• K•••••• · Partnercontrolsince 10/2013 · owns less than 5%
- W•••••••• J••••••• M•••••• · Chief Operating Officercontrolsince 03/2019 · owns less than 5%
- I•••••• J•••••• R••• · Member Of Manager And Gp Of Advisercontrolsince 04/2010 · owns 75% or more of J•• I••••••••• I• L••
Entity owners
- J•• I••••••••• I• L•• · Managerdirect · owns 75% or more
- S•••• C•••••• P•••••••• L•• · General Partnerdirect · owns less than 5%
- J•• I••••••••• I• L•• · General Partnerindirect · owns 75% or more of S•••• C•••••• P•••••••• L••
Related persons
Schedule D 7.A
- S•• S•• L••• T••• H•••••••• L••pooled vehicle sponsory
- S•••• C•••••• B••••••• S••••••• P••••••• G• I• L•••pooled vehicle sponsory
- S•••• C•••••• F••• • B••••••• P••••••• F••• I•• L•pooled vehicle sponsory
- S•••• C•••••• F••• • B••••••• P••••••• G• I• L•••pooled vehicle sponsory
- S•••• C•••••• H••••••••• P••••••• G• I••• L•••pooled vehicle sponsory
- S•••• C•••••• H••••••••• P••••••• G• I•• L•••pooled vehicle sponsory
- S•••• C•••••• I••••••••• P••••••• G• I• L•pooled vehicle sponsory
- S•••• C•••••• P••••••• G• I• L•••pooled vehicle sponsory
- S•••• C•••••• P••••••• G• I•• L•••pooled vehicle sponsory
- S•••• C•••••• P••••••• G• I•• L•••pooled vehicle sponsory
- S•••• C•••••• P••••••• G• V• L•••pooled vehicle sponsory
- S•••• C•••••• P••••••• U•• I• L••pooled vehicle sponsory
- S•••• C•••••• R••• E••••• P••••••• G• I• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Nashville, TN6 employees
What changed
consecutive filings, newest first
- Accounts · 37 to 47Jan 2, 2026 to Mar 31, 2026
- Pooled vehicle clients · 36 to 47Jan 2, 2026 to Mar 31, 2026
- Assets in custody · $6.8B to $7.6BJan 2, 2026 to Mar 31, 2026
- Employees · 177 to 202Jan 2, 2026 to Mar 31, 2026
- Other offices · 1 to 3Jan 2, 2026 to Mar 31, 2026
- Private funds · 37 to 48Jan 2, 2026 to Mar 31, 2026
- Discretionary RAUM · $6.8B to $9.3BJan 2, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $6.8B to $9.3BJan 2, 2026 to Mar 31, 2026
- RAUM · $6.8B to $9.3BJan 2, 2026 to Mar 31, 2026
- Accounts · 36 to 37Mar 31, 2025 to Jan 2, 2026
- Assets in custody · $6.7B to $6.8BMar 31, 2025 to Jan 2, 2026
- Private funds · 36 to 37Mar 31, 2025 to Jan 2, 2026
- Discretionary RAUM · $6.7B to $6.8BMar 31, 2025 to Jan 2, 2026
- Pooled vehicle RAUM · $6.7B to $6.8BMar 31, 2025 to Jan 2, 2026
- RAUM · $6.7B to $6.8BMar 31, 2025 to Jan 2, 2026
- Accounts · 25 to 36Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 60 to 62Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 25 to 36Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $4.0B to $6.7BMar 29, 2024 to Mar 31, 2025
- Employees · 144 to 177Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 25 to 36Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.0B to $6.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.0B to $6.7BMar 29, 2024 to Mar 31, 2025
- RAUM · $4.0B to $6.7BMar 29, 2024 to Mar 31, 2025
- Accounts · 20 to 25Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 57 to 60Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 20 to 25Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $2.0B to $4.0BMar 31, 2023 to Mar 29, 2024
- Employees · 117 to 144Mar 31, 2023 to Mar 29, 2024
- Private funds · 20 to 25Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.9B to $4.0BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.9B to $4.0BMar 31, 2023 to Mar 29, 2024
- RAUM · $2.9B to $4.0BMar 31, 2023 to Mar 29, 2024
- Accounts · 19 to 20May 24, 2022 to Mar 31, 2023
- Advisory employees · 40 to 57May 24, 2022 to Mar 31, 2023
- Pooled vehicle clients · 19 to 20May 24, 2022 to Mar 31, 2023
- Assets in custody · $1.7B to $2.0BMay 24, 2022 to Mar 31, 2023
- Employees · 86 to 117May 24, 2022 to Mar 31, 2023
- Private funds · 19 to 20May 24, 2022 to Mar 31, 2023
Signals
10 dated events
- S•••• C•••••• P••••••• reported RAUM $9.3B, up 36% from $6.8B (2026-01-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••• C•••••• P••••••• reported RAUM $6.7B, up 69% from $4.0B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- S•••• C•••••• P••••••• reported RAUM $4.0B, up 38% from $2.9B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- S•••• C•••••• P••••••• reported RAUM $2.6B, up 30% from $2.0B (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••• C•••••• P••••••• reported RAUM $2.0B, up 42% from $1.4B (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- S•••• C•••••• P••••••• reported RAUM $1.4B, up 125% from $631.0M (2019-04-10 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Britton Christopher Mioton (Partner) appeared on Schedule A of S•••• C•••••• P•••••••Mar 30, 2020 · Control person joined · fact
- Michael Jeffrey Williams (Chief Operating Officer) appeared on Schedule A of S•••• C•••••• P•••••••Mar 31, 2019 · Control person joined · fact
- Nelson Richard Boos (Partner) appeared on Schedule A of S•••• C•••••• P•••••••Mar 31, 2019 · Control person joined · fact
- S•••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Jun 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S•••• C•••••• P••••••• · Private Equityshared crd · organization
- S•••• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S••••CP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-348-7572reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026