DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••• H••• I••••••••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 166750SEC 801-78198websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 6, 2013 · 19 filings
SEC status approved since Jun 27, 2013
RAUM
$24.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
57
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$24.2M as of Mar 31, 2026
Mar 31, 2014$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20140 then
Employees (5.A)57 as of Mar 31, 2026
Mar 31, 2014109 then
Private funds5 as of Mar 31, 2026
Mar 31, 201410 then
RAUM -33% over the last fiscal year-47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-33%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$24.2M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      30 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••• R••• E••••• F••• I•• L•no longer reportedHedge Fund$303M40Jun 6, 2013
      N••••••• R••• E••••• F••• A••• L•no longer reportedHedge Fund$276M42Jun 6, 2013
      C••• P••• V•••••• L••no longer reportedHedge Fund$269M5Jun 6, 2013
      N••••••• R••• E••••• F•••• L•no longer reportedHedge Fund$267M42Jun 6, 2013
      N••••••• R••• E••••• F••• I••• L•no longer reportedHedge Fund$240M54Jun 6, 2013
      N••••••• N•••••••• O••••• V•••••• P•••••••• L•no longer reportedHedge Fund$113M7Jun 6, 2013
      M•••• 5•• L•• M•••••• L••no longer reportedReal Estate Fund$76.2M4Mar 30, 2016
      1••• B••••••• H•••••••• L••no longer reportedHedge Fund$72.9M2Jun 6, 2013
      N••••••• R••• E••••• F••• I•• L•Real Estate Fund$57.6M38Mar 30, 2020
      N• P•••••••• J•• L••no longer reportedPrivate Equity Fund$21.3M16Jun 6, 2013
      1•• S••••• A•••••• L••no longer reportedPrivate Equity Fund$21.3M30Jun 6, 2013
      M•••• W••• 2••• M•••••• L••no longer reportedReal Estate Fund$19.7M1Mar 31, 2015
      N••••••• N•• B••••• F•••••• L•no longer reportedHedge Fund$14.8M1Jun 6, 2013
      N••• I• F••••• L••no longer reportedReal Estate Fund$11.8M1Mar 28, 2019
      N••••••• S•••• • E•• I••••••••• L••no longer reportedPrivate Equity Fund$10.8M24Jun 6, 2013
      N••••••• R••• E••••• F••• I••• L•Real Estate Fund$10.4M33Nov 23, 2021
      M•••• 5•• L•• C••••••••• L•no longer reportedReal Estate Fund$9.6M1Mar 31, 2015
      M•••• T••••••• M••••• L••Real Estate Fund$9.3M2Mar 28, 2019
      M•••• T••••••• F••••• I• L••Real Estate Fund$5.7M1Mar 28, 2019
      C•• B••••• H••••••• L••no longer reportedReal Estate Fund$5.4M10Mar 28, 2019
      4•• S••••••••• A••••• H•••••••• L••no longer reportedPrivate Equity Fund$4.5M23Mar 31, 2014
      H•••••••• P••••• 9• I•••••••• L••no longer reportedReal Estate Fund$2.7M3Mar 31, 2015
      N••• R••• E••••• D••• F•••• L•no longer reportedHedge Fund$1.1M21Jun 6, 2013
      N••• 8• M••••• H•••••••• L••Real Estate Fund$809,41521Mar 27, 2018
      2• D••••••• I•••••••• L••no longer reportedReal Estate Fund$760,86722Mar 30, 2016
      M•••• H•••••••• M•••••• L••no longer reportedReal Estate Fund$604,4422Mar 27, 2018
      M•••• 8• M••••• C••••••••• L•Real Estate Fund$490,8481Mar 31, 2015
      N••• I•• C•• C••••••••• L•no longer reportedReal Estate Fund$363,1361Mar 31, 2015
      M•••• 5•• L•• C•••••••• A• L•Real Estate Fund$7,6792Mar 31, 2015
      N••••••• N• S•••••• I••••••• 2• L••no longer reportedReal Estate Fund$3,1361Mar 31, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••• M••••••• C••••••• · Managing M••••• /Chief Operating Officercontrol
        since 06/2022 · owns less than 5%
      • G•••••••• J••••••• K••• · Managing M••••• /President/Chief Executive Officercontrol
        since 06/2022 · owns less than 5%
      • H••••••••• T•••••• N••••• · Chief Compliance Officercontrol
        since 06/2022 · owns less than 5%
      • R••••• E••• · Managing M•••••/Chief Investment Officercontrol
        since 06/2022 · owns less than 5%
      • D••••••• M••••••• C••••••• · Managing M••••• /Chief Operating Officercontrol
        since 06/2022 · owns 25% to 50% of C••••• H••• C•••••• P••••••• L••
      • G•••••••• J••••••• K••• · Managing M••••• /President/Chief Executive Officercontrol
        since 06/2022 · owns 25% to 50% of C••••• H••• C•••••• P••••••• L••
      • R••••• E••• · Managing M••••• /Chief Investment Officercontrol
        since 06/2022 · owns 25% to 50% of C••••• H••• C•••••• P••••••• L••
      Entity owners
      • C••••• H••• C•••••• P••••••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • M•••• 5•• L•• C•••••••• G•• L••
        pooled vehicle sponsorn
      • M•••• 8• M••••• C•••••••• G•• L••
        pooled vehicle sponsorn
      • N••••••• R••• E••••• F••• I•• G•• L••
        pooled vehicle sponsorn
      • N••••••• R••• E••••• F••• I• G•• L••
        pooled vehicle sponsorn
      • N••• I•• M•••• 8• M••••• I••••••• L••
        pooled vehicle sponsorn
      • N••• I• T••••••• M••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Washington, DC1 employees
      What changed
      consecutive filings, newest first
      • Employees · 54 to 57
        May 13, 2025 to Mar 31, 2026
      • Discretionary RAUM · $36.1M to $24.2M
        May 13, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $36.1M to $24.2M
        May 13, 2025 to Mar 31, 2026
      • RAUM · $36.1M to $24.2M
        May 13, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to May 13, 2025
      • Accounts · 7 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Advisory employees · 13 to 14
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 7 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 53 to 54
        Mar 29, 2024 to Mar 31, 2025
      • Private funds · 7 to 5
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $84.3M to $36.1M
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $84.3M to $36.1M
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $84.3M to $36.1M
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $160M to $84.3M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $160M to $84.3M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $160M to $84.3M
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 9 to 13
        Dec 8, 2022 to Mar 31, 2023
      • Custody of client assets · true to false
        Dec 8, 2022 to Mar 31, 2023
      • Other offices · 0 to 1
        Dec 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $355M to $160M
        Dec 8, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $355M to $160M
        Dec 8, 2022 to Mar 31, 2023
      • RAUM · $355M to $160M
        Dec 8, 2022 to Mar 31, 2023
      • Business name · C••••••• R••• E••••• M••••••••• L•• to C••••• H••• I••••••••• M••••••••• L••
        Aug 4, 2022 to Dec 8, 2022
      • Legal name · C••••••• R••• E••••• M••••••••• L•• to C••••• H••• I••••••••• M••••••••• L••
        Aug 4, 2022 to Dec 8, 2022
      • Advisory employees · 19 to 9
        Mar 31, 2022 to Aug 4, 2022
      • Employees · 50 to 53
        Mar 31, 2022 to Aug 4, 2022
      • Other offices · 1 to 0
        Mar 31, 2022 to Aug 4, 2022
      • Discretionary RAUM · $358M to $355M
        Mar 31, 2022 to Aug 4, 2022
      • Pooled vehicle RAUM · $358M to $355M
        Mar 31, 2022 to Aug 4, 2022
      • RAUM · $358M to $355M
        Mar 31, 2022 to Aug 4, 2022
      • Advisory employees · 24 to 19
        Nov 23, 2021 to Mar 31, 2022
      • Advisory activities · 2 to 1
        Nov 23, 2021 to Mar 31, 2022
      • Assets in custody · $369M to $0
        Nov 23, 2021 to Mar 31, 2022
      • Employees · 52 to 50
        Nov 23, 2021 to Mar 31, 2022
      • Discretionary RAUM · $369M to $358M
        Nov 23, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $369M to $358M
        Nov 23, 2021 to Mar 31, 2022
      • RAUM · $369M to $358M
        Nov 23, 2021 to Mar 31, 2022
      • Accounts · 5 to 7
        Mar 31, 2021 to Nov 23, 2021
      • Pooled vehicle clients · 5 to 7
        Mar 31, 2021 to Nov 23, 2021
      • Assets in custody · $176M to $369M
        Mar 31, 2021 to Nov 23, 2021
      Signals
      15 dated events
      • C••••• H••• I••••••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $24.2M)
        Jul 1, 2026 · Left the SEC roster · derived
      • C••••• H••• I••••••••• M••••••••• L•• reported RAUM $160.4M, down 55% from $354.7M (2022-12-08 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Cosgrove Melissa Donohoe (Managing Member /Chief Operating Officer) appeared on Schedule A of C••••• H••• I••••••••• M••••••••• L••
        Aug 4, 2022 · Control person joined · fact
      • Nickel Torrel Hutchinson (Chief Compliance Officer) appeared on Schedule A of C••••• H••• I••••••••• M••••••••• L••
        Aug 4, 2022 · Control person joined · fact
      • Eric Rubin (Managing Member/Chief Investment Officer) appeared on Schedule A of C••••• H••• I••••••••• M••••••••• L••
        Aug 4, 2022 · Control person joined · fact
      • Nelson Eric Mills (President/Chief Executive Officer & Director) no longer on Schedule A of C••••• H••• I••••••••• M••••••••• L•• (listed 2022-03-31, absent 2022-08-04)
        Aug 4, 2022 · Control person left · inference
      • C••••• H••• I••••••••• M••••••••• L•• reported RAUM $368.8M, up 109% from $176.5M (2021-03-31 to 2021-11-23)
        Nov 23, 2021 · RAUM change · derived
      • C••••• H••• I••••••••• M••••••••• L•• reported RAUM $176.5M, down 43% from $311.8M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Gavin Evans (Vice President) no longer on Schedule A of C••••• H••• I••••••••• M••••••••• L•• (listed 2020-03-30, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      • C••••• H••• I••••••••• M••••••••• L•• reported RAUM $311.8M, up 56% from $199.6M (2020-02-21 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • Finn Wentworth (Founder And Partner) no longer on Schedule A of C••••• H••• I••••••••• M••••••••• L•• (listed 2019-03-28, absent 2020-02-21)
        Feb 21, 2020 · Control person left · inference
      • Thomas David Welsh (Founder And Partner) no longer on Schedule A of C••••• H••• I••••••••• M••••••••• L•• (listed 2019-03-28, absent 2020-02-21)
        Feb 21, 2020 · Control person left · inference
      • Gavin Evans (Vice President) appeared on Schedule A of C••••• H••• I••••••••• M••••••••• L••
        Feb 21, 2020 · Control person joined · fact
      • Nelson Eric Mills (Ceo & Director) appeared on Schedule A of C••••• H••• I••••••••• M••••••••• L••
        Feb 21, 2020 · Control person joined · fact
      • N••••••• R••• E••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 6, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C••••• H••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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