DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• P•••••••
Legal name R•••• C•••••• P•••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Mar 11, 2013 · 30 filings
SEC status approved since Apr 1, 2013
RAUM
$2.8B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
18 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
6
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.8B as of Apr 29, 2026
Mar 31, 2014$240M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 31, 20140 then
Employees (5.A)29 as of Apr 29, 2026
Mar 31, 20144 then
Private funds6 as of Apr 29, 2026
Mar 31, 20144 then
RAUM +37% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.3B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B82%
- State and municipal entities$313M11%
- Insurance companies$209M7.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 24reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3B for 7 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.18 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• R••• E••••• F••• I• L• | Real Estate Fund | $596M | 20 | Mar 29, 2018 |
| R•••• R••• E••••• F••• I•• L• | Real Estate Fund | $466M | 81 | Mar 30, 2023 |
| R•••• R••• E••••• H••• Y•••• C••••• F••• L• | Hedge Fund | $112M | 2 | Mar 30, 2023 |
| R•••• R••• E••••• H••• Y•••• C••••• F••• A• L• | Hedge Fund | $50.3M | 2 | Mar 28, 2024 |
| R••••••• F••• I• L•no longer reported | Securitized Asset Fund | $38.9M | 4 | Mar 31, 2014 |
| R•••• R••• E••••• F••• I•• L•no longer reported | Real Estate Fund | $27.6M | 29 | Mar 31, 2015 |
| R•••• C••• F••• I•• L•no longer reported | Real Estate Fund | $23.8M | 2 | Mar 30, 2016 |
| R•••• R••• E••••• F••• I• L•••no longer reported | Real Estate Fund | $1.4M | 2 | Mar 31, 2014 |
| R•••• C••• F••• I• L•••no longer reported | Real Estate Fund | $603,978 | 3 | Mar 31, 2014 |
| R••• C••••• H••• C••••••••• L••no longer reported | Real Estate Fund | $313,558 | 7 | Mar 31, 2017 |
| R•• I•••••••• I• L••no longer reported | Real Estate Fund | $33,276 | 11 | Mar 31, 2014 |
| R•••••••• F••• I• L•no longer reported | Real Estate Fund | $3,686 | 3 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• S•••••• M•••••• · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- G••••••• R••••••• M••••••• · Controllercontrolsince 06/2015 · owns less than 5%
- H•••• N•••••• N••••••• · Partnercontrolsince 02/2012 · owns 25% to 50%
- L•••••• W••••••• W••••• · Partnercontrolsince 02/2012 · owns 25% to 50%
- S••••• M••••••• R•••••• · Partnercontrolsince 01/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
- R•••• C•••••• I•••••••• I•• L••bankpooled vehicle sponsorn
- R•••• C•••••• I•••••••• I••• L••bankpooled vehicle sponsorn
- R•• I••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 25 to 24Apr 16, 2025 to Mar 31, 2026
- Advisory employees · 15 to 18Apr 16, 2025 to Mar 31, 2026
- Pooled vehicle clients · 22 to 21Apr 16, 2025 to Mar 31, 2026
- Assets in custody · $1.5B to $2.3BApr 16, 2025 to Mar 31, 2026
- Employees · 24 to 29Apr 16, 2025 to Mar 31, 2026
- Private funds · 5 to 6Apr 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $2.3BApr 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $589M to $527MApr 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $2.3BApr 16, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.8BApr 16, 2025 to Mar 31, 2026
- Accounts · 29 to 25Apr 24, 2024 to Apr 16, 2025
- Pooled vehicle clients · 26 to 22Apr 24, 2024 to Apr 16, 2025
- Assets in custody · $1.3B to $1.5BApr 24, 2024 to Apr 16, 2025
- Employees · 22 to 24Apr 24, 2024 to Apr 16, 2025
- Financial planning clients · 0 to 0Apr 24, 2024 to Apr 16, 2025
- Private funds · 4 to 5Apr 24, 2024 to Apr 16, 2025
- Discretionary RAUM · $1.3B to $1.5BApr 24, 2024 to Apr 16, 2025
- Non-discretionary RAUM · $512M to $589MApr 24, 2024 to Apr 16, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BApr 24, 2024 to Apr 16, 2025
- RAUM · $1.8B to $2.1BApr 24, 2024 to Apr 16, 2025
- Accounts · 28 to 29Jul 26, 2023 to Mar 28, 2024
- Advisory employees · 14 to 15Jul 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 26Jul 26, 2023 to Mar 28, 2024
- Assets in custody · $1.1B to $1.3BJul 26, 2023 to Mar 28, 2024
- Private funds · 3 to 4Jul 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.3BJul 26, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $564M to $512MJul 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BJul 26, 2023 to Mar 28, 2024
- RAUM · $1.7B to $1.8BJul 26, 2023 to Mar 28, 2024
- Assets in custody · $1.1B to $1.1BMar 30, 2023 to May 10, 2023
- Discretionary RAUM · $1.1B to $1.1BMar 30, 2023 to May 10, 2023
- Pooled vehicle RAUM · $1.3B to $1.3BMar 30, 2023 to May 10, 2023
- RAUM · $1.7B to $1.7BMar 30, 2023 to May 10, 2023
- Accounts · 29 to 28May 17, 2022 to Mar 30, 2023
- Advisory employees · 12 to 14May 17, 2022 to Mar 30, 2023
- Pooled vehicle clients · 26 to 25May 17, 2022 to Mar 30, 2023
- Assets in custody · unset to 1115683475.0May 17, 2022 to Mar 30, 2023
- Custody of client assets · false to trueMay 17, 2022 to Mar 30, 2023
- Employees · 17 to 22May 17, 2022 to Mar 30, 2023
- Private funds · 4 to 3May 17, 2022 to Mar 30, 2023
Signals
7 dated events
- Raith Capital Partners reported RAUM $2.8B, up 37% from $2.1B (2025-04-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Raith Capital Partners reported RAUM $1.7B, up 45% from $1.2B (2022-05-17 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Matrick Sandra Forman (Chief Compliance Officer) appeared on Schedule A of Raith Capital PartnersMay 17, 2022 · Control person joined · fact
- Foynes Marykathleen Gaza (Chief Compliance Officer) no longer on Schedule A of Raith Capital Partners (listed 2022-03-31, absent 2022-05-17)May 17, 2022 · Control person left · inference
- Richard Michael Suchy (Managing Director) appeared on Schedule A of Raith Capital PartnersJan 14, 2022 · Control person joined · fact
- Morrison Richard Gunthel (Controller) appeared on Schedule A of Raith Capital PartnersJan 14, 2022 · Control person joined · fact
- Raith Capital Partners filed its initial SEC registration (Form ADV)Mar 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/RAITH-CAPITAL-PARTNERS-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- RAITHCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-938-6995reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•••• C•••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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