DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• R••••••
Legal name S••••• R••••••• L••
Latest filing Feb 23, 2026
First filing on the tape Jun 25, 2021 · 8 filings
SEC status approved since Jul 29, 2021
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.9M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$160M as of Feb 23, 2026
Mar 22, 2022$110M then
HNW client RAUM$92.1M as of Feb 23, 2026
Mar 22, 2022$61.8M then
State-registered IARs (5.B.3)2 as of Feb 23, 2026
Mar 22, 20222 then
Employees (5.A)3 as of Feb 23, 2026
Mar 22, 20223 then
Private funds: no history
RAUM +8.2% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 168derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $297,665derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $22.0MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.1M58%
- Individuals$67.8M42%
- Individual clients
- 261reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 537reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• W•••••• B••• | Port St. Lucie, Fl | Feb 11, 2016 | 20 y | 1 |
| C••••••••• V•••••• B••• | Port St. Lucie, Fl | Oct 7, 2024 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• V•••••• B••• from A••••••• P••••••••• A•••••••• I••Oct 7, 2024 · Other
- M•••••• W•••••• B••• from A••••••• P••••••••• A•••••••• I••Feb 11, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• C••••••••• V•••••• · Managing Membercontrolsince 05/2013 · owns 50% to 75%
- B•••• M••••••• W•••••• · Managing Member & Ccocontrolsince 05/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Port St Lucie, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 520 to 537Mar 4, 2025 to Feb 23, 2026
- HNW clients · 71 to 75Mar 4, 2025 to Feb 23, 2026
- Individual clients · 259 to 261Mar 4, 2025 to Feb 23, 2026
- Discretionary RAUM · $148M to $160MMar 4, 2025 to Feb 23, 2026
- HNW RAUM · $94.1M to $92.1MMar 4, 2025 to Feb 23, 2026
- Individual RAUM · $53.7M to $67.8MMar 4, 2025 to Feb 23, 2026
- RAUM · $148M to $160MMar 4, 2025 to Feb 23, 2026
- Accounts · 514 to 520Mar 6, 2024 to Mar 4, 2025
- HNW clients · 55 to 71Mar 6, 2024 to Mar 4, 2025
- Individual clients · 257 to 259Mar 6, 2024 to Mar 4, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 4, 2025
- HQ city · unset to Mar 6, 2024 to Mar 4, 2025
- HQ state · unset to Mar 6, 2024 to Mar 4, 2025
- Discretionary RAUM · $128M to $148MMar 6, 2024 to Mar 4, 2025
- HNW RAUM · $77.0M to $94.1MMar 6, 2024 to Mar 4, 2025
- Individual RAUM · $50.6M to $53.7MMar 6, 2024 to Mar 4, 2025
- RAUM · $128M to $148MMar 6, 2024 to Mar 4, 2025
- Accounts · 463 to 514Mar 21, 2023 to Mar 6, 2024
- HNW clients · 50 to 55Mar 21, 2023 to Mar 6, 2024
- Individual clients · 238 to 257Mar 21, 2023 to Mar 6, 2024
- Discretionary RAUM · $118M to $128MMar 21, 2023 to Mar 6, 2024
- HNW RAUM · $68.9M to $77.0MMar 21, 2023 to Mar 6, 2024
- Individual RAUM · $49.0M to $50.6MMar 21, 2023 to Mar 6, 2024
- RAUM · $118M to $128MMar 21, 2023 to Mar 6, 2024
- Accounts · 439 to 463Mar 22, 2022 to Mar 21, 2023
- HNW clients · 43 to 50Mar 22, 2022 to Mar 21, 2023
- Individual clients · 231 to 238Mar 22, 2022 to Mar 21, 2023
- Discretionary RAUM · $110M to $118MMar 22, 2022 to Mar 21, 2023
- HNW RAUM · $61.8M to $68.9MMar 22, 2022 to Mar 21, 2023
- Individual RAUM · $48.7M to $49.0MMar 22, 2022 to Mar 21, 2023
- RAUM · $110M to $118MMar 22, 2022 to Mar 21, 2023
- Accounts · 427 to 439Aug 27, 2021 to Mar 22, 2022
- HNW clients · 37 to 43Aug 27, 2021 to Mar 22, 2022
- Individual clients · 224 to 231Aug 27, 2021 to Mar 22, 2022
- Discretionary RAUM · $112M to $110MAug 27, 2021 to Mar 22, 2022
- HNW RAUM · $60.8M to $61.8MAug 27, 2021 to Mar 22, 2022
- Individual RAUM · $51.7M to $48.7MAug 27, 2021 to Mar 22, 2022
- RAUM · $112M to $110MAug 27, 2021 to Mar 22, 2022
- Wrap assets (manager) · $17.9M to $0Aug 27, 2021 to Mar 22, 2022
- Wrap assets (sponsor) · $17.9M to $0Aug 27, 2021 to Mar 22, 2022
Signals
1 dated events
- S••••• R•••••• filed its initial SEC registration (Form ADV)Jun 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- katherine@steady-returns.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- steadyreturns@steady-returns.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-798-2860reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- S•••••-R••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (561) 400-5970reportedpublic record, Form ADV, Feb 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026