DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ironridge Wealth Management, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 166855SEC 801-79354IAPD
Latest filing Jan 27, 2023
First filing on the tape Mar 7, 2014 · 19 filings
RAUM
$100M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$100M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$100M as of Jan 27, 2023
Mar 5, 2015$142M then
HNW client RAUM$70.0M as of Jan 27, 2023
Feb 6, 2018$77.9M then
State-registered IARs (5.B.3)4 as of Jan 27, 2023
Mar 5, 20154 then
Employees (5.A)5 as of Jan 27, 2023
Mar 5, 20156 then
Private funds: no history
RAUM -11% over the last fiscal year-4.9% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 27, 2023; every figure names its basis
RAUM per advisor
$25.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
32derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$342,243derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.6%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$66.1M, 57 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$70.0M70%
  • Individuals$30.2M30%
Individual clients
93reported
HNW clients
33reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
293reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$66.1M for 57 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Keith Brian Stickney · Managing Member / Chief Compliance Officercontrol
    since 02/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 344 to 293
    Jan 20, 2022 to Jan 27, 2023
  • HNW clients · 42 to 33
    Jan 20, 2022 to Jan 27, 2023
  • Individual clients · 86 to 93
    Jan 20, 2022 to Jan 27, 2023
  • Assets in custody · $60.1M to $66.1M
    Jan 20, 2022 to Jan 27, 2023
  • Discretionary RAUM · $112M to $100M
    Jan 20, 2022 to Jan 27, 2023
  • HNW RAUM · $83.7M to $70.0M
    Jan 20, 2022 to Jan 27, 2023
  • Individual RAUM · $28.6M to $30.2M
    Jan 20, 2022 to Jan 27, 2023
  • RAUM · $112M to $100M
    Jan 20, 2022 to Jan 27, 2023
  • Accounts · 382 to 344
    Jan 29, 2021 to Jan 20, 2022
  • HNW clients · 41 to 42
    Jan 29, 2021 to Jan 20, 2022
  • Individual clients · 128 to 86
    Jan 29, 2021 to Jan 20, 2022
  • Assets in custody · $64.4M to $60.1M
    Jan 29, 2021 to Jan 20, 2022
  • Discretionary RAUM · $108M to $112M
    Jan 29, 2021 to Jan 20, 2022
  • HNW RAUM · $76.1M to $83.7M
    Jan 29, 2021 to Jan 20, 2022
  • Individual RAUM · $31.8M to $28.6M
    Jan 29, 2021 to Jan 20, 2022
  • RAUM · $108M to $112M
    Jan 29, 2021 to Jan 20, 2022
  • Wrap assets (manager) · 0.0 to unset
    Jan 29, 2021 to Jan 20, 2022
  • Wrap assets (sponsor) · 0.0 to unset
    Jan 29, 2021 to Jan 20, 2022
  • Accounts · 386 to 382
    Apr 23, 2020 to Jan 29, 2021
  • HNW clients · 40 to 41
    Apr 23, 2020 to Jan 29, 2021
  • Individual clients · 109 to 128
    Apr 23, 2020 to Jan 29, 2021
  • Assets in custody · $74.1M to $64.4M
    Apr 23, 2020 to Jan 29, 2021
  • Discretionary RAUM · $117M to $108M
    Apr 23, 2020 to Jan 29, 2021
  • HNW RAUM · $87.2M to $76.1M
    Apr 23, 2020 to Jan 29, 2021
  • Individual RAUM · $29.5M to $31.8M
    Apr 23, 2020 to Jan 29, 2021
  • RAUM · $117M to $108M
    Apr 23, 2020 to Jan 29, 2021
  • Accounts · 360 to 386
    Feb 4, 2019 to Feb 21, 2020
  • Advisory employees · 3 to 4
    Feb 4, 2019 to Feb 21, 2020
  • HNW clients · 32 to 40
    Feb 4, 2019 to Feb 21, 2020
  • Individual clients · 102 to 109
    Feb 4, 2019 to Feb 21, 2020
  • Assets in custody · $61.6M to $74.1M
    Feb 4, 2019 to Feb 21, 2020
  • Employees · 3 to 5
    Feb 4, 2019 to Feb 21, 2020
  • State-registered IARs · 3 to 4
    Feb 4, 2019 to Feb 21, 2020
  • Discretionary RAUM · $93.6M to $117M
    Feb 4, 2019 to Feb 21, 2020
  • HNW RAUM · $67.2M to $87.2M
    Feb 4, 2019 to Feb 21, 2020
  • Individual RAUM · $26.4M to $29.5M
    Feb 4, 2019 to Feb 21, 2020
  • RAUM · $93.6M to $117M
    Feb 4, 2019 to Feb 21, 2020
  • Accounts · 388 to 360
    Feb 6, 2018 to Feb 4, 2019
  • Advisory employees · 4 to 3
    Feb 6, 2018 to Feb 4, 2019
  • HNW clients · 35 to 32
    Feb 6, 2018 to Feb 4, 2019
Signals
2 dated events
  • Richard Omer Maurice left Ironridge Wealth Management, Llc for Wright Wealth Llc (registered 2023-06-14)
    May 15, 2023 · Advisor changed firm · fact
  • Ironridge Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Mar 7, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026