DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• P•••••••
Legal name T•••••• C•••••• P••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Jun 27, 2014 · 15 filings
SEC status approved since Jul 10, 2014
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$111M as of Mar 30, 2026
Mar 31, 2015$319M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20150 then
Employees (5.A)7 as of Mar 30, 2026
Mar 31, 201510 then
Private funds2 as of Mar 30, 2026
Mar 31, 20154 then
RAUM -9.5% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $100M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$111M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $100M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• C•••••• P••••••• F••• I• L••• | Private Equity Fund | $223M | 25 | Mar 30, 2016 |
| T•••••• C•••••• P••••••• G•• 2• F••• L••• | Private Equity Fund | $57.5M | 43 | Mar 21, 2013 |
| T•• L• L••no longer reported | Private Equity Fund | $5.5M | 7 | Mar 21, 2013 |
| T•• N••• L••no longer reported | Private Equity Fund | $4.2M | 10 | Mar 21, 2013 |
| T•• W• A••••••••• L••no longer reported | Private Equity Fund | $136,525 | 10 | Mar 21, 2013 |
| T•• R• L••no longer reported | Private Equity Fund | $73,000 | 3 | Mar 21, 2013 |
| T•••••• C•••••• P••••••• O••••••• G••• F•••• L•••no longer reported | Private Equity Fund | $0 | 43 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D••••• K•••• · Ccocontrolsince 03/2020 · owns less than 5%
- E••• M••••••• D•••• · Membercontrolsince 01/2011 · owns 50% to 75% of T•••••• C•••••• P••••••• LLC
- S•••••••• W•••••• · Membercontrolsince 01/2011 · owns 50% to 75% of T•••••• C•••••• P••••••• LLC
- E••• M••••••• D•••• · Managing Partnersince 01/2011 · owns less than 5%
- S•••••••• W•••••• · Managing Partnersince 01/2011 · owns less than 5%
Entity owners
- T•• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- S•••••• C•••••• L••investment advisern
- T•••••• C•••••• A••••••••• I• L••pooled vehicle sponsorn
- T•••••• C•••••• A••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 5Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $105M to $100MMar 28, 2025 to Mar 30, 2026
- Employees · 9 to 7Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $122M to $111MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $122M to $111MMar 28, 2025 to Mar 30, 2026
- RAUM · $122M to $111MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 9 to 8Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $189M to $105MMar 28, 2024 to Mar 28, 2025
- Employees · 10 to 9Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $280M to $122MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $280M to $122MMar 28, 2024 to Mar 28, 2025
- RAUM · $280M to $122MMar 28, 2024 to Mar 28, 2025
- Assets in custody · $287M to $189MMar 29, 2023 to Mar 28, 2024
- Employees · 11 to 10Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $346M to $280MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $346M to $280MMar 29, 2023 to Mar 28, 2024
- RAUM · $346M to $280MMar 29, 2023 to Mar 28, 2024
- Accounts · 4 to 2Mar 30, 2022 to Mar 29, 2023
- Pooled vehicle clients · 4 to 2Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $366M to $287MMar 30, 2022 to Mar 29, 2023
- Private funds · 4 to 2Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $444M to $346MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $444M to $346MMar 30, 2022 to Mar 29, 2023
- RAUM · $444M to $346MMar 30, 2022 to Mar 29, 2023
- Assets in custody · $343M to $366MMar 31, 2021 to Mar 30, 2022
- Other offices · 1 to 0Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $415M to $444MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $415M to $444MMar 31, 2021 to Mar 30, 2022
- RAUM · $415M to $444MMar 31, 2021 to Mar 30, 2022
- Related adviser · false to trueMar 31, 2021 to Mar 30, 2022
- Assets in custody · $468M to $343MApr 17, 2020 to Mar 31, 2021
- Discretionary RAUM · $476M to $415MApr 17, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $476M to $415MApr 17, 2020 to Mar 31, 2021
- RAUM · $476M to $415MApr 17, 2020 to Mar 31, 2021
- Advisory employees · 11 to 9Mar 27, 2019 to Mar 19, 2020
- Employees · 12 to 11Mar 27, 2019 to Mar 19, 2020
- Discretionary RAUM · $587M to $476MMar 27, 2019 to Mar 19, 2020
- Pooled vehicle RAUM · $587M to $476MMar 27, 2019 to Mar 19, 2020
- RAUM · $587M to $476MMar 27, 2019 to Mar 19, 2020
Signals
4 dated events
- T•••••• C•••••• P••••••• reported RAUM $122.3M, down 56% from $280.4M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- K•••• M•••••••• D•••• (Cco) appeared on Schedule A of T•••••• C•••••• P•••••••Apr 17, 2020 · Control person joined · fact
- Andrew Tarshis (Cco) no longer on Schedule A of T•••••• C•••••• P••••••• (listed 2020-03-19, absent 2020-04-17)Apr 17, 2020 · Control person left · inference
- T•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- T•••••• C•••••• P••••••• · Private Equityshared crd · organization
- T•••••• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-454-6999reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026