DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••••• C••••••

Asset manager (funds and pooled vehicles)Cincinnati, OhioCRD 166973SEC 801-125930websiteIAPD
Legal name C••••••••• F••• M••••••••• L••
Latest filing Jul 22, 2026
First filing on the tape May 21, 2022 · 14 filings
SEC status approved since Jun 21, 2022
RAUM
$180M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$180M as of Jul 22, 2026
Mar 27, 2023$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 22, 2026
Mar 27, 20230 then
Employees (5.A)8 as of Jul 22, 2026
Mar 27, 20234 then
Private funds4 as of Jul 22, 2026
Mar 27, 20232 then
RAUM +1.6% over the last fiscal year+0.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$180M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• L•••••• N••••• · Chief Compliance Officercontrol
        since 05/2022 · owns less than 5%
      • K••••• J•••••• B•••• · Chief Executive Officer, Managing Partnercontrol
        since 03/2024 · owns less than 5%
      Entity owners
      • C••••••••• H•••••••• L•• · Member
        direct · owns 75% or more
      • C••••••••• · Member
        indirect · owns 75% or more of C••••••••• H•••••••• L••
      Related persons
      Schedule D 7.A
      • C••••••••• C•••••• F••• I•• G•• L••
        pooled vehicle sponsory
      • C••••••••• D••••••••• H•••••••• L••
        pooled vehicle sponsory
      • C••••••••• F••• M••••••••• I•• L••
        pooled vehicle sponsorn
      • C••••••••• F••• M••••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 4
        Feb 2, 2026 to Mar 24, 2026
      • Pooled vehicle clients · 5 to 4
        Feb 2, 2026 to Mar 24, 2026
      • Employees · 7 to 8
        Feb 2, 2026 to Mar 24, 2026
      • Private funds · 5 to 4
        Feb 2, 2026 to Mar 24, 2026
      • Discretionary RAUM · $177M to $180M
        Feb 2, 2026 to Mar 24, 2026
      • Pooled vehicle RAUM · $177M to $180M
        Feb 2, 2026 to Mar 24, 2026
      • RAUM · $177M to $180M
        Feb 2, 2026 to Mar 24, 2026
      • Financial planning clients · unset to
        Mar 17, 2025 to May 13, 2025
      • Accounts · 6 to 5
        Oct 31, 2024 to Mar 17, 2025
      • Advisory employees · 4 to 5
        Oct 31, 2024 to Mar 17, 2025
      • Pooled vehicle clients · 6 to 5
        Oct 31, 2024 to Mar 17, 2025
      • Employees · 6 to 7
        Oct 31, 2024 to Mar 17, 2025
      • Private funds · 6 to 5
        Oct 31, 2024 to Mar 17, 2025
      • Discretionary RAUM · $173M to $177M
        Oct 31, 2024 to Mar 17, 2025
      • Pooled vehicle RAUM · $173M to $177M
        Oct 31, 2024 to Mar 17, 2025
      • RAUM · $173M to $177M
        Oct 31, 2024 to Mar 17, 2025
      • Other offices · 1 to 0
        Jun 27, 2024 to Oct 31, 2024
      • Business name · C••••••••• F••• M••••••••• L•• to C••••••••• C••••••
        Mar 29, 2024 to Jun 27, 2024
      • Accounts · 2 to 6
        Jan 25, 2024 to Mar 29, 2024
      • Advisory employees · 3 to 4
        Jan 25, 2024 to Mar 29, 2024
      • Pooled vehicle clients · 2 to 6
        Jan 25, 2024 to Mar 29, 2024
      • Employees · 4 to 6
        Jan 25, 2024 to Mar 29, 2024
      • Other offices · 0 to 1
        Jan 25, 2024 to Mar 29, 2024
      • Private funds · 2 to 6
        Jan 25, 2024 to Mar 29, 2024
      • Discretionary RAUM · $180M to $173M
        Jan 25, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $180M to $173M
        Jan 25, 2024 to Mar 29, 2024
      • RAUM · $180M to $173M
        Jan 25, 2024 to Mar 29, 2024
      • Discretionary RAUM · $183M to $180M
        Jun 29, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $183M to $180M
        Jun 29, 2022 to Mar 27, 2023
      • RAUM · $183M to $180M
        Jun 29, 2022 to Mar 27, 2023
      • Private funds · 4 to 2
        May 21, 2022 to Jun 29, 2022
      Signals
      4 dated events
      • P••• B•••••••• (Chief Executive Officer) no longer on Schedule A of C••••••••• C•••••• (listed 2024-01-25, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • Brian Joseph Kropp (Managing Director) appeared on Schedule A of C••••••••• C••••••
        Aug 24, 2023 · Control person joined · fact
      • Adams Sarah Anderson (Fund Manager) no longer on Schedule A of C••••••••• C•••••• (listed 2023-03-27, absent 2023-08-24)
        Aug 24, 2023 · Control person left · inference
      • C••••••••• F••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        May 21, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      cintrifusecapital.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      513-246-2706reportedpublic record, Form ADV, Jul 22, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026