DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• V••••••• L••
Latest filing Jun 23, 2026
First filing on the tape Mar 28, 2013 · 20 filings
SEC status approved since Apr 10, 2013
RAUM
$402M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$402M as of Jun 23, 2026
Jun 5, 2014$49.1M then
HNW client RAUM$0 as of Jun 23, 2026
Jun 27, 2019$0 then
State-registered IARs (5.B.3)0 as of Jun 23, 2026
Jun 5, 20140 then
Employees (5.A)12 as of Jun 23, 2026
Jun 5, 20141 then
Private funds: 1
RAUM +26% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$328M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 43reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• A•••••• D•••• · Chief Financial Officercontrolsince 04/2018 · owns less than 5%
- M••••••••• S•••••• · Partner, Designated Membercontrolsince 07/2006 · owns 75% or more
- P•••••• T•••••• S• G••••• · Chief Operations Officercontrolsince 04/2018 · owns less than 5%
- W••••••••• S••••• A•• · Partner, Designated Member, & Chief Legal Officer & Chief Compliance Officercontrolsince 04/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 41 to 43Jun 25, 2025 to Jun 23, 2026
- Pooled vehicle clients · 17 to 20Jun 25, 2025 to Jun 23, 2026
- Discretionary RAUM · $321M to $402MJun 25, 2025 to Jun 23, 2026
- Pooled vehicle RAUM · $260M to $328MJun 25, 2025 to Jun 23, 2026
- RAUM · $321M to $402MJun 25, 2025 to Jun 23, 2026
- Accounts · 60 to 41Jun 28, 2024 to Jun 25, 2025
- Pooled vehicle clients · 40 to 17Jun 28, 2024 to Jun 25, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 25, 2025
- HQ state · unset to Jun 28, 2024 to Jun 25, 2025
- Discretionary RAUM · $299M to $321MJun 28, 2024 to Jun 25, 2025
- Pooled vehicle RAUM · $288M to $260MJun 28, 2024 to Jun 25, 2025
- RAUM · $299M to $321MJun 28, 2024 to Jun 25, 2025
- Accounts · 52 to 60Aug 1, 2023 to Jun 28, 2024
- Advisory activities · 1 to 5Aug 1, 2023 to Jun 28, 2024
- Pooled vehicle clients · 32 to 40Aug 1, 2023 to Jun 28, 2024
- Discretionary RAUM · $319M to $299MAug 1, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $313M to $288MAug 1, 2023 to Jun 28, 2024
- RAUM · $319M to $299MAug 1, 2023 to Jun 28, 2024
- Accounts · 49 to 52Jun 29, 2022 to Aug 1, 2023
- Pooled vehicle clients · 31 to 32Jun 29, 2022 to Aug 1, 2023
- Employees · 9 to 12Jun 29, 2022 to Aug 1, 2023
- Discretionary RAUM · $529M to $319MJun 29, 2022 to Aug 1, 2023
- Pooled vehicle RAUM · $522M to $313MJun 29, 2022 to Aug 1, 2023
- RAUM · $529M to $319MJun 29, 2022 to Aug 1, 2023
- Accounts · 46 to 49Jul 5, 2021 to Jun 29, 2022
- Pooled vehicle clients · 34 to 31Jul 5, 2021 to Jun 29, 2022
- Discretionary RAUM · $564M to $529MJul 5, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $551M to $522MJul 5, 2021 to Jun 29, 2022
- RAUM · $564M to $529MJul 5, 2021 to Jun 29, 2022
- Accounts · 41 to 46Nov 11, 2020 to Jun 29, 2021
- Pooled vehicle clients · 41 to 34Nov 11, 2020 to Jun 29, 2021
- Financial planning clients · 0 to unsetNov 11, 2020 to Jun 29, 2021
- Discretionary RAUM · $332M to $564MNov 11, 2020 to Jun 29, 2021
- Pooled vehicle RAUM · $332M to $551MNov 11, 2020 to Jun 29, 2021
- RAUM · $332M to $564MNov 11, 2020 to Jun 29, 2021
- Accounts · 32 to 41Jun 27, 2019 to Jul 9, 2020
- Advisory employees · 4 to 3Jun 27, 2019 to Jul 9, 2020
- Pooled vehicle clients · 40 to 41Jun 27, 2019 to Jul 9, 2020
- Discretionary RAUM · $269M to $332MJun 27, 2019 to Jul 9, 2020
- Pooled vehicle RAUM · $269M to $332MJun 27, 2019 to Jul 9, 2020
Signals
6 dated events
- David Andrew Haggard (Chief Financial Officer) appeared on Schedule A of S••••••• V••••••• L••Jun 28, 2024 · Control person joined · fact
- S••••••• V••••••• L•• reported RAUM $318.7M, down 40% from $529.3M (2022-06-29 to 2023-08-01)Aug 1, 2023 · RAUM change · derived
- S••••••• V••••••• L•• reported RAUM $563.7M, up 70% from $332.4M (2020-11-11 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- S••••••• V••••••• L•• reported RAUM $366.2M, down 69% from $1.2B (2018-06-28 to 2019-01-09)Jan 9, 2019 · RAUM change · derived
- S••••••• V••••••• L•• reported RAUM $1.2B, up 54% from $768.8M (2017-09-29 to 2018-06-28)Jun 28, 2018 · RAUM change · derived
- S••••••• V••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• V••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••VENTURES.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 0203 167 4625reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026