DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••• C•••••• M•••••••••
Legal name E••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 27, 2019 · 9 filings
SEC status approved since Jul 29, 2019
RAUM
$482M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$482M as of Mar 27, 2026
Mar 24, 2020$346M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 24, 20200 then
Employees (5.A)10 as of Mar 27, 2026
Mar 24, 202010 then
Private funds2 as of Mar 27, 2026
Mar 24, 20201 then
RAUM -3.5% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $241MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $482M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$482M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $482M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••• M•••••••• R••• E••••• S••••••• I•• L• | Real Estate Fund | $302M | 136 | Mar 28, 2019 |
| E••• M•••••••• R••• E••••• S••••••• I••• L• | Real Estate Fund | $218M | 205 | Mar 28, 2023 |
| A••••• B••••••• L•••••• L••no longer reported | Hedge Fund | $25.8M | 42 | Mar 7, 2013 |
| B•••• H••• H•••••••• L••no longer reported | Real Estate Fund | $3.5M | 11 | Mar 7, 2013 |
| E••• M•••••••• R••• E••••• S•••••••• L• | Real Estate Fund | $3.0M | 65 | Mar 20, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••• S•••••• D•••• · Chief Compliance Officer, Member And Managercontrolsince 02/2012 · owns 25% to 50%
- S•••••• P•••• A•••• · Member And Managercontrolsince 02/2012 · owns 75% or more
Related persons
Schedule D 7.A
- E••• C•••••• G• I•• L••pooled vehicle sponsorn
- E••• C•••••• G• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $499M to $482MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $499M to $482MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $499M to $482MMar 27, 2025 to Mar 27, 2026
- RAUM · $499M to $482MMar 27, 2025 to Mar 27, 2026
- Advisory employees · 9 to 10Mar 25, 2024 to Mar 27, 2025
- Assets in custody · $520M to $499MMar 25, 2024 to Mar 27, 2025
- Employees · 9 to 10Mar 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $520M to $499MMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $520M to $499MMar 25, 2024 to Mar 27, 2025
- RAUM · $520M to $499MMar 25, 2024 to Mar 27, 2025
- Accounts · 3 to 2Mar 28, 2023 to Mar 25, 2024
- Advisory employees · 7 to 9Mar 28, 2023 to Mar 25, 2024
- Pooled vehicle clients · 3 to 2Mar 28, 2023 to Mar 25, 2024
- Assets in custody · $479M to $520MMar 28, 2023 to Mar 25, 2024
- Employees · 10 to 9Mar 28, 2023 to Mar 25, 2024
- Private funds · 3 to 2Mar 28, 2023 to Mar 25, 2024
- Discretionary RAUM · $479M to $520MMar 28, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $479M to $520MMar 28, 2023 to Mar 25, 2024
- RAUM · $479M to $520MMar 28, 2023 to Mar 25, 2024
- Accounts · 2 to 3Jun 30, 2022 to Mar 28, 2023
- Advisory employees · 8 to 7Jun 30, 2022 to Mar 28, 2023
- Pooled vehicle clients · 2 to 3Jun 30, 2022 to Mar 28, 2023
- Assets in custody · $296M to $479MJun 30, 2022 to Mar 28, 2023
- Employees · 11 to 10Jun 30, 2022 to Mar 28, 2023
- Private funds · 1 to 3Jun 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $296M to $479MJun 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $296M to $479MJun 30, 2022 to Mar 28, 2023
- RAUM · $296M to $479MJun 30, 2022 to Mar 28, 2023
- Assets in custody · $353M to $296MMar 4, 2021 to Mar 29, 2022
- Discretionary RAUM · $353M to $296MMar 4, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $353M to $296MMar 4, 2021 to Mar 29, 2022
- RAUM · $353M to $296MMar 4, 2021 to Mar 29, 2022
- Assets in custody · $346M to $353MMar 24, 2020 to Mar 4, 2021
- Employees · 10 to 11Mar 24, 2020 to Mar 4, 2021
- Discretionary RAUM · $346M to $353MMar 24, 2020 to Mar 4, 2021
- Pooled vehicle RAUM · $346M to $353MMar 24, 2020 to Mar 4, 2021
- RAUM · $346M to $353MMar 24, 2020 to Mar 4, 2021
- Assets in custody · $426M to $346MJun 27, 2019 to Mar 24, 2020
- Private funds · 2 to 1Jun 27, 2019 to Mar 24, 2020
Signals
2 dated events
- E••• C•••••• M••••••••• reported RAUM $478.9M, up 62% from $296.5M (2022-06-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- E••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Jun 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••• C•••••• M••••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- E•••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-725-7902reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
E••• C•••••• M••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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