DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H••••• A•••• M••••••••• L•
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2016 · 27 filings
SEC status approved since Apr 12, 2016
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.8B as of Mar 27, 2026
Mar 28, 2017$533M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 28, 20170 then
Employees (5.A)7 as of Mar 27, 2026
Mar 28, 20177 then
Private funds4 as of Mar 27, 2026
Mar 28, 20175 then
RAUM +13% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $689MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• O••••••••• F••• I••• L•••no longer reported | Hedge Fund | $1.4B | 27 | Apr 30, 2018 |
| H••••• O••••••••• F••• I•• L••• | Hedge Fund | $1.2B | 35 | Aug 10, 2021 |
| H••••• O••••••••• F••• V• L••• | Hedge Fund | $1.0B | 33 | Mar 27, 2024 |
| H• H••••• C••••••••• F••• I•• L•••no longer reported | Hedge Fund | $200M | 2 | Apr 30, 2018 |
| H•• I•• L••••••••• P••••••••• L• | Hedge Fund | $105M | 27 | Mar 31, 2022 |
| H••••• O••••••••• F••• I•• L••• | Hedge Fund | $28.6M | 36 | Mar 30, 2016 |
| H••••• D••••••••• D••• F••• I• L•••no longer reported | Other Private Fund | $12.5M | 9 | Jul 25, 2013 |
| H••••• D••••••••• F••• I•no longer reported | Other Private Fund | $8.5M | 2 | Jul 25, 2013 |
| H• H••••• C••••••••• F•••• L••• | Hedge Fund | $3.1M | 2 | Mar 30, 2016 |
| H••••• D••••••••• D••• F••• I••• L•••no longer reported | Other Private Fund | $2.4M | 7 | Jul 25, 2013 |
| H••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $1.6M | 17 | Feb 11, 2014 |
| H••••• C••••••••• F••• I•• L• | Hedge Fund | $608,000 | 2 | Apr 8, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C••••• S•••• M••• · General Counsel & Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- G•••• V••••••• •••• · Member Of General Partner Of H••••• Asset Managment, LPcontrolsince 07/2011 · owns less than 5%
- L••••••• J•••••••• R••• · Chief Financial Officercontrolsince 03/2020 · owns less than 5%
- Z•••••••• M••••••• A••• · Member Of General Partner Of H••••• Asset Managment, LPcontrolsince 07/2011 · owns less than 5%
- G•••• V••••••• •••• · Membercontrolsince 12/2013 · owns 50% to 75% of V• G• I• L•• (Direct Owner Of H••••• A•••• M••••••••• L•)
- G•••• V••••••• •••• · Membercontrolsince 12/2013 · owns 50% to 75% of V• G• I•• L••
- G•••• V••••••• •••• · L•••••• Partnercontrolsince 12/2013 · owns 50% to 75% of V• L•••••• P•••••• I• L•
- Z•••••••• M••••••• A••• · L•••••• Partnercontrolsince 12/2013 · owns 25% to 50% of V• L•••••• P•••••• I• L•
- Z•••••••• M••••••• A••• · Membercontrolsince 12/2013 · owns 25% to 50% of V• G• I•• L••
- Z•••••••• M••••••• A••• · Membercontrolsince 12/2013 · owns 25% to 50% of V• G• I• L•• (Direct Owner Of H••••• A•••• M••••••••• L•)
Entity owners
- V• G• I• L•• · General Partner Of H••••• A•••• M••••••••• L•direct · owns less than 5%
- V• L•••••• P•••••• I• L• · L•••••• Partner Of H••••• Asset Management,LPdirect · owns 75% or more
- V• G• I•• L•• · General Partnerindirect · owns F of V• L•••••• P•••••• I• L•
Related persons
Schedule D 7.A
- V• G• I• L••bankpooled vehicle sponsorn
- V• G• I• L••bankpooled vehicle sponsorn
- V• G• V• L••pooled vehicle sponsorn
- V• G• V• L••pooled vehicle sponsorn
- V• G• V•• L••pooled vehicle sponsorn
- V• G• X• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 6 to 4Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.4B to $2.8BMar 20, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.4B to $2.8BMar 20, 2025 to Mar 27, 2026
- RAUM · $2.4B to $2.8BMar 20, 2025 to Mar 27, 2026
- Accounts · 6 to 4Sep 26, 2024 to Mar 20, 2025
- Pooled vehicle clients · 6 to 4Sep 26, 2024 to Mar 20, 2025
- Financial planning clients · unset to Sep 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $2.4B to $2.4BSep 26, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $3.7M to $0Sep 26, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $2.4B to $2.4BSep 26, 2024 to Mar 20, 2025
- RAUM · $2.4B to $2.4BSep 26, 2024 to Mar 20, 2025
- Accounts · 5 to 6Dec 4, 2023 to Mar 27, 2024
- Pooled vehicle clients · 5 to 6Dec 4, 2023 to Mar 27, 2024
- Assets in custody · $1.3B to $0Dec 4, 2023 to Mar 27, 2024
- Private funds · 5 to 6Dec 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.3B to $2.4BDec 4, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $3.8M to $3.7MDec 4, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.3B to $2.4BDec 4, 2023 to Mar 27, 2024
- RAUM · $1.3B to $2.4BDec 4, 2023 to Mar 27, 2024
- Accounts · 6 to 5Apr 24, 2023 to Dec 4, 2023
- Pooled vehicle clients · 6 to 5Apr 24, 2023 to Dec 4, 2023
- Assets in custody · $1.2B to $1.3BApr 24, 2023 to Dec 4, 2023
- Private funds · 6 to 5Apr 24, 2023 to Dec 4, 2023
- Discretionary RAUM · $1.2B to $1.3BApr 24, 2023 to Dec 4, 2023
- Non-discretionary RAUM · $3.9M to $3.8MApr 24, 2023 to Dec 4, 2023
- Pooled vehicle RAUM · $1.2B to $1.3BApr 24, 2023 to Dec 4, 2023
- RAUM · $1.2B to $1.3BApr 24, 2023 to Dec 4, 2023
- Business name · H••••• A•••• M••••••••• L••• to H••••• A•••• M••••••••• L•Mar 30, 2023 to Apr 24, 2023
- Legal name · H••••• A•••• M••••••••• L••• to H••••• A•••• M••••••••• L•Mar 30, 2023 to Apr 24, 2023
- Assets in custody · $1.7B to $1.2BDec 19, 2022 to Mar 30, 2023
- Employees · 5 to 7Dec 19, 2022 to Mar 30, 2023
- Private funds · 7 to 6Dec 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.7B to $1.2BDec 19, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $5.1M to $3.9MDec 19, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.7B to $1.2BDec 19, 2022 to Mar 30, 2023
- RAUM · $1.7B to $1.2BDec 19, 2022 to Mar 30, 2023
- Accounts · 7 to 6Aug 12, 2021 to Mar 31, 2022
- Advisory employees · 5 to 4Aug 12, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 6Aug 12, 2021 to Mar 31, 2022
- Assets in custody · $918M to $1.7BAug 12, 2021 to Mar 31, 2022
Signals
13 dated events
- H••••• A•••• M••••••••• L• reported RAUM $2.4B, up 85% from $1.3B (2023-12-04 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- H••••• A•••• M••••••••• L• reported RAUM $1.2B, down 26% from $1.7B (2022-12-19 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- M••• S••• C•••• (Chief Compliance Officer) appeared on Schedule A of H••••• A•••• M••••••••• L•Dec 19, 2022 · Control person joined · fact
- Ernest James Mckee (Chief Compliance Officer) no longer on Schedule A of H••••• A•••• M••••••••• L• (listed 2022-06-02, absent 2022-12-19)Dec 19, 2022 · Control person left · inference
- H••••• A•••• M••••••••• L• reported RAUM $1.7B, up 45% from $1.2B (2021-08-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- H••••• A•••• M••••••••• L• reported RAUM $1.2B, up 26% from $917.8M (2021-03-29 to 2021-08-10)Aug 10, 2021 · RAUM change · derived
- Matthew Joseph Geoghegan (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of H••••• A•••• M••••••••• L• (listed 2019-10-14, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Ernest James Mckee (Chief Compliance Officer) appeared on Schedule A of H••••• A•••• M••••••••• L•Mar 30, 2020 · Control person joined · fact
- Ross Jonathan Leitner (Chief Financial Officer) appeared on Schedule A of H••••• A•••• M••••••••• L•Mar 30, 2020 · Control person joined · fact
- V•••••• G•••••• D••• (General Counsel) no longer on Schedule A of H••••• A•••• M••••••••• L• (listed 2019-03-29, absent 2019-08-16)Aug 16, 2019 · Control person left · inference
- H••••• A•••• M••••••••• L• reported RAUM $1.2B, up 132% from $513.1M (2018-04-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- H••••• A•••••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 27, 2018 · Succession (Item 4) · fact
- H••••• A•••••••• L••• filed its initial SEC registration (Form ADV)Mar 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••• A•••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/holdco-asset-management/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- H•••••AM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 954-433-6862reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026