DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cedar Wealth Management
Legal name Cedar Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Dec 11, 2015 · 29 filings
SEC status approved since Jan 4, 2016
RAUM
$417M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
64%
$267M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$417M as of Mar 31, 2026
Mar 31, 2017$227M then
HNW client RAUM$259M as of Mar 31, 2026
Mar 10, 2018$154M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 31, 20173 then
Employees (5.A)4 as of Mar 31, 2026
Mar 31, 20174 then
Private funds: no history
RAUM +15% over the last fiscal year+9.9% a year over threeIARs 2 to 3offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.3MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +49%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $149M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$259M97%
- Individuals$7.5M2.8%
- Charitable organizations$1.7M0.6%
- Individual clients
- 15reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 132reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $149M for 20 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.64 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Neil JubailiCertified Financial Planner | La Jolla, Ca | Oct 2, 2013 | 25 y | 1 |
| Vittorio FrattaChartered Financial Analyst | Walnut Creek, Ca | Feb 9, 2016 | 10 y | 0 |
| Laurel Jones | San Francisco, Ca | Oct 6, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- William Eugene Hazel to LPL Financial LLCNov 19, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- William Eugene Hazel from Eubel Brady & SuttmanFeb 9, 2016 · Other
- Neil Jubaili from Deloitte Investment Advisors LLCOct 2, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Neil Jubaili · Managing Member & Chief Compliance Officercontrolsince 01/2014 · owns 75% or more
Related persons
Schedule D 7.A
- Cwm Accountancy Llpinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakewood Ranch, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 113 to 132Oct 16, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Oct 16, 2025 to Mar 31, 2026
- HNW clients · 36 to 49Oct 16, 2025 to Mar 31, 2026
- Individual clients · 7 to 15Oct 16, 2025 to Mar 31, 2026
- Assets in custody · $100M to $149MOct 16, 2025 to Mar 31, 2026
- Employees · 3 to 4Oct 16, 2025 to Mar 31, 2026
- HQ city · WALNUT CREEK to Oct 16, 2025 to Mar 31, 2026
- HQ state · CA to Oct 16, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Oct 16, 2025 to Mar 31, 2026
- Other offices · 1 to 2Oct 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $322M to $371MOct 16, 2025 to Mar 31, 2026
- HNW RAUM · $225M to $259MOct 16, 2025 to Mar 31, 2026
- Individual RAUM · $5.5M to $7.5MOct 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $39.8M to $46.6MOct 16, 2025 to Mar 31, 2026
- RAUM · $361M to $417MOct 16, 2025 to Mar 31, 2026
- Accounts · 212 to 113Dec 12, 2024 to Apr 9, 2025
- Advisory employees · 3 to 2Dec 12, 2024 to Apr 9, 2025
- HNW clients · 62 to 36Dec 12, 2024 to Apr 9, 2025
- Individual clients · 26 to 7Dec 12, 2024 to Apr 9, 2025
- Assets in custody · $181M to $100MDec 12, 2024 to Apr 9, 2025
- Employees · 4 to 3Dec 12, 2024 to Apr 9, 2025
- Financial planning clients · 26-50 to 11-25Dec 12, 2024 to Apr 9, 2025
- State-registered IARs · 3 to 2Dec 12, 2024 to Apr 9, 2025
- Discretionary RAUM · $322M to $322MDec 12, 2024 to Apr 9, 2025
- HNW RAUM · $231M to $225MDec 12, 2024 to Apr 9, 2025
- Individual RAUM · $9.7M to $5.5MDec 12, 2024 to Apr 9, 2025
- Non-discretionary RAUM · $35.9M to $39.8MDec 12, 2024 to Apr 9, 2025
- RAUM · $358M to $361MDec 12, 2024 to Apr 9, 2025
- Other offices · 2 to 1May 5, 2024 to Dec 11, 2024
- Accounts · 101 to 212Mar 23, 2023 to Mar 29, 2024
- HNW clients · 61 to 62Mar 23, 2023 to Mar 29, 2024
- Individual clients · 27 to 26Mar 23, 2023 to Mar 29, 2024
- Assets in custody · $174M to $181MMar 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $283M to $322MMar 23, 2023 to Mar 29, 2024
- HNW RAUM · $203M to $231MMar 23, 2023 to Mar 29, 2024
- Individual RAUM · $9.3M to $9.7MMar 23, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $30.9M to $35.9MMar 23, 2023 to Mar 29, 2024
- RAUM · $314M to $358MMar 23, 2023 to Mar 29, 2024
- Accounts · 219 to 101Oct 19, 2022 to Mar 23, 2023
- HNW clients · 63 to 61Oct 19, 2022 to Mar 23, 2023
Signals
2 dated events
- William Eugene Hazel left Cedar Wealth Management for Lpl Financial Llc (registered 2024-11-18)Nov 19, 2024 · Advisor changed firm · fact
- Cedar Wealth Management filed its initial SEC registration (Form ADV)Dec 11, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-230-2757reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/cedar-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cedarwealthmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (415) 230-2757reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- cedarwealthmgmt.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- cedarwealthmgmt.com/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026