DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• H••• M•••• L•
Latest filing Aug 21, 2026
First filing on the tape Jun 22, 2015 · 23 filings
SEC status approved since Jul 1, 2015
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
59
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.1B as of Aug 21, 2026
Mar 29, 2016$232M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Mar 29, 20160 then
Employees (5.A)59 as of Aug 21, 2026
Mar 29, 201624 then
Private funds5 as of Aug 21, 2026
Mar 29, 20164 then
RAUM +19% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $158MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• H••• M•••• R•••••• F••• I•• L• | Private Equity Fund | $420M | 173 | Mar 30, 2020 |
| R•••• H••• M•••• R•••••• F••• I• L• | Private Equity Fund | $309M | 47 | Mar 28, 2017 |
| R•••• H••• M•••• R•••••• F••• I•• P••• L• | Private Equity Fund | $119M | 23 | Mar 31, 2022 |
| R•••• H••• M•••• C••••• C••••••• L• | Private Equity Fund | $50.8M | 10 | Mar 23, 2018 |
| R•••• H••• M•••• R•••••• F••• L• | Private Equity Fund | $4.3M | 51 | Mar 15, 2013 |
| R•••• H••• M•••• R•••••• E•••••••• F••• B• L• | Private Equity Fund | $460,741 | 5 | Mar 15, 2013 |
| R•••• H••• M•••• R•••••• E•••••••• F••• A• L• | Private Equity Fund | $228,877 | 7 | Mar 15, 2013 |
| R•••• H••• M•••• M••••• C•••••••• L• | Private Equity Fund | $109,956 | 3 | Mar 24, 2014 |
Owners and control persons
Schedule A and B, latest filing
- C••••• S••••••• C•••• · Chief Operating Officercontrolsince 08/2020 · owns less than 5%
- F•••••• S••••••• K• · Chief Compliance Officer, Chief Financial Officer, Funds And Financial Operationscontrolsince 07/2019 · owns less than 5%
- G••••• J•••••• C••• · Chief E•••••••• Officer, Limited Partnercontrolsince 11/2011 · owns less than 5%
- S••••••••• A••••• · Chief Financial Officer, Finance And Investmentscontrolsince 04/2020 · owns less than 5%
- G••••• J•••••• C••• · Managing Membercontrolsince 11/2010 · owns F of R•••• H••• M•••• L••
Entity owners
- R•••• H••• M•••• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•••• H••• M•••• R•••••• F••• I• G• L•pooled vehicle sponsorn
- R•••• H••• M•••• R•••••• F••• I•• G• L•pooled vehicle sponsorn
- R•••• H••• M•••• R•••••• F••• I•• P••• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 7Mar 31, 2026 to Aug 21, 2026
- Pooled vehicle clients · 5 to 7Mar 31, 2026 to Aug 21, 2026
- Discretionary RAUM · $1.0B to $1.1BMar 31, 2026 to Aug 21, 2026
- Pooled vehicle RAUM · $1.0B to $1.1BMar 31, 2026 to Aug 21, 2026
- RAUM · $1.0B to $1.1BMar 31, 2026 to Aug 21, 2026
- Advisory employees · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $935M to $1.0BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $935M to $1.0BMar 31, 2025 to Mar 31, 2026
- RAUM · $935M to $1.0BMar 31, 2025 to Mar 31, 2026
- Accounts · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 7 to 9Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Employees · 53 to 59Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Other offices · 0 to 1Mar 28, 2024 to Mar 31, 2025
- Private funds · 4 to 5Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $977M to $935MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $977M to $935MMar 28, 2024 to Mar 31, 2025
- RAUM · $977M to $935MMar 28, 2024 to Mar 31, 2025
- Accounts · 9 to 4Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 4Mar 30, 2023 to Mar 28, 2024
- Employees · 70 to 53Mar 30, 2023 to Mar 28, 2024
- Other offices · 1 to 0Mar 30, 2023 to Mar 28, 2024
- Private funds · 8 to 4Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.4B to $977MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $977MMar 30, 2023 to Mar 28, 2024
- RAUM · $1.4B to $977MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 9 to 7Aug 9, 2022 to Mar 30, 2023
- Employees · 66 to 70Aug 9, 2022 to Mar 30, 2023
- Other offices · 3 to 1Aug 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.4BAug 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.4BAug 9, 2022 to Mar 30, 2023
- RAUM · $1.3B to $1.4BAug 9, 2022 to Mar 30, 2023
- HQ city · NEW YORK to NASHVILLEMar 31, 2022 to Aug 9, 2022
- HQ state · NY to TNMar 31, 2022 to Aug 9, 2022
- Other offices · 4 to 3Mar 31, 2022 to Aug 9, 2022
- Accounts · 8 to 9May 10, 2021 to Mar 31, 2022
- Advisory employees · 11 to 9May 10, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 9May 10, 2021 to Mar 31, 2022
- Employees · 55 to 66May 10, 2021 to Mar 31, 2022
Signals
11 dated events
- R•••• H••• M•••• L• reported RAUM $976.8M, down 31% from $1.4B (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- R•••• H••• M•••• L• reported RAUM $1.3B, up 25% from $1.0B (2021-05-10 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Joseph Neil Gillis (President) no longer on Schedule A of R•••• H••• M•••• L• (listed 2021-05-10, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Colin Stephen Clark (Chief Operating Officer) appeared on Schedule A of R•••• H••• M•••• L•Mar 31, 2021 · Control person joined · fact
- R•••• H••• M•••• L• reported RAUM $1.0B, up 40% from $721.1M (2020-07-08 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Gregory Richard Rowe (Vice Chairman) no longer on Schedule A of R•••• H••• M•••• L• (listed 2020-07-08, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Amanda Siconolfi (Chief Financial Officer, Finance And Investments) appeared on Schedule A of R•••• H••• M•••• L•Jul 8, 2020 · Control person joined · fact
- Jennifer Scher (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of R•••• H••• M•••• L• (listed 2019-05-13, absent 2019-08-15)Aug 15, 2019 · Control person left · inference
- K Shannon Farley (Controller And Chief Compliance Officer) appeared on Schedule A of R•••• H••• M•••• L•Aug 15, 2019 · Control person joined · fact
- R•••• H••• M•••• L• reported RAUM $560.0M, up 52% from $369.3M (2017-06-26 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
- R•••• H••• M•••• L• filed its initial SEC registration (Form ADV)Jun 22, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••• H••• M•••• L• · Independent Sponsorsshared crd · capital_provider
- R•••• H••• M•••• L• · Private Equityshared crd · organization
- R•••• H••• M•••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R••••-H•••-M••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- zyncmusic.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 615-695-7705reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026