DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••••••••
Legal name B••••••••• I••••••••• L•
Latest filing Jul 29, 2026
First filing on the tape May 15, 2013 · 21 filings
SEC status approved since May 24, 2013
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$4.5B as of Jul 29, 2026
Mar 18, 2014$353M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 18, 20140 then
Employees (5.A)10 as of Jul 29, 2026
Mar 18, 20147 then
Private funds4 as of Jul 29, 2026
Mar 18, 20141 then
RAUM -22% over the last fiscal year-6.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $636MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••••••• M••••• F••• L• | Hedge Fund | $4.6B | 76 | Mar 8, 2018 |
| B••••••••• M••••• F••• L• | Hedge Fund | $1.3B | 114 | May 15, 2013 |
| B••••••••• D••••••••• F••• L•no longer reported | Hedge Fund | $202M | 17 | Mar 8, 2022 |
| W••••••••• F••• L•no longer reported | Hedge Fund | $11.2M | 4 | Mar 30, 2015 |
| B••••••••• R••••••• F••• L• | Hedge Fund | $0 | 0 | Aug 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H•••• T••••••• M••• · President; Limited Partnercontrolsince 02/2013 · owns 50% to 75%
- L•••••• E•••••• J••• · Chief Financial Officer And Chief Compliance Officercontrolsince 02/2013 · owns less than 5%
- M•••••• E•••••• M•••••• · Partner; Limited Partnercontrolsince 02/2013 · owns 10% to 25%
- H•••• T••••••• M••• · Sole Membercontrolsince 01/2013 · owns 75% or more of B••••••••• G•• L••
- D••••• L••••• J••• · Partner; Limited Partnersince 01/2018 · owns 5% to 10%
- G••••• A••••••••• S••• · Partner; Limited Partnersince 01/2021 · owns 5% to 10%
- R•••••• A••••••••• R••••• · Partner; Limited Partnersince 03/2013 · owns 5% to 10%
- Z••• J••• N•• · Partner; Limited Partnersince 01/2017 · owns 5% to 10%
Entity owners
- B••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B••••••••• F••• G• L••bankpooled vehicle sponsorn
- B••••••••• R••••••• F••• G•bankpooled vehicle sponsorn
- W••••••••• F••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 2 to 4Mar 30, 2026 to Jul 29, 2026
- Accounts · 8 to 7Mar 11, 2025 to Mar 30, 2026
- Advisory employees · 13 to 10Mar 11, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 2Mar 11, 2025 to Mar 30, 2026
- Employees · 13 to 10Mar 11, 2025 to Mar 30, 2026
- Private funds · 3 to 2Mar 11, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.7B to $4.5BMar 11, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $5.7B to $4.5BMar 11, 2025 to Mar 30, 2026
- RAUM · $5.7B to $4.5BMar 11, 2025 to Mar 30, 2026
- Accounts · 7 to 8Aug 15, 2024 to Mar 11, 2025
- Pooled vehicle clients · 2 to 3Aug 15, 2024 to Mar 11, 2025
- Financial planning clients · unset to Aug 15, 2024 to Mar 11, 2025
- Discretionary RAUM · $5.9B to $5.7BAug 15, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $5.9B to $5.7BAug 15, 2024 to Mar 11, 2025
- RAUM · $5.9B to $5.7BAug 15, 2024 to Mar 11, 2025
- Private funds · 2 to 3Mar 4, 2024 to Aug 15, 2024
- Accounts · 8 to 7Feb 27, 2023 to Mar 4, 2024
- Advisory employees · 11 to 13Feb 27, 2023 to Mar 4, 2024
- Pooled vehicle clients · 3 to 2Feb 27, 2023 to Mar 4, 2024
- Employees · 11 to 13Feb 27, 2023 to Mar 4, 2024
- Private funds · 3 to 2Feb 27, 2023 to Mar 4, 2024
- Discretionary RAUM · $5.4B to $5.9BFeb 27, 2023 to Mar 4, 2024
- Pooled vehicle RAUM · $5.4B to $5.9BFeb 27, 2023 to Mar 4, 2024
- RAUM · $5.4B to $5.9BFeb 27, 2023 to Mar 4, 2024
- Advisory employees · 10 to 11Mar 8, 2022 to Feb 27, 2023
- Employees · 10 to 11Mar 8, 2022 to Feb 27, 2023
- Discretionary RAUM · $6.7B to $5.4BMar 8, 2022 to Feb 27, 2023
- Pooled vehicle RAUM · $6.7B to $5.4BMar 8, 2022 to Feb 27, 2023
- RAUM · $6.7B to $5.4BMar 8, 2022 to Feb 27, 2023
- Accounts · 7 to 8Aug 3, 2021 to Mar 8, 2022
- Advisory employees · 9 to 10Aug 3, 2021 to Mar 8, 2022
- Pooled vehicle clients · 2 to 3Aug 3, 2021 to Mar 8, 2022
- Employees · 9 to 10Aug 3, 2021 to Mar 8, 2022
- Private funds · 2 to 3Aug 3, 2021 to Mar 8, 2022
- Discretionary RAUM · $5.3B to $6.7BAug 3, 2021 to Mar 8, 2022
- Pooled vehicle RAUM · $5.3B to $6.7BAug 3, 2021 to Mar 8, 2022
- RAUM · $5.3B to $6.7BAug 3, 2021 to Mar 8, 2022
- Discretionary RAUM · $3.3B to $5.3BFeb 26, 2020 to Mar 2, 2021
- Pooled vehicle RAUM · $3.3B to $5.3BFeb 26, 2020 to Mar 2, 2021
- RAUM · $3.3B to $5.3BFeb 26, 2020 to Mar 2, 2021
Signals
6 dated events
- Bluespruce reported RAUM $6.7B, up 26% from $5.3B (2021-08-03 to 2022-03-08)Mar 8, 2022 · RAUM change · derived
- Bluespruce reported RAUM $5.3B, up 62% from $3.3B (2020-02-26 to 2021-03-02)Mar 2, 2021 · RAUM change · derived
- Bluespruce reported RAUM $3.3B, up 77% from $1.9B (2019-03-26 to 2020-02-26)Feb 26, 2020 · RAUM change · derived
- Bluespruce reported RAUM $1.9B, up 165% from $703.3M (2018-03-08 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Bluespruce reported RAUM $703.3M, up 37% from $515.0M (2017-03-28 to 2018-03-08)Mar 8, 2018 · RAUM change · derived
- Bluespruce filed its initial SEC registration (Form ADV)May 15, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bluespruce-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-533-3800reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026