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Former SEC-registered adviser

B•••• I••••••••• P••••••• L••

Former SEC-registered adviserFort Lee, New JerseyCRD 167349SEC 801-77829IAPD
Latest filing Sep 23, 2016
First filing on the tape Mar 22, 2013 · 7 filings
RAUM
$18.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$18.7M as of Sep 23, 2016
Sep 27, 2013$2.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 23, 2016
Sep 27, 20130 then
Employees (5.A)3 as of Sep 23, 2016
Sep 27, 20133 then
Private funds: no history
RAUM -0.5% over the last fiscal year+88% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 23, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$18.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-0.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• A•••••• J•• · Cco, Cio & Managing Membercontrol
        since 03/2013 · owns 75% or more
      • L•••• T•••••• R•••••• · Member And Managing Director
        since 05/2013 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • ,
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $18.8M to $18.7M
        Sep 24, 2015 to Sep 23, 2016
      • RAUM · $18.8M to $18.7M
        Sep 24, 2015 to Sep 23, 2016
      • Discretionary RAUM · $12.8M to $18.8M
        Sep 18, 2014 to Sep 24, 2015
      • RAUM · $12.8M to $18.8M
        Sep 18, 2014 to Sep 24, 2015
      • Discretionary RAUM · $2.8M to $12.8M
        Jul 29, 2014 to Sep 18, 2014
      • RAUM · $2.8M to $12.8M
        Jul 29, 2014 to Sep 18, 2014
      • Accounts · 0 to 1
        Jun 7, 2013 to Sep 27, 2013
      • Discretionary RAUM · $0 to $2.8M
        Jun 7, 2013 to Sep 27, 2013
      • RAUM · $0 to $2.8M
        Jun 7, 2013 to Sep 27, 2013
      • Advisory employees · 1 to 3
        Mar 22, 2013 to Jun 7, 2013
      • Employees · 1 to 3
        Mar 22, 2013 to Jun 7, 2013
      • HQ city · unset to FORT LEE
        Mar 22, 2013 to Jun 7, 2013
      • HQ state · unset to NJ
        Mar 22, 2013 to Jun 7, 2013
      Signals
      1 dated events
      • B•••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 22, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026