DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••••• C••••••• L••

Asset manager (funds and pooled vehicles)Burlingame, CaliforniaCRD 167390SEC 801-112784IAPD
Latest filing Mar 25, 2026
First filing on the tape Mar 7, 2018 · 11 filings
SEC status approved since Apr 6, 2018
RAUM
$688M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$688M as of Mar 25, 2026
Mar 25, 2019$287M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 25, 20190 then
Employees (5.A)6 as of Mar 25, 2026
Mar 25, 20194 then
Private funds1 as of Mar 25, 2026
Mar 25, 20191 then
RAUM -0.6% over the last fiscal year+7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$688MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$688M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••••• C•••••• F•••• L•Hedge Fund$662M56Mar 7, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• I•• C••••••• J• · Managercontrol
        since 03/2012 · owns 75% or more
      • P•••••• A••• · Chief Compliance Officer, Director Of Operationscontrol
        since 02/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • K••••• C•••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 5
        Mar 27, 2025 to Mar 25, 2026
      • Employees · 5 to 6
        Mar 27, 2025 to Mar 25, 2026
      • Discretionary RAUM · $692M to $688M
        Mar 27, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $692M to $688M
        Mar 27, 2025 to Mar 25, 2026
      • RAUM · $692M to $688M
        Mar 27, 2025 to Mar 25, 2026
      • Financial planning clients · unset to
        Mar 18, 2024 to Mar 27, 2025
      • Discretionary RAUM · $662M to $692M
        Mar 18, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $662M to $692M
        Mar 18, 2024 to Mar 27, 2025
      • RAUM · $662M to $692M
        Mar 18, 2024 to Mar 27, 2025
      • Discretionary RAUM · $550M to $662M
        Mar 27, 2023 to Mar 18, 2024
      • Pooled vehicle RAUM · $550M to $662M
        Mar 27, 2023 to Mar 18, 2024
      • RAUM · $550M to $662M
        Mar 27, 2023 to Mar 18, 2024
      • Discretionary RAUM · $797M to $550M
        Mar 22, 2022 to Mar 27, 2023
      • Pooled vehicle RAUM · $797M to $550M
        Mar 22, 2022 to Mar 27, 2023
      • RAUM · $797M to $550M
        Mar 22, 2022 to Mar 27, 2023
      • Employees · 4 to 5
        Mar 29, 2021 to Mar 22, 2022
      • Discretionary RAUM · $778M to $797M
        Mar 29, 2021 to Mar 22, 2022
      • Pooled vehicle RAUM · $778M to $797M
        Mar 29, 2021 to Mar 22, 2022
      • RAUM · $778M to $797M
        Mar 29, 2021 to Mar 22, 2022
      • Discretionary RAUM · $475M to $778M
        Mar 28, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $475M to $778M
        Mar 28, 2020 to Mar 29, 2021
      • RAUM · $475M to $778M
        Mar 28, 2020 to Mar 29, 2021
      • Discretionary RAUM · $308M to $475M
        Apr 30, 2019 to Mar 28, 2020
      • Pooled vehicle RAUM · $308M to $475M
        Apr 30, 2019 to Mar 28, 2020
      • RAUM · $308M to $475M
        Apr 30, 2019 to Mar 28, 2020
      • Discretionary RAUM · $287M to $308M
        Mar 25, 2019 to Apr 30, 2019
      • Pooled vehicle RAUM · $287M to $308M
        Mar 25, 2019 to Apr 30, 2019
      • RAUM · $287M to $308M
        Mar 25, 2019 to Apr 30, 2019
      • Discretionary RAUM · $194M to $287M
        May 30, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $194M to $287M
        May 30, 2018 to Mar 25, 2019
      • RAUM · $194M to $287M
        May 30, 2018 to Mar 25, 2019
      Signals
      4 dated events
      • K••••• C••••••• L•• reported RAUM $550.2M, down 31% from $796.6M (2022-03-22 to 2023-03-27)
        Mar 27, 2023 · RAUM change · derived
      • K••••• C••••••• L•• reported RAUM $777.9M, up 64% from $474.8M (2020-03-28 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • K••••• C••••••• L•• reported RAUM $474.8M, up 54% from $308.2M (2019-04-30 to 2020-03-28)
        Mar 28, 2020 · RAUM change · derived
      • K••••• C••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 7, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      650-344-3334reportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026