DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A•••• A•••• M••••••••• U• L••••••
Latest filing Jul 28, 2026
First filing on the tape Feb 2, 2021 · 14 filings
SEC status approved since Mar 5, 2021
RAUM
$426M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$426M as of Jul 28, 2026
Jul 28, 2021$155M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Jul 28, 20210 then
Employees (5.A)19 as of Jul 28, 2026
Jul 28, 202113 then
Private funds1 as of Jul 28, 2026
Jul 28, 20213 then
RAUM +361% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +266%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$365M86%
- Corporations and businesses$60.6M14%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• S••••••••• C••••• I••••••••• L•••••• | Hedge Fund | $181M | 26 | Jul 29, 2016 |
| A•••• C••••••••• R••••• I••••••••• 2••• L•••••• | Hedge Fund | $14.0M | 1 | Jul 28, 2020 |
| A•••• S•••••• S••••••••• C••••• F••• L••••••no longer reported | Hedge Fund | $6.0M | 1 | Mar 26, 2013 |
| T•••••••• L••no longer reported | Hedge Fund | $1.6M | 1 | Jul 28, 2020 |
| 2• L••no longer reported | Hedge Fund | $474,932 | 4 | Mar 26, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A••••• C••••••••• •••• · Directorcontrolsince 05/2016 · owns less than 5%
- G••••• S••••• · Directorcontrolsince 12/2018 · owns less than 5%
- H•••••••• M•••••• · Chief Compliance Officer, Chief Legal Officercontrolsince 07/2023 · owns less than 5%
- H•••••• M••••••• G••••• · Director/Coo/Cro/Cfocontrolsince 04/2015 · owns less than 5%
- M•••••• A•••• · Director/Ceocontrolsince 03/2013 · owns less than 5%
- M•••••• A•••• · Ceocontrolsince 08/2012 · owns 75% or more of A•••• C•••••• I••••••••• L••••••
Entity owners
- A•••• C•••••• I••••••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 8Jul 29, 2025 to Jul 28, 2026
- Corporate clients · 6 to 4Jul 29, 2025 to Jul 28, 2026
- Pooled vehicle clients · 4 to 6Jul 29, 2025 to Jul 28, 2026
- Employees · 21 to 19Jul 29, 2025 to Jul 28, 2026
- Discretionary RAUM · $391M to $426MJul 29, 2025 to Jul 28, 2026
- Pooled vehicle RAUM · $337M to $365MJul 29, 2025 to Jul 28, 2026
- RAUM · $391M to $426MJul 29, 2025 to Jul 28, 2026
- Accounts · 9 to 10May 1, 2025 to Jul 29, 2025
- Advisory employees · 12 to 11May 1, 2025 to Jul 29, 2025
- Pooled vehicle clients · 3 to 4May 1, 2025 to Jul 29, 2025
- Financial planning clients · unset to May 1, 2025 to Jul 29, 2025
- Discretionary RAUM · $338M to $391MMay 1, 2025 to Jul 29, 2025
- Pooled vehicle RAUM · $258M to $337MMay 1, 2025 to Jul 29, 2025
- RAUM · $338M to $391MMay 1, 2025 to Jul 29, 2025
- HQ state · unset to Jul 25, 2024 to May 1, 2025
- Accounts · 4 to 9Aug 3, 2023 to Jul 25, 2024
- Advisory activities · 1 to 2Aug 3, 2023 to Jul 25, 2024
- Corporate clients · 2 to 6Aug 3, 2023 to Jul 25, 2024
- Pooled vehicle clients · 2 to 3Aug 3, 2023 to Jul 25, 2024
- Assets in custody · 83774790.0 to unsetAug 3, 2023 to Jul 25, 2024
- Custody of client assets · true to falseAug 3, 2023 to Jul 25, 2024
- Employees · 19 to 21Aug 3, 2023 to Jul 25, 2024
- Organization form · Corporation to Other (specify)Aug 3, 2023 to Jul 25, 2024
- Private funds · 2 to 1Aug 3, 2023 to Jul 25, 2024
- Discretionary RAUM · $92.4M to $338MAug 3, 2023 to Jul 25, 2024
- Pooled vehicle RAUM · $87.7M to $258MAug 3, 2023 to Jul 25, 2024
- RAUM · $92.4M to $338MAug 3, 2023 to Jul 25, 2024
- Advisory employees · 13 to 12Apr 24, 2023 to Aug 3, 2023
- Employees · 27 to 19Apr 24, 2023 to Aug 3, 2023
- Discretionary RAUM · $90.7M to $92.4MApr 24, 2023 to Aug 3, 2023
- Pooled vehicle RAUM · $83.8M to $87.7MApr 24, 2023 to Aug 3, 2023
- RAUM · $90.7M to $92.4MApr 24, 2023 to Aug 3, 2023
- Advisory employees · 12 to 13Apr 24, 2023 to Apr 24, 2023
- Corporate clients · 1 to 2Apr 24, 2023 to Apr 24, 2023
- Pooled vehicle clients · 3 to 2Apr 24, 2023 to Apr 24, 2023
- Assets in custody · $173M to $83.8MApr 24, 2023 to Apr 24, 2023
- Employees · 17 to 27Apr 24, 2023 to Apr 24, 2023
- Private funds · 3 to 2Apr 24, 2023 to Apr 24, 2023
- Discretionary RAUM · $173M to $90.7MApr 24, 2023 to Apr 24, 2023
- Pooled vehicle RAUM · $173M to $83.8MApr 24, 2023 to Apr 24, 2023
Signals
4 dated events
- A•••• A•••• M••••••••• U• L•••••• reported RAUM $338.0M, up 266% from $92.4M (2023-08-03 to 2024-07-25)Jul 25, 2024 · RAUM change · derived
- M•••••• H••••••• (Chief Compliance Officer, Chief Legal Officer) appeared on Schedule A of A•••• A•••• M••••••••• U• L••••••Jul 25, 2024 · Control person joined · fact
- Francis Mark Murray (Chief Legal Officer, Chief Compliance Officer) no longer on Schedule A of A•••• A•••• M••••••••• U• L•••••• (listed 2023-08-03, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- A•••• A•••• M••••••••• U• L•••••• filed its initial SEC registration (Form ADV)Feb 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••-AMCO.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +44 (0)20 3189 9700reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026