DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G•••• T••• C••••••
Legal name G•••• T••• C••••••• L••
Latest filing Mar 14, 2024
First filing on the tape Feb 13, 2015 · 18 filings
SEC status approved since Feb 23, 2015
RAUM
$360M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$83.0M gross assets
History
18 filings and snapshots on the tape
RAUM$360M as of Mar 14, 2024
Mar 3, 2016$335M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 14, 2024
Mar 3, 20160 then
Employees (5.A)8 as of Mar 14, 2024
Mar 3, 20166 then
Private funds1 as of Mar 14, 2024
Mar 3, 20162 then
RAUM -13% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 14, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $60.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$360M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• T••• M••••• F•••• L• | Hedge Fund | $83.0M | 6 | Feb 13, 2015 |
| W•••••• C•••••• S••••• F••• L••• S••••• L• 1•no longer reported | Hedge Fund | $65.6M | 1 | Apr 15, 2013 |
| G•••• T••• P•••••••• L•no longer reported | Hedge Fund | $5.2M | 4 | Mar 24, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D•••• M••••••• J•••• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officercontrolsince 08/2018 · owns less than 5%
- K••• D••••• Y•••••••• · Portfolio Manager, Managing Membercontrolsince 02/2013 · owns less than 5%
- K••• D••••• Y•••••••• · Managing Partner; Ownercontrolsince 02/2013 · owns 75% or more of G•••• T••• C•••••• M••••••••• L•
Entity owners
- G•••• T••• C•••••• M••••••••• L• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- P••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Jupiter, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 6Feb 24, 2023 to Mar 14, 2024
- Advisory employees · 3 to 5Feb 24, 2023 to Mar 14, 2024
- Pooled vehicle clients · 8 to 6Feb 24, 2023 to Mar 14, 2024
- Employees · 6 to 8Feb 24, 2023 to Mar 14, 2024
- Discretionary RAUM · $415M to $360MFeb 24, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $415M to $360MFeb 24, 2023 to Mar 14, 2024
- RAUM · $415M to $360MFeb 24, 2023 to Mar 14, 2024
- Accounts · 9 to 8Feb 17, 2022 to Feb 24, 2023
- Advisory employees · 4 to 3Feb 17, 2022 to Feb 24, 2023
- Pooled vehicle clients · 9 to 8Feb 17, 2022 to Feb 24, 2023
- Employees · 7 to 6Feb 17, 2022 to Feb 24, 2023
- Discretionary RAUM · $576M to $415MFeb 17, 2022 to Feb 24, 2023
- Pooled vehicle RAUM · $576M to $415MFeb 17, 2022 to Feb 24, 2023
- RAUM · $576M to $415MFeb 17, 2022 to Feb 24, 2023
- Accounts · 8 to 9Jun 18, 2021 to Feb 17, 2022
- Advisory employees · 5 to 4Jun 18, 2021 to Feb 17, 2022
- Pooled vehicle clients · 8 to 9Jun 18, 2021 to Feb 17, 2022
- Employees · 8 to 7Jun 18, 2021 to Feb 17, 2022
- Other offices · 0 to 1Jun 18, 2021 to Feb 17, 2022
- Discretionary RAUM · $735M to $576MJun 18, 2021 to Feb 17, 2022
- Pooled vehicle RAUM · $735M to $576MJun 18, 2021 to Feb 17, 2022
- RAUM · $735M to $576MJun 18, 2021 to Feb 17, 2022
- Advisory employees · 4 to 5Mar 24, 2020 to Mar 19, 2021
- Discretionary RAUM · $725M to $735MMar 24, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $725M to $735MMar 24, 2020 to Mar 19, 2021
- RAUM · $725M to $735MMar 24, 2020 to Mar 19, 2021
- Advisory employees · 5 to 4Apr 30, 2019 to Mar 24, 2020
- Other offices · 1 to 0Apr 30, 2019 to Mar 24, 2020
- Discretionary RAUM · $538M to $725MApr 30, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $538M to $725MApr 30, 2019 to Mar 24, 2020
- RAUM · $538M to $725MApr 30, 2019 to Mar 24, 2020
- Accounts · 6 to 8Mar 19, 2019 to Apr 30, 2019
- Pooled vehicle clients · 6 to 8Mar 19, 2019 to Apr 30, 2019
- Discretionary RAUM · $433M to $538MMar 19, 2019 to Apr 30, 2019
- Pooled vehicle RAUM · $433M to $538MMar 19, 2019 to Apr 30, 2019
- RAUM · $433M to $538MMar 19, 2019 to Apr 30, 2019
- Accounts · 7 to 6Nov 14, 2018 to Mar 18, 2019
- Advisory activities · 2 to 1Nov 14, 2018 to Mar 18, 2019
- Assets in custody · 358217000.0 to unsetNov 14, 2018 to Mar 18, 2019
- Employees · 7 to 8Nov 14, 2018 to Mar 18, 2019
Signals
4 dated events
- G•••• T••• C•••••• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $360.0M)Feb 3, 2025 · Left the SEC roster · derived
- G•••• T••• C•••••• reported RAUM $414.9M, down 28% from $576.4M (2022-02-17 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- G•••• T••• C•••••• reported RAUM $725.1M, up 35% from $537.7M (2019-04-30 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- G•••• T••• C•••••• filed its initial SEC registration (Form ADV)Feb 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026