DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• C••••••
Legal name P••• C•••••• M••••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape May 31, 2023 · 7 filings
SEC status approved since Jun 30, 2023
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$294M as of Mar 30, 2026
Mar 26, 2024$195M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 26, 20243 then
Employees (5.A)9 as of Mar 30, 2026
Mar 26, 20249 then
Private funds15 as of Mar 30, 2026
Mar 26, 202413 then
RAUM +33% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $98.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $294M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$294M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $294M for 15 clientsreported
- Compensation
- % of AUM, performance, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• C••••••••• A••••• F••• I•• L••• | Venture Capital Fund | $104M | 86 | Mar 30, 2023 |
| P••• C••••••••• A••••• F•••• L• | Venture Capital Fund | $68.2M | 68 | Mar 29, 2020 |
| P••• C••••••••• A••••• 1•• L• | Venture Capital Fund | $5.4M | 19 | Mar 30, 2022 |
| P••• C••••••••• A••••• I••• L• | Venture Capital Fund | $4.2M | 6 | Mar 26, 2024 |
| B•• L••• C••••••• L••no longer reported | Venture Capital Fund | $3.1M | 4 | Mar 31, 2019 |
| P••• C•••••• B•••• L••no longer reported | Venture Capital Fund | $2.9M | 1 | Mar 31, 2019 |
| 3••••••• L••no longer reported | Venture Capital Fund | $2.5M | 1 | Mar 30, 2022 |
| P••• C••••••••• A••••• 1•• L• | Venture Capital Fund | $2.4M | 8 | Mar 30, 2022 |
| M••••••••• V•••• L•• | Venture Capital Fund | $2.2M | 9 | Mar 31, 2019 |
| P••• C••••••••• A••••• 1•• L• | Venture Capital Fund | $1.7M | 30 | Mar 30, 2022 |
| P••• C••••••••• A••••• 1•• L• | Venture Capital Fund | $1.6M | 16 | Mar 30, 2022 |
| C•••• C••••••••• L•• | Venture Capital Fund | $1.4M | 18 | Mar 30, 2023 |
| P••• C•••••• G••••• L••no longer reported | Venture Capital Fund | $1.3M | 1 | Mar 31, 2019 |
| P••• C••••••••• A••••• 1•• L• | Venture Capital Fund | $1.2M | 12 | Mar 30, 2022 |
| P••• C••••••• L•• | Venture Capital Fund | $952,658 | 34 | Jun 17, 2013 |
| P••• C••••••••• O••••••••• I• L• | Venture Capital Fund | $765,205 | 1 | Mar 30, 2022 |
| P••• C••••••••• A••••• 1•• L••• | Venture Capital Fund | $751,251 | 6 | Mar 30, 2023 |
| V••• G••• V••••••• L••no longer reported | Venture Capital Fund | $597,819 | 4 | Mar 30, 2021 |
| P••• C•••••• A••••• L••no longer reported | Venture Capital Fund | $412,821 | 1 | Mar 31, 2019 |
| B•• L••• C•••••• I• L••no longer reported | Venture Capital Fund | $254,113 | 3 | Mar 30, 2021 |
| R••••••••• O••••••••• I•• L•no longer reported | Venture Capital Fund | $22,568 | 17 | Mar 30, 2022 |
| R••••••••• O••••••••• I• L•no longer reported | Venture Capital Fund | $9,306 | 5 | Mar 30, 2022 |
| P• T••• I••••••••• L••no longer reported | Venture Capital Fund | $2,905 | 9 | Mar 31, 2019 |
| P••• C•••••• D••••• L••no longer reported | Venture Capital Fund | $25 | 1 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• M•••••••• E•••••••• · Operating Partner, Head Of Corporate Development & General Counselcontrolsince 06/2024 · owns less than 5%
- G•••••• A•••••• J••• · General Partnercontrolsince 06/2021 · owns less than 5%
- L••••••• A•••• D•••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- P•••••••• T•••••• N•• · Head Of Financecontrolsince 06/2022 · owns less than 5%
- L••••••• A•••• D•••••• · Partnercontrolsince 09/2018 · owns 50% to 75% of P••• V•••••••• L••
Entity owners
- P••• V•••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- P••• C•••••• E••••• P•••••••• L•••••pooled vehicle sponsory
- P••• C••••••••• P••••••• I• L••pooled vehicle sponsory
- P••• C••••••••• P••••••• L••pooled vehicle sponsory
- P••• V•••••• P•••••••• L••broker-dealern
- P••• V••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 15Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 13 to 15Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $221M to $294MMar 28, 2025 to Mar 30, 2026
- Private funds · 13 to 15Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $221M to $294MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $221M to $294MMar 28, 2025 to Mar 30, 2026
- RAUM · $221M to $294MMar 28, 2025 to Mar 30, 2026
- Advisory employees · 4 to 5Jul 2, 2024 to Mar 28, 2025
- Assets in custody · $195M to $221MJul 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $195M to $221MJul 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $195M to $221MJul 2, 2024 to Mar 28, 2025
- RAUM · $195M to $221MJul 2, 2024 to Mar 28, 2025
- Accounts · 12 to 13May 31, 2023 to Mar 26, 2024
- Advisory employees · 5 to 4May 31, 2023 to Mar 26, 2024
- BD registered reps · 4 to 3May 31, 2023 to Mar 26, 2024
- Pooled vehicle clients · 12 to 13May 31, 2023 to Mar 26, 2024
- Assets in custody · $183M to $195MMay 31, 2023 to Mar 26, 2024
- Employees · 11 to 9May 31, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 3May 31, 2023 to Mar 26, 2024
- Private funds · 24 to 13May 31, 2023 to Mar 26, 2024
- Discretionary RAUM · $183M to $195MMay 31, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $183M to $195MMay 31, 2023 to Mar 26, 2024
- RAUM · $183M to $195MMay 31, 2023 to Mar 26, 2024
Signals
4 dated events
- J••• A••••• G••••• (General Partner) appeared on Schedule A of P••• C••••••Jun 12, 2024 · Control person joined · fact
- T••••• P••••••• (Head Of Finance) appeared on Schedule A of P••• C••••••Jun 12, 2024 · Control person joined · fact
- E•••••••• M••••••• D••••• (Operating Partner, Head Of Corporate Development & General Counsel) appeared on Schedule A of P••• C••••••Jun 12, 2024 · Control person joined · fact
- P••• C•••••• filed its initial SEC registration (Form ADV)May 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/P•••-CAPITALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P•••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-577-6700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026