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O•• C••••••

Asset manager (funds and pooled vehicles)SEC-registered· Rocky Mount, North Carolina

Asset manager (funds and pooled vehicles), based in Rocky Mount, North Carolina, reporting $169M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$169M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+44%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 167619 · SEC 801-80213 · 21 filingsShow
CRD 167619SEC 801-80213Legal name O•• C•••••• L••First filing on the tape Aug 11, 2014, latest May 26, 2026SEC status approved since Sep 12, 2014IAPD
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$169M as of May 26, 2026
May 26, 2015$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 26, 2026
May 26, 20150 then
Employees (5.A)2 as of May 26, 2026
May 26, 20154 then
Private funds: no history
RAUM +44% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$33.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for investment companies, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$169M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• K••••••••• M••••• · Managing Member, Chief Compliance Officercontrol
        since 07/2014 · owns 50% to 75%
      • M•••••• P••••• M• · Director, Operationscontrol
        since 09/2022 · owns less than 5%
      • M••••••• A•••••• M••••••••• · Trusteecontrol
        since 04/2022 · owns F of F• M•••••• I•• E•••••••• T••••
      • M••••••• A•••••• M••••••••• · Managercontrol
        since 04/2022 · owns 50% to 75% of M•••• C•••••• L••
      • M••••••• A•••••• M••••••••• · Trusteecontrol
        since 04/2022 · owns F of F• M•••••• I•• C••••••••• T••••
      Entity owners
      • M•••• C•••••• L•• · Member
        direct · owns 50% to 75%
      • F• M•••••• I•• C••••••••• T•••• · Member
        indirect · owns 25% to 50% of The M•••• C•••••• L••
      • F• M•••••• I•• E•••••••• T•••• · Member
        indirect · owns 25% to 50% of The M•••• C•••••• L••
      Related persons
      Schedule D 7.A
      • T•• N••••••••• C••••••
        insurancen
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $78.5M to $169M
        May 19, 2025 to May 26, 2026
      • RAUM · $78.5M to $169M
        May 19, 2025 to May 26, 2026
      • Accounts · 2 to 5
        May 22, 2024 to May 19, 2025
      • Financial planning clients · unset to
        May 22, 2024 to May 19, 2025
      • Discretionary RAUM · $77.4M to $78.5M
        May 22, 2024 to May 19, 2025
      • RAUM · $77.4M to $78.5M
        May 22, 2024 to May 19, 2025
      • Accounts · 3 to 2
        May 31, 2023 to May 22, 2024
      • Discretionary RAUM · $117M to $77.4M
        May 31, 2023 to May 22, 2024
      • RAUM · $117M to $77.4M
        May 31, 2023 to May 22, 2024
      • Accounts · 4 to 3
        Nov 1, 2022 to May 31, 2023
      • Advisory employees · 3 to 2
        Nov 1, 2022 to May 31, 2023
      • Employees · 3 to 2
        Nov 1, 2022 to May 31, 2023
      • Discretionary RAUM · $178M to $117M
        Nov 1, 2022 to May 31, 2023
      • RAUM · $178M to $117M
        Nov 1, 2022 to May 31, 2023
      • Advisory employees · 1 to 3
        Jun 27, 2022 to Nov 1, 2022
      • Employees · 1 to 3
        Jun 27, 2022 to Nov 1, 2022
      • Discretionary RAUM · $251M to $178M
        May 27, 2021 to May 25, 2022
      • RAUM · $251M to $178M
        May 27, 2021 to May 25, 2022
      • Discretionary RAUM · $71.4M to $251M
        May 26, 2020 to May 27, 2021
      • RAUM · $71.4M to $251M
        May 26, 2020 to May 27, 2021
      • Accounts · 3 to 4
        May 31, 2019 to May 26, 2020
      • Advisory activities · 1 to 2
        May 31, 2019 to May 26, 2020
      • Discretionary RAUM · $45.0M to $71.4M
        May 31, 2019 to May 26, 2020
      • RAUM · $45.0M to $71.4M
        May 31, 2019 to May 26, 2020
      • Accounts · 2 to 3
        May 21, 2018 to May 31, 2019
      • Discretionary RAUM · $55.0M to $45.0M
        May 21, 2018 to May 31, 2019
      • RAUM · $55.0M to $45.0M
        May 21, 2018 to May 31, 2019
      • Accounts · 3 to 2
        May 26, 2017 to May 21, 2018
      • Employees · 2 to 1
        May 26, 2017 to May 21, 2018
      • Other offices · unset to 0.0
        May 26, 2017 to May 21, 2018
      • Discretionary RAUM · $100,000 to $55.0M
        May 26, 2017 to May 21, 2018
      • RAUM · $100,000 to $55.0M
        May 26, 2017 to May 21, 2018
      • Accounts · 1 to 3
        Jun 1, 2016 to May 26, 2017
      • Financial planning clients · 0 to unset
        Jun 1, 2016 to May 26, 2017
      • Discretionary RAUM · $28.0M to $100,000
        Jun 1, 2016 to May 26, 2017
      • RAUM · $28.0M to $100,000
        Jun 1, 2016 to May 26, 2017
      • Related insurance company · false to true
        Jun 1, 2016 to May 26, 2017
      • Accounts · 0 to 1
        Jul 27, 2015 to May 27, 2016
      • Employees · 4 to 2
        Jul 27, 2015 to May 27, 2016
      • Discretionary RAUM · $0 to $28.0M
        Jul 27, 2015 to May 27, 2016
      Signals
      7 dated events
      • ••• Locked
        May 31, 2023 · Control person left · inference
      • ••• Locked
        Nov 1, 2022 · Control person joined · fact
      • ••• Locked
        Nov 1, 2022 · Control person joined · fact
      • ••• Locked
        May 25, 2022 · Control person joined · fact
      • ••• Locked
        May 25, 2022 · Control person left · inference
      • ••• Locked
        May 27, 2021 · RAUM change · derived
      • ••• Locked
        Aug 11, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026