DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• M•••••••••
Legal name G•••••••• C•••••• M••••••••• L••
Latest filing Aug 14, 2026
First filing on the tape Feb 24, 2015 · 25 filings
SEC status approved since Mar 10, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.6B as of Aug 14, 2026
Jan 12, 2016$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 14, 2026
Jan 12, 20160 then
Employees (5.A)17 as of Aug 14, 2026
Jan 12, 20166 then
Private funds1 as of Aug 14, 2026
Jan 12, 20162 then
RAUM -17% over the last fiscal year-7.1% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $388MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B72%
- Pension and profit-sharing plans$434M28%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• M••••• F••• | Hedge Fund | $1.6B | 80 | May 23, 2013 |
| B•••••••• P••••••• L•• S••••• A• • G••••••••no longer reported | Hedge Fund | $295M | 4 | May 23, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• J••••••• N•• · Chief Compliance Officercontrolsince 09/2017 · owns less than 5%
- B••••••• G•••••• P•••• · Sector Headcontrolsince 03/2010 · owns less than 5%
- C••••••• J••••• B•••••• · Chief Operating Officercontrolsince 06/2021 · owns less than 5%
- M••••••••• G•••••• N•• · Chief Investment Officercontrolsince 11/2005 · owns 75% or more
- M•••••• F•••••••• · Head Of Risk And Tradingsince 12/2020 · owns less than 5%
Entity owners
- Z••••• D•••• · Presidentdirect · owns less than 5%
Related persons
Schedule D 7.A
- G•••••••• ••• L••••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 14, 2026institutional share of RAUM of 28% against a peer median of 0% (1506 comparable advisers, 99.0th percentile, 9.4 robust deviations)peers: asset managers, $1B to $5B (1,506) · 99% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Sep 24, 2025 to Feb 27, 2026
- Employees · 19 to 17Sep 24, 2025 to Feb 27, 2026
- Discretionary RAUM · $1.9B to $1.6BSep 24, 2025 to Feb 27, 2026
- Pension RAUM · $410M to $434MSep 24, 2025 to Feb 27, 2026
- Pooled vehicle RAUM · $1.5B to $1.1BSep 24, 2025 to Feb 27, 2026
- RAUM · $1.9B to $1.6BSep 24, 2025 to Feb 27, 2026
- Other offices · 0 to 1Jun 11, 2025 to Sep 24, 2025
- Business name · G•••••••• P••••••• to G•••••••• M•••••••••Feb 27, 2025 to Jun 11, 2025
- Financial planning clients · unset to Feb 27, 2025 to Jun 11, 2025
- Advisory employees · 10 to 8May 31, 2024 to Feb 27, 2025
- Employees · 20 to 19May 31, 2024 to Feb 27, 2025
- HQ state · unset to May 31, 2024 to Feb 27, 2025
- Organization form · Other (specify) to Limited Liability PartnershipMay 31, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.8B to $1.9BMay 31, 2024 to Feb 27, 2025
- Pension RAUM · $398M to $410MMay 31, 2024 to Feb 27, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BMay 31, 2024 to Feb 27, 2025
- RAUM · $1.8B to $1.9BMay 31, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.9B to $1.8BFeb 28, 2023 to May 31, 2024
- Pension RAUM · $351M to $398MFeb 28, 2023 to May 31, 2024
- Pooled vehicle RAUM · $1.6B to $1.4BFeb 28, 2023 to May 31, 2024
- RAUM · $1.9B to $1.8BFeb 28, 2023 to May 31, 2024
- Advisory employees · 8 to 10Feb 23, 2022 to Feb 28, 2023
- Employees · 16 to 20Feb 23, 2022 to Feb 28, 2023
- Discretionary RAUM · $2.7B to $1.9BFeb 23, 2022 to Feb 28, 2023
- Pension RAUM · $415M to $351MFeb 23, 2022 to Feb 28, 2023
- Pooled vehicle RAUM · $2.3B to $1.6BFeb 23, 2022 to Feb 28, 2023
- RAUM · $2.7B to $1.9BFeb 23, 2022 to Feb 28, 2023
- Accounts · 6 to 4Feb 25, 2021 to Feb 23, 2022
- Advisory employees · 7 to 8Feb 25, 2021 to Feb 23, 2022
- Pension plan clients · 2 to 1Feb 25, 2021 to Feb 23, 2022
- Pooled vehicle clients · 4 to 3Feb 25, 2021 to Feb 23, 2022
- Discretionary RAUM · $2.6B to $2.7BFeb 25, 2021 to Feb 23, 2022
- Pension RAUM · $476M to $415MFeb 25, 2021 to Feb 23, 2022
- Pooled vehicle RAUM · $2.2B to $2.3BFeb 25, 2021 to Feb 23, 2022
- RAUM · $2.6B to $2.7BFeb 25, 2021 to Feb 23, 2022
- Accounts · 4 to 6Jun 11, 2020 to Feb 25, 2021
- Advisory employees · 6 to 7Jun 11, 2020 to Feb 25, 2021
- Pension plan clients · unset to 2.0Jun 11, 2020 to Feb 25, 2021
- Assets in custody · 0.0 to unsetJun 11, 2020 to Feb 25, 2021
- Employees · 13 to 16Jun 11, 2020 to Feb 25, 2021
Signals
10 dated events
- Robert Neil Hobson (Chief Financial Officer) no longer on Schedule A of G•••••••• M••••••••• (listed 2023-02-28, absent 2024-05-31)May 31, 2024 · Control person left · inference
- G•••••••• M••••••••• reported RAUM $1.9B, down 27% from $2.7B (2022-02-23 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- N••••• W••• Von D••••• (President) no longer on Schedule A of G•••••••• M••••••••• (listed 2022-02-23, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Bradley James Coltman (Chief Operating Officer) appeared on Schedule A of G•••••••• M•••••••••Feb 23, 2022 · Control person joined · fact
- G•••••••• M••••••••• reported RAUM $2.6B, up 108% from $1.3B (2020-06-11 to 2021-02-25)Feb 25, 2021 · RAUM change · derived
- William Martin Stapleton (Sector Head) no longer on Schedule A of G•••••••• M••••••••• (listed 2020-06-11, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- G•••••••• M••••••••• reported RAUM $1.3B, up 112% from $598.9M (2019-02-28 to 2020-02-24)Feb 24, 2020 · RAUM change · derived
- G•••••••• M••••••••• reported RAUM $598.9M, up 81% from $330.0M (2018-02-28 to 2019-02-28)Feb 28, 2019 · RAUM change · derived
- N••••• W••• Von D••••• (Chief Operating Officer) appeared on Schedule A of G•••••••• M•••••••••Feb 28, 2019 · Control person joined · fact
- G•••••••• P••••••• filed its initial SEC registration (Form ADV)Feb 24, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gladstone-capital-management-llpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 207 408 4771reportedpublic record, Form ADV, Aug 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026