DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Episteme Capital
Legal name Episteme Capital Partners (Uk), Llp
Latest filing Mar 31, 2026
First filing on the tape Apr 14, 2014 · 21 filings
SEC status approved since Apr 25, 2014
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$276M as of Mar 31, 2026
Apr 1, 2015$43.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20150 then
Employees (5.A)20 as of Mar 31, 2026
Apr 1, 20157 then
Private funds8 as of Mar 31, 2026
Apr 1, 20155 then
RAUM +11% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$276M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Systematic Quest Portfolio Company, Ltd | Hedge Fund | $99.6M | 22 | Apr 14, 2014 |
| Episteme Esqtr Smf I, Ltd. | Hedge Fund | $88.5M | 1 | Mar 29, 2024 |
| Systematic Quest Fund II, Ltd. | Hedge Fund | $76.5M | 12 | Apr 14, 2014 |
| Systematic Quest Fund I, LLC | Hedge Fund | $21.9M | 11 | Apr 14, 2014 |
| Systematic Quest Midco, Ltd.no longer reported | Hedge Fund | $9.4M | 2 | Apr 14, 2014 |
| Episteme Global Equity, LPno longer reported | Hedge Fund | $7.1M | 3 | Aug 2, 2013 |
| Episteme Multi-Strategy, Ltd. | Hedge Fund | $5.4M | 2 | Mar 31, 2017 |
| Episteme Trend, Ltd. | Hedge Fund | $1.5M | 2 | Mar 31, 2017 |
| Episteme Global Equities, Ltd. | Hedge Fund | $1.2M | 2 | Mar 31, 2021 |
| Episteme Equity Opportunities, Ltd. | Hedge Fund | $1.1M | 2 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Rosenbaum Helaine Dryden · General Counsel And Chief Compliance Officer, Episteme Groupcontrolsince 08/2009 · owns less than 5%
- Luis Adrian Eterovic · Chief Executive Officercontrolsince 08/2009 · owns 25% to 50%
- Nazmin Jameel Kassam · Principalcontrolsince 05/2014 · owns less than 5%
- Salvador Gustavo Lau Laynes-Lozada · Principalcontrolsince 08/2009 · owns less than 5%
- Gina Roman · Chief Financial Officer, Episteme Groupcontrolsince 08/2009 · owns less than 5%
- Luis Adrian Eterovic · Director And Principalcontrolsince 08/2009 · owns 50% to 75% of Episteme Capital Partners (Cayman), Ltd
- Francis Richard Leahy · Director And Principalcontrolsince 08/2009 · owns 25% to 50% of Episteme Capital Partners (Cayman), Ltd.
Entity owners
- Episteme Capital Holdings (Cayman), Ltd. · Corporate Memberdirect · owns 50% to 75%
- Episteme Capital Partners (Cayman), Ltd. · Shareholderindirect · owns 75% or more of Episteme Capital Holdings (Cayman), Ltd.
Related persons
Schedule D 7.A
- Episteme Capital Partners (Cayman), Ltd.banky
- Episteme Capital Partners (US), LLCbankn
- Episteme Capital, LPbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 19 to 18Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $162M to $0Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $249M to $276MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $249M to $276MMar 31, 2025 to Mar 31, 2026
- RAUM · $249M to $276MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 12 to 14Jan 2, 2025 to Mar 31, 2025
- Business name · EPISTEME CAPITAL PARTNERS (UK), LLP to EPISTEME CAPITALJan 2, 2025 to Mar 31, 2025
- Pooled vehicle clients · 20 to 19Jan 2, 2025 to Mar 31, 2025
- Assets in custody · $194M to $162MJan 2, 2025 to Mar 31, 2025
- Employees · 18 to 20Jan 2, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 2, 2025 to Mar 31, 2025
- Discretionary RAUM · $281M to $249MJan 2, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $281M to $249MJan 2, 2025 to Mar 31, 2025
- RAUM · $281M to $249MJan 2, 2025 to Mar 31, 2025
- HQ state · unset to Mar 29, 2024 to Jan 2, 2025
- Accounts · 7 to 8Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 11 to 12Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $112M to $194MMar 30, 2023 to Mar 29, 2024
- Employees · 15 to 18Mar 30, 2023 to Mar 29, 2024
- Private funds · 7 to 8Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $112M to $281MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $112M to $281MMar 30, 2023 to Mar 29, 2024
- RAUM · $112M to $281MMar 30, 2023 to Mar 29, 2024
- Advisory employees · 9 to 11Apr 20, 2022 to Mar 30, 2023
- Pooled vehicle clients · 19 to 20Apr 20, 2022 to Mar 30, 2023
- Assets in custody · $81.1M to $112MApr 20, 2022 to Mar 30, 2023
- Employees · 14 to 15Apr 20, 2022 to Mar 30, 2023
- Discretionary RAUM · $79.8M to $112MApr 20, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $79.8M to $112MApr 20, 2022 to Mar 30, 2023
- RAUM · $79.8M to $112MApr 20, 2022 to Mar 30, 2023
- Advisory employees · 7 to 9Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 16 to 19Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $74.4M to $81.1MMar 31, 2021 to Mar 31, 2022
- Employees · 11 to 14Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $78.2M to $79.8MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $78.2M to $79.8MMar 31, 2021 to Mar 31, 2022
- RAUM · $78.2M to $79.8MMar 31, 2021 to Mar 31, 2022
- Accounts · 6 to 7Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 4 to 7Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 12 to 16Mar 30, 2020 to Mar 31, 2021
Signals
2 dated events
- Episteme Capital reported RAUM $281.0M, up 150% from $112.2M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Episteme Capital Partners (Uk), Llp filed its initial SEC registration (Form ADV)Apr 14, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/EPISTEME-CAPITAL-PARTNERS-UK-LLPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- EPISTEMECAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 20 7292 2662reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026