DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• C•••••• M••••••••• L••
Latest filing Feb 20, 2026
First filing on the tape Jun 5, 2013 · 28 filings
SEC status approved since Oct 21, 2013
RAUM
$104M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$104M as of Feb 20, 2026
Feb 24, 2014$3.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 20, 2026
Feb 24, 20140 then
Employees (5.A)2 as of Feb 20, 2026
Feb 24, 20141 then
Private funds: no history
RAUM +34% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$104M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•••••• G••••• · Managing Membercontrolsince 03/2013 · owns 25% to 50%
- L•••••• M•••• B•••••• · Foundercontrolsince 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list W••••••••• C•••••• M••••••••• L•• as a related person
- 282599 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $77.4M to $104MFeb 12, 2025 to Feb 20, 2026
- RAUM · $77.4M to $104MFeb 12, 2025 to Feb 20, 2026
- Financial planning clients · unset to Sep 18, 2024 to Feb 12, 2025
- Discretionary RAUM · $83.1M to $77.4MSep 18, 2024 to Feb 12, 2025
- RAUM · $83.1M to $77.4MSep 18, 2024 to Feb 12, 2025
- Employees · 3 to 2Mar 22, 2024 to Aug 2, 2024
- Employees · 4 to 3Jan 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $112M to $83.1MJan 20, 2023 to Mar 22, 2024
- RAUM · $112M to $83.1MJan 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $200M to $112MOct 6, 2022 to Jan 20, 2023
- RAUM · $200M to $112MOct 6, 2022 to Jan 20, 2023
- Discretionary RAUM · $126M to $200MAug 16, 2021 to Feb 8, 2022
- RAUM · $126M to $200MAug 16, 2021 to Feb 8, 2022
- Related bank · true to falseAug 16, 2021 to Feb 8, 2022
- Related broker-dealer · true to falseAug 16, 2021 to Feb 8, 2022
- HQ city · NEW YORK to WESTPORTFeb 4, 2021 to Aug 16, 2021
- HQ state · NY to CTFeb 4, 2021 to Aug 16, 2021
- Discretionary RAUM · $89.8M to $126MJul 9, 2020 to Feb 4, 2021
- RAUM · $89.8M to $126MJul 9, 2020 to Feb 4, 2021
- Employees · 2 to 4Feb 12, 2020 to Jul 9, 2020
- Discretionary RAUM · $82.7M to $89.8MFeb 12, 2020 to Jul 9, 2020
- RAUM · $82.7M to $89.8MFeb 12, 2020 to Jul 9, 2020
- Discretionary RAUM · $46.6M to $82.7MMar 5, 2019 to Feb 12, 2020
- RAUM · $46.6M to $82.7MMar 5, 2019 to Feb 12, 2020
- Discretionary RAUM · $39.4M to $46.6MOct 8, 2018 to Mar 5, 2019
- RAUM · $39.4M to $46.6MOct 8, 2018 to Mar 5, 2019
- Related bank · false to trueAug 7, 2018 to Sep 10, 2018
- Related broker-dealer · false to trueAug 7, 2018 to Sep 10, 2018
- Discretionary RAUM · $28.7M to $39.4MMar 22, 2018 to Apr 27, 2018
- RAUM · $28.7M to $39.4MMar 22, 2018 to Apr 27, 2018
- Discretionary RAUM · $17.1M to $28.7MJan 8, 2018 to Mar 22, 2018
- RAUM · $17.1M to $28.7MJan 8, 2018 to Mar 22, 2018
- Related adviser · true to falseJan 8, 2018 to Mar 22, 2018
- Other offices · unset to 0.0Feb 10, 2017 to Jan 8, 2018
- Discretionary RAUM · $15.9M to $17.1MApr 28, 2016 to Feb 10, 2017
- RAUM · $15.9M to $17.1MApr 28, 2016 to Feb 10, 2017
- Advisory employees · 2 to 1Mar 27, 2015 to Mar 24, 2016
- Discretionary RAUM · $13.7M to $15.9MMar 27, 2015 to Mar 24, 2016
- RAUM · $13.7M to $15.9MMar 27, 2015 to Mar 24, 2016
- Related adviser · false to trueMar 27, 2015 to Mar 24, 2016
Signals
11 dated events
- Thomas John Hailer (Member/Manager) no longer on Schedule A of W••••••••• C•••••• M••••••••• L•• (listed 2024-08-02, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- James Christopher Maguire (Manager) no longer on Schedule A of W••••••••• C•••••• M••••••••• L•• (listed 2024-08-02, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Arthur Ross Michael Wilson (Manager) no longer on Schedule A of W••••••••• C•••••• M••••••••• L•• (listed 2024-08-02, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Albert Charles Brizius (Member/Manager) no longer on Schedule A of W••••••••• C•••••• M••••••••• L•• (listed 2024-08-02, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Jennifer Jian (Chief Compliance Officer) no longer on Schedule A of W••••••••• C•••••• M••••••••• L•• (listed 2024-03-22, absent 2024-08-02)Aug 2, 2024 · Control person left · inference
- Jennifer Jian (Chief Compliance Officer) appeared on Schedule A of W••••••••• C•••••• M••••••••• L••Mar 22, 2024 · Control person joined · fact
- Thomas John Hailer (Member/Manager) appeared on Schedule A of W••••••••• C•••••• M••••••••• L••Jan 20, 2023 · Control person joined · fact
- James Christopher Maguire (Manager) appeared on Schedule A of W••••••••• C•••••• M••••••••• L••Jan 20, 2023 · Control person joined · fact
- Arthur Ross Michael Wilson (Manager) appeared on Schedule A of W••••••••• C•••••• M••••••••• L••Jan 20, 2023 · Control person joined · fact
- Albert Charles Brizius (Member/Manager) appeared on Schedule A of W••••••••• C•••••• M••••••••• L••Jan 20, 2023 · Control person joined · fact
- W••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wavelength-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- W•••••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-244-7580reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026