DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•••••• C•••••• L••••••

Former SEC-registered adviserWan Chai, CRD 167819SEC 801-78253IAPD
Latest filing Jul 31, 2023
First filing on the tape Jun 20, 2013 · 16 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
$827M gross assets
History
16 filings and snapshots on the tape
RAUM$1.1B as of Jul 31, 2023
Jul 1, 2014$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2023
Jul 1, 20140 then
Employees (5.A)21 as of Jul 31, 2023
Jul 1, 201415 then
Private funds4 as of Jul 31, 2023
Jul 1, 20144 then
RAUM -53% over the last fiscal year-6.1% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jul 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$211MderivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-53%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B96%
  • Investment companies$37.6M3.6%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••••• C•••• F•••• I••••• F•••Other Private Fund$476M160Nov 4, 2013
      G•••••• A•••• O••••••••• U•••• F•••Other Private Fund$173M99Nov 4, 2013
      G•••••• C•••• O•••••• R•• B••• F•••Other Private Fund$118M32Jul 20, 2021
      G•••••• G••••• E••••••• U•••• F•••Other Private Fund$59.3M34Nov 4, 2013
      G•••••• G••••• A•••• A••••••••• U•••• F•••no longer reportedOther Private Fund$31.8M4Oct 15, 2014
      G•••••• A•••• V•••• F•••no longer reportedOther Private Fund$22.7M22Jul 1, 2014
      G•••••• D•••••• F•••••• F•••no longer reportedOther Private Fund$21.0M22Nov 4, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • G•••• L••••••••• · Shareholder Of G•••••• C•••••• L••••••/ Chief Executive Officercontrol
        since 06/2003 · owns 75% or more
      • H•• A•••••• K•• S•••• · Chief Investment Officer/Head Of A•••• E•••••••control
        since 06/2003 · owns less than 5%
      • K•••••••• A•••••• · Shareholder Of G•••••• C•••••• L••••••control
        since 06/2003 · owns 25% to 50%
      • L••• M•••• · Chief Operating Officer/ Chief Compliance Officercontrol
        since 06/2003 · owns less than 5%
      Related persons
      Schedule D 7.A
      • G•••••• C•••••• ••••••••• P••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • S••••••••, Singapore4 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 7
        Nov 2, 2022 to Jul 31, 2023
      • Employees · 23 to 21
        Nov 2, 2022 to Jul 31, 2023
      • Other offices · 0 to 1
        Nov 2, 2022 to Jul 31, 2023
      • Discretionary RAUM · $2.2B to $1.0B
        Nov 2, 2022 to Jul 31, 2023
      • Non-discretionary RAUM · $48.1M to $37.6M
        Nov 2, 2022 to Jul 31, 2023
      • Pooled vehicle RAUM · $2.2B to $1.0B
        Nov 2, 2022 to Jul 31, 2023
      • RAUM · $2.3B to $1.1B
        Nov 2, 2022 to Jul 31, 2023
      • Related adviser · false to true
        Nov 2, 2022 to Jul 31, 2023
      • Advisory employees · 8 to 9
        Jul 20, 2021 to Jul 25, 2022
      • Advisory activities · 3 to 4
        Jul 20, 2021 to Jul 25, 2022
      • Pooled vehicle clients · 5 to 4
        Jul 20, 2021 to Jul 25, 2022
      • Discretionary RAUM · $2.7B to $2.2B
        Jul 20, 2021 to Jul 25, 2022
      • Non-discretionary RAUM · $0 to $48.1M
        Jul 20, 2021 to Jul 25, 2022
      • Pooled vehicle RAUM · $2.7B to $2.2B
        Jul 20, 2021 to Jul 25, 2022
      • RAUM · $2.7B to $2.3B
        Jul 20, 2021 to Jul 25, 2022
      • Accounts · 6 to 5
        Jul 17, 2020 to Jul 20, 2021
      • Advisory employees · 9 to 8
        Jul 17, 2020 to Jul 20, 2021
      • Pooled vehicle clients · 6 to 5
        Jul 17, 2020 to Jul 20, 2021
      • Employees · 19 to 23
        Jul 17, 2020 to Jul 20, 2021
      • Discretionary RAUM · $1.3B to $2.7B
        Jul 17, 2020 to Jul 20, 2021
      • Pooled vehicle RAUM · $1.3B to $2.7B
        Jul 17, 2020 to Jul 20, 2021
      • RAUM · $1.3B to $2.7B
        Jul 17, 2020 to Jul 20, 2021
      • Accounts · 5 to 6
        Jul 19, 2019 to Jul 17, 2020
      • Advisory employees · 10 to 9
        Jul 19, 2019 to Jul 17, 2020
      • Pooled vehicle clients · 5 to 6
        Jul 19, 2019 to Jul 17, 2020
      • Private funds · 5 to 4
        Jul 19, 2019 to Jul 17, 2020
      • Discretionary RAUM · $1.2B to $1.3B
        Jul 19, 2019 to Jul 17, 2020
      • Pooled vehicle RAUM · $1.2B to $1.3B
        Jul 19, 2019 to Jul 17, 2020
      • RAUM · $1.2B to $1.3B
        Jul 19, 2019 to Jul 17, 2020
      • Organization form · Corporation to Other (specify)
        Jul 24, 2018 to Jul 19, 2019
      • Discretionary RAUM · $1.4B to $1.2B
        Jul 24, 2018 to Jul 19, 2019
      • Pooled vehicle RAUM · $1.4B to $1.2B
        Jul 24, 2018 to Jul 19, 2019
      • RAUM · $1.4B to $1.2B
        Jul 24, 2018 to Jul 19, 2019
      • Accounts · 15 to 5
        Jul 27, 2017 to Jul 24, 2018
      • Advisory activities · 4 to 3
        Jul 27, 2017 to Jul 24, 2018
      • Pooled vehicle clients · unset to 5.0
        Jul 27, 2017 to Jul 24, 2018
      • Employees · 17 to 19
        Jul 27, 2017 to Jul 24, 2018
      • Other offices · unset to 0.0
        Jul 27, 2017 to Jul 24, 2018
      • Discretionary RAUM · $1.0B to $1.4B
        Jul 27, 2017 to Jul 24, 2018
      • Pooled vehicle RAUM · unset to 1415615813.0
        Jul 27, 2017 to Jul 24, 2018
      Signals
      4 dated events
      • G•••••• C•••••• L•••••• reported RAUM $1.1B, down 53% from $2.3B (2022-11-02 to 2023-07-31)
        Jul 31, 2023 · RAUM change · derived
      • G•••••• C•••••• L•••••• reported RAUM $2.7B, up 108% from $1.3B (2020-07-17 to 2021-07-20)
        Jul 20, 2021 · RAUM change · derived
      • G•••••• C•••••• L•••••• reported RAUM $1.4B, up 42% from $1.0B (2017-07-27 to 2018-07-24)
        Jul 24, 2018 · RAUM change · derived
      • G•••••• C•••••• L•••••• filed its initial SEC registration (Form ADV)
        Jun 20, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026