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L••••••••• I•••••••••

Former SEC-registered adviserFormer SEC adviser· Nashville, Tennessee

Former SEC-registered adviser, based in Nashville, Tennessee, reporting $8.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$8.0M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-30%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 167944 · SEC 801-78202 · 16 filingsShow
CRD 167944SEC 801-78202Legal name L••••••••• I••••••••• L••First filing on the tape Jun 6, 2013, latest Jan 10, 2018IAPD
RAUM
$8.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$8.0M as of Mar 27, 2017
Jun 26, 2014$6.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2017
Jun 26, 20140 then
Employees (5.A)4 as of Mar 27, 2017
Jun 26, 20142 then
Private funds: no history
RAUM -30% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 10, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$8.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-30%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$8.0M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• M••••••• · President And Chief Executive Officercontrol
        since 07/2017 · owns less than 5%
      • G••••••••• M•••••••• A• · Chief Compliance Officer
        since 12/2017 · owns less than 5%
      Entity owners
      • L••••••••• L•• · Sole Member
        direct · owns 75% or more
      • L••••••••• H•••••••• L•• · Owner
        indirect · owns 75% or more of L••••••••• L••
      • W•••• G••••• L•• · Owner
        indirect · owns 75% or more of L••••••••• H•••••••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 2
        Jul 24, 2017 to Oct 18, 2017
      • Employees · 4 to 2
        Jul 24, 2017 to Oct 18, 2017
      • Other offices · unset to 0.0
        Jul 24, 2017 to Oct 18, 2017
      • Advisory employees · 2 to 3
        Jul 29, 2016 to Mar 27, 2017
      • Business name · L••••••••• to L••••••••• I•••••••••
        Jul 29, 2016 to Mar 27, 2017
      • Employees · 2 to 4
        Jul 29, 2016 to Mar 27, 2017
      • Discretionary RAUM · $10.6M to $8.0M
        Jul 29, 2016 to Mar 27, 2017
      • RAUM · $10.6M to $8.0M
        Jul 29, 2016 to Mar 27, 2017
      • Legal name · L•••••••••, INC. to L••••••••• I••••••••• L••
        Jul 22, 2016 to Jul 29, 2016
      • Advisory employees · 4 to 2
        Jun 7, 2016 to Jul 22, 2016
      • Business name · L••••••••• I••• • L•••• N•••• L••••••••• • B••••••• N••• to L•••••••••
        Jun 7, 2016 to Jul 22, 2016
      • Employees · 4 to 2
        Jun 7, 2016 to Jul 22, 2016
      • Organization form · Corporation to Limited Liability Company
        Jun 7, 2016 to Jul 22, 2016
      • Advisory employees · 2 to 4
        Jan 5, 2016 to Jun 7, 2016
      • Employees · 2 to 4
        Jan 5, 2016 to Jun 7, 2016
      • Discretionary RAUM · $11.4M to $10.6M
        Jan 5, 2016 to Jun 7, 2016
      • RAUM · $11.4M to $10.6M
        Jan 5, 2016 to Jun 7, 2016
      • Legal name · L••••••••• I••• • L•••• N•••• L••••••••• • B••••••• N••• to L•••••••••, INC.
        Sep 24, 2015 to Jan 5, 2016
      • Discretionary RAUM · $6.9M to $11.4M
        Feb 20, 2015 to May 26, 2015
      • RAUM · $6.9M to $11.4M
        Feb 20, 2015 to May 26, 2015
      • Advisory employees · 1 to 2
        Sep 23, 2013 to Jun 26, 2014
      • Employees · 1 to 2
        Sep 23, 2013 to Jun 26, 2014
      • Discretionary RAUM · $6.0M to $6.9M
        Sep 23, 2013 to Jun 26, 2014
      • RAUM · $6.0M to $6.9M
        Sep 23, 2013 to Jun 26, 2014
      • Accounts · unset to 1.0
        Jun 6, 2013 to Sep 23, 2013
      • Business name · L•••• S••••• to L••••••••• I••• • L•••• N•••• L••••••••• • B••••••• N•••
        Jun 6, 2013 to Sep 23, 2013
      • Legal name · COURTNEY, ELIZABETH SEIGENTHALER to L••••••••• I••• • L•••• N•••• L••••••••• • B••••••• N•••
        Jun 6, 2013 to Sep 23, 2013
      • Discretionary RAUM · unset to 6000000.0
        Jun 6, 2013 to Sep 23, 2013
      • Non-discretionary RAUM · unset to 0.0
        Jun 6, 2013 to Sep 23, 2013
      • RAUM · unset to 6000000.0
        Jun 6, 2013 to Sep 23, 2013
      Signals
      1 dated events
      • ••• Locked
        Jun 6, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026